secwatch.observer — SEC 8-K summary
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Issuer:     Vivakor, Inc. (VIVK)
CIK:        0001450704
Form:       8-K
Filed at:   2025-11-24T23:59:59+00:00
Accession:  0001829126-25-009397
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 3.02
LLM model:  deepseek-v4-flash:cloud@v2

Vivakor issues 4.85M shares upon conversion of $304K in convertible notes
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- Two holders converted $180,467 of Notes into 2,920,639 unregistered shares.
- Lender J.J. Astor & Co. converted $123,693 of Initial Note into 1,928,188 shares, fully satisfying the note.
- Shares issued without Rule 144 restrictive legends based on legal opinion; exempt under Section 4(a)(2).
- Conversions occurred on Nov 19-20, 2025; company previously issued $575,000 Notes in May 2025.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625009397/0001829126-25-009397-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1450704/000182912625009397/vivakorinc_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-25-009397

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer