---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-25-008779"
form_type: "8-K"
ticker: "VIVK"
cik: "0001450704"
company_name: "Vivakor, Inc."
filed_at: "2025-10-31T23:59:59+00:00"
generated_at: "2026-05-17T01:05:34.336342+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Vivakor raises ~$2.55M via registered direct offering of common stock and pre-funded warrants

## Summary
- Issued 10.6M shares at $0.18/share and 3.566M pre-funded warrants at $0.179 (nominal exercise $0.001) for gross proceeds ~$2.55M.
- Offering closed Oct 31, 2025; underwritten by D. Boral Capital LLC with 7% cash fee.
- Proceeds used for working capital and general corporate purposes.
- Warrants exercisable immediately, subject to 4.99% (or up to 9.99%) beneficial ownership limitation.

## SEC filing metadata
- accession: 0001829126-25-008779
- form_type: 8-K
- ticker: VIVK
- cik: 0001450704
- company_name: Vivakor, Inc.
- filed_at: 2025-10-31T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1450704/000182912625008779/0001829126-25-008779-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1450704/000182912625008779/vivakor_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-25-008779
- JSON: https://secwatch.observer/filing/0001829126-25-008779.json
- Plain text: https://secwatch.observer/filing/0001829126-25-008779.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.