---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-25-008445"
form_type: "8-K"
ticker: "VIVK"
cik: "0001450704"
company_name: "Vivakor, Inc."
filed_at: "2025-10-27T23:59:59+00:00"
generated_at: "2026-05-17T02:09:53.258775+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Vivakor raises $3.5M in registered direct offering of common stock and pre-funded warrants

## Summary
- Issued 10,909,090 common shares at $0.22/sh and 5,000,000 pre-funded warrants at $0.219/sh for $3.5M gross proceeds.
- Offering closed on October 27, 2025; net proceeds to be used for working capital and general corporate purposes.
- D. Boral Capital LLC acted as exclusive placement agent; cash fee of 7% of gross proceeds plus non-accountable expenses.
- Pre-funded warrants exercisable at $0.001/sh immediately with a 4.99% (or 9.99% holder election) beneficial ownership limitation.
- Offering made under existing Form S-3 shelf registration effective February 10, 2023.

## SEC filing metadata
- accession: 0001829126-25-008445
- form_type: 8-K
- ticker: VIVK
- cik: 0001450704
- company_name: Vivakor, Inc.
- filed_at: 2025-10-27T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1450704/000182912625008445/0001829126-25-008445-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1450704/000182912625008445/vivakor_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-25-008445
- JSON: https://secwatch.observer/filing/0001829126-25-008445.json
- Plain text: https://secwatch.observer/filing/0001829126-25-008445.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.