secwatch.observer — SEC 8-K summary
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Issuer:     Vivakor, Inc. (VIVK)
CIK:        0001450704
Form:       8-K
Filed at:   2025-10-27T23:59:59+00:00
Accession:  0001829126-25-008445
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Vivakor raises $3.5M in registered direct offering of common stock and pre-funded warrants
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- Issued 10,909,090 common shares at $0.22/sh and 5,000,000 pre-funded warrants at $0.219/sh for $3.5M gross proceeds.
- Offering closed on October 27, 2025; net proceeds to be used for working capital and general corporate purposes.
- D. Boral Capital LLC acted as exclusive placement agent; cash fee of 7% of gross proceeds plus non-accountable expenses.
- Pre-funded warrants exercisable at $0.001/sh immediately with a 4.99% (or 9.99% holder election) beneficial ownership limitation.
- Offering made under existing Form S-3 shelf registration effective February 10, 2023.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625008445/0001829126-25-008445-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625008445/vivakor_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-25-008445

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