secwatch.observer — SEC 8-K summary
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Issuer:     Aeries Technology, Inc. (AERT)
CIK:        0001853044
Form:       8-K
Filed at:   2025-10-01T23:59:59+00:00
Accession:  0001829126-25-007827
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aeries Technology enters ATM equity offering for up to $4.485M with Roth Capital
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- Sales Agreement with Roth Capital Partners for at-the-market offering of Class A ordinary shares up to $4.485M.
- Shelf registration statement on Form S-3 (File No. 333-290655) filed October 1, 2025.
- Agent receives 3.0% commission on gross sales and expense reimbursement up to $40k plus $5k/quarter during sales.
- Company has no obligation to sell; offering terminates upon full sale or earlier termination by either party.
- Offering is on commercially reasonable efforts basis, not a firm commitment.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1853044/000182912625007827/0001829126-25-007827-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1853044/000182912625007827/aeriestech_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-25-007827

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