{"schema_version":"secwatch.filing_event.v1","accession":"0001829126-25-010328","form_type":"8-K","ticker":"VIVK","cik":"0001450704","company_name":"Vivakor, Inc.","filed_at":"2025-12-29T23:59:59+00:00","discovered_at":"2026-05-14T18:02:39.438105+00:00","generated_at":"2026-05-16T12:05:41.826328+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"confidence":"high","headline":"Vivakor receives Nasdaq delisting notice; trading suspended Dec 26","bullets":["Closing bid price fell below $0.10 for 10 consecutive days, triggering Low Priced Stocks Rule.","Nasdaq determined company ineligible for remaining grace period to meet $1.00 minimum bid price.","Separate deficiency under Listing Rule 5635(d) for lack of shareholder approval also cited.","Company submitted appeal on Dec 24; hearing scheduled Jan 29, 2026.","Common stock (VIVK) trading suspended; Form 25-NSE to be filed with SEC."],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-25-010328","json":"https://secwatch.observer/filing/0001829126-25-010328.json","markdown":"https://secwatch.observer/filing/0001829126-25-010328.md","text":"https://secwatch.observer/filing/0001829126-25-010328.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/vivakorinc_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T12:05:41.826328+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"5ecc73a75ecc5ce364e25756ac55bed0d1a8be6c","claim":"Vivakor, Inc. received a nasdaq deficiency notice notice regarding other (rules 5635(d)).","evidence_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements set forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving the issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule 5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that pursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","confidence":0.9},{"claim_id":"7931d9b56d9a36c66a28583de4fda522522e3653","claim":"Vivakor, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii)).","evidence_excerpt":"December 19, 2025, the Company received a notification letter (the “Letter”) from the Staff that as of December 19, 2025, the Common Stock had a closing bid price of $0.10 or less for ten consecutive trading days and accordingly, the Company was subject to the provisions contemplated under Listing Rule 5810(c)(3)(A)(iii) (the “Low Priced Stocks Rule”) and not eligible for the remainder of the Second Grace Period. The Letter advised that, since the Company did not regain compliance with the Minimum Bid Price Requirement within the Second Grace Period, the Common Stock will be delisted from The","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001477932-26-003501","ticker":"EDBL","company_name":"Edible Garden AG Inc","filed_at":"2026-05-29T21:00:24+00:00","headline":"Edible Garden receives Nasdaq delisting notice for bid price non-compliance; intends to appeal","event_type":"regulatory","sec_items":["3.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-003501","json":"https://secwatch.observer/filing/0001477932-26-003501.json","markdown":"https://secwatch.observer/filing/0001477932-26-003501.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1809750/000147793226003501/0001477932-26-003501-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1809750/000147793226003501/edbl_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 27, 2026, Edible Garden AG Incorporated (the “Company”) received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based upon the closing bid price of the Company’s common stock for at least 30 consecutive business days, the Company no longer meets Nasdaq Listing Rule 5550(a)(2), which requires listed companies to maintain a minimum bid price of at least $1 per share (the “Bid Price Rule”). Under Nasdaq Listing Rule 5810(c)(3)(A)(iv), because the Company has effected a reverse stock split over the prior one-year per","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1809750/000147793226003501/0001477932-26-003501-index.htm"}},{"accession":"0001654954-26-005548","ticker":"ONFO","company_name":"Onfolio Holdings, Inc","filed_at":"2026-05-29T20:30:53+00:00","headline":"Onfolio receives Nasdaq delisting notice for insufficient equity ($1.22M vs $2.5M min)","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001654954-26-005548","json":"https://secwatch.observer/filing/0001654954-26-005548.json","markdown":"https://secwatch.observer/filing/0001654954-26-005548.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426005548/0001654954-26-005548-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426005548/onfo_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 26, 2026, Onfolio Holdings Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”) informing the Company that it is not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires listed companies to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing on the Nasdaq Capital Market. The Notice states that the Company’s Quarterly Report on Form 10-Q for the for the period ended March 31, 2026 reported stockholders’ equity of $1,216,603. As of the date of the Notice","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426005548/0001654954-26-005548-index.htm"}},{"accession":"0001104659-26-067467","ticker":"LVLU","company_name":"Lulu's Fashion Lounge Holdings, Inc.","filed_at":"2026-05-28T20:01:22+00:00","headline":"Lulu's Fashion Lounge gets Nasdaq delisting notice for negative stockholders' equity","event_type":"regulatory","sec_items":["3.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-067467","json":"https://secwatch.observer/filing/0001104659-26-067467.json","markdown":"https://secwatch.observer/filing/0001104659-26-067467.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1780201/000110465926067467/0001104659-26-067467-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1780201/000110465926067467/lvlu-20260521x8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 21, 2026, Lulu’s Fashion Lounge Holdings, Inc. (the “Company”) received a letter (the “Letter”) from the Nasdaq Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is out of compliance with the minimum of $2.5 million of stockholders’ equity required for continued listing on the Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(b)(1). The Company’s stockholders’ equity as reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 29, 2026 was approximately $(525) thousand. The Company does not meet the a","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1780201/000110465926067467/0001104659-26-067467-index.htm"}},{"accession":"0001493152-26-025433","ticker":"SONM","company_name":"DNA X, Inc.","filed_at":"2026-05-27T20:35:28+00:00","headline":"DNA X receives Nasdaq delisting notice; issues $3.05M convertible note to insider","event_type":"regulatory","sec_items":["1.01","2.03","3.01","3.02","9.01"],"materiality_score":0.9,"calibrated_materiality_score":0.9,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025433","json":"https://secwatch.observer/filing/0001493152-26-025433.json","markdown":"https://secwatch.observer/filing/0001493152-26-025433.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1178697/000149315226025433/0001493152-26-025433-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1178697/000149315226025433/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 22, 2026, the Company received a delisting determination letter from the Staff advising the Company that unless the Company requests\na hearing before a Nasdaq Hearing Panel (the “Panel”) to appeal Nasdaq’s delisting","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1178697/000149315226025433/0001493152-26-025433-index.htm"}},{"accession":"0001493152-26-025377","ticker":"SINT","company_name":"Sintx Technologies, Inc.","filed_at":"2026-05-27T19:00:23+00:00","headline":"SINTX Technologies receives Nasdaq delisting notice for insufficient stockholders' equity","event_type":"regulatory","sec_items":["3.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025377","json":"https://secwatch.observer/filing/0001493152-26-025377.json","markdown":"https://secwatch.observer/filing/0001493152-26-025377.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1269026/000149315226025377/0001493152-26-025377-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1269026/000149315226025377/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 22, 2026, SINTX Technologies, Inc. (the “Company”) received a letter (the “Notice”) from the Listing Qualifications\nDepartment of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in complia","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1269026/000149315226025377/0001493152-26-025377-index.htm"}},{"accession":"0001477932-26-003444","ticker":"SOBR","company_name":"SOBR Safe, Inc.","filed_at":"2026-05-27T13:15:35+00:00","headline":"Nasdaq grants SOBR Safe continued listing until Sept 15, 2026, conditional on Clean World Ventures merger","event_type":"regulatory","sec_items":["3.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-003444","json":"https://secwatch.observer/filing/0001477932-26-003444.json","markdown":"https://secwatch.observer/filing/0001477932-26-003444.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1425627/000147793226003444/0001477932-26-003444-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1425627/000147793226003444/sobr_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 21, 2026, the Company received a letter from the Hearings Panel granting the Company’s request for continued listing until September 15, 2026, in order to allow the Company to regain compliance with the Bid Price Req","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1425627/000147793226003444/0001477932-26-003444-index.htm"}},{"accession":"0001493152-26-025277","ticker":"VSTD","company_name":"Vestand Inc.","filed_at":"2026-05-26T21:18:59+00:00","headline":"Vestand receives Nasdaq delisting notice for late quarterly and annual filings","event_type":"regulatory","sec_items":["3.01","7.01","9.01"],"materiality_score":0.85,"calibrated_materiality_score":0.85,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025277","json":"https://secwatch.observer/filing/0001493152-26-025277.json","markdown":"https://secwatch.observer/filing/0001493152-26-025277.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1898604/000149315226025277/0001493152-26-025277-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1898604/000149315226025277/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 19, 2026, the Company received a Staff Delisting Determination letter (the “Staff Determination”) from Nasdaq notifying\nit that Nasdaq has initiated a process which could result in the delisting of the Company’s secu","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1898604/000149315226025277/0001493152-26-025277-index.htm"}},{"accession":"0001493152-26-025244","ticker":"XHLD","company_name":"TEN Holdings, Inc.","filed_at":"2026-05-26T20:05:22+00:00","headline":"TEN Holdings receives Nasdaq equity deficiency notice; issues 500k shares for $500k","event_type":"regulatory","sec_items":["1.01","3.01","3.02","9.01"],"materiality_score":0.8,"calibrated_materiality_score":0.8,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025244","json":"https://secwatch.observer/filing/0001493152-26-025244.json","markdown":"https://secwatch.observer/filing/0001493152-26-025244.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2030954/000149315226025244/0001493152-26-025244-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2030954/000149315226025244/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"December 11, 2025, the Staff notified the Company that it had failed to comply with Nasdaq’s shareholder approval requirements\nset forth in Listing Rule 5635(d), which requires prior shareholder approval for transactions, other than public offerings, involving\nthe issuance of 20% or more of the pre-transaction shares outstanding at less than the Minimum Price (as defined in Nasdaq Listing Rule\n5635(d)(1)(A)) and requested that the Company submit a compliance plan no later than January 26, 2026. However, the Letter advised that\npursuant to Listing Rule 5810(c)(2), this deficiency serves as a se","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912625010328/0001829126-25-010328-index.htm","comparable_excerpt":"May 26, 2026, the Company received a deficiency letter from the Listing Qualifications Department (the “ Staff ”)\nof The Nasdaq Stock Market LLC (“ Nasdaq ”), notifying the Company that it is not in compliance with Nasda","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2030954/000149315226025244/0001493152-26-025244-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}