secwatch.observer — SEC 8-K summary
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Issuer:     Vivakor, Inc. (VIVK)
CIK:        0001450704
Form:       8-K
Filed at:   2025-10-31T23:59:59+00:00
Accession:  0001829126-25-008779
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Vivakor raises ~$2.55M via registered direct offering of common stock and pre-funded warrants
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- Issued 10.6M shares at $0.18/share and 3.566M pre-funded warrants at $0.179 (nominal exercise $0.001) for gross proceeds ~$2.55M.
- Offering closed Oct 31, 2025; underwritten by D. Boral Capital LLC with 7% cash fee.
- Proceeds used for working capital and general corporate purposes.
- Warrants exercisable immediately, subject to 4.99% (or up to 9.99%) beneficial ownership limitation.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625008779/0001829126-25-008779-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625008779/vivakor_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-25-008779

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer