---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-25-007882"
form_type: "8-K"
ticker: "VIVK"
cik: "0001450704"
company_name: "Vivakor, Inc."
filed_at: "2025-10-03T23:59:59+00:00"
generated_at: "2026-05-17T04:44:02.543632+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Vivakor converts $700K note into 5.24M shares; cumulative conversions $1.1M

## Summary
- $700,000 of principal converted into 5,235,602 shares of common stock at ~$0.1337/share.
- Cumulative conversions total $1.1M plus 250,000 commitment shares issued to J.J. Astor & Co.
- Shares issued without restrictive legend under Section 4(a)(2) exemption to accredited investor.
- Remaining principal on $6.625M note is approximately $5.525M after all conversions.
- Conversions and prior issuances did not exceed 5% of outstanding stock since June 30, 2025.

## SEC filing metadata
- accession: 0001829126-25-007882
- form_type: 8-K
- ticker: VIVK
- cik: 0001450704
- company_name: Vivakor, Inc.
- filed_at: 2025-10-03T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1450704/000182912625007882/0001829126-25-007882-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1450704/000182912625007882/vivakor_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-25-007882
- JSON: https://secwatch.observer/filing/0001829126-25-007882.json
- Plain text: https://secwatch.observer/filing/0001829126-25-007882.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.