secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivakor, Inc. (VIVK) CIK: 0001450704 Form: 8-K Filed at: 2026-03-19T23:59:59+00:00 Accession: 0001829126-26-002522 Event type: regulatory Sentiment: neutral Materiality: 0.60 Item codes: 7.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivakor granted Nasdaq listing extension until April 30, 2026 to meet $1.00 bid price; public reprimand issued -------------------------------------------------------------------------------- - Nasdaq Hearings Panel granted continued listing contingent on $1.00 minimum bid price for 10 consecutive trading days by April 30, 2026. - Panel also issued Public Reprimand for issuing over 19.99% of common stock without shareholder approval in violation of Nasdaq rules. - Upon compliance, common stock reinstated on Nasdaq Capital Market with a one-year Mandatory Panel Monitor. - CEO James Ballengee stated focus on meeting bid price requirement and building value across energy transportation platform. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1450704/000182912626002522/0001829126-26-002522-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1450704/000182912626002522/vivakorinc_8k.htm HTML page: https://secwatch.observer/filing/0001829126-26-002522 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer