secwatch.observer — SEC 8-K summary
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Issuer:     Vivakor, Inc. (VIVK)
CIK:        0001450704
Form:       8-K
Filed at:   2025-10-03T23:59:59+00:00
Accession:  0001829126-25-007882
Event type: debt
Sentiment:  neutral
Materiality: 0.45
Item codes: 3.02
LLM model:  deepseek-v4-flash:cloud@v2

Vivakor converts $700K note into 5.24M shares; cumulative conversions $1.1M
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- $700,000 of principal converted into 5,235,602 shares of common stock at ~$0.1337/share.
- Cumulative conversions total $1.1M plus 250,000 commitment shares issued to J.J. Astor & Co.
- Shares issued without restrictive legend under Section 4(a)(2) exemption to accredited investor.
- Remaining principal on $6.625M note is approximately $5.525M after all conversions.
- Conversions and prior issuances did not exceed 5% of outstanding stock since June 30, 2025.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625007882/0001829126-25-007882-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625007882/vivakor_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-25-007882

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