--- schema_version: "secwatch.filing_event.v1" accession: "0001829126-26-002610" form_type: "8-K" ticker: "NTHI" cik: "0001979414" company_name: "NEONC TECHNOLOGIES HOLDINGS, INC." filed_at: "2026-03-23T23:59:59+00:00" generated_at: "2026-05-15T09:25:12.065866+00:00" event_type: "other_material" sentiment: "neutral" materiality_score: 0.5 calibrated_materiality_score: 0.5 confidence: "high" source: SEC EDGAR --- # NeOnc Technologies raises $1M in third private placement; sells 138,889 shares at $7.20 with warrants ## Summary - Entered third securities purchase agreement on March 20, 2026: up to 545,583 shares at $7.20, with five-year warrants at $9.00. - Initial closing of 138,889 shares and warrants to one investor for $1,000,000. - Proceeds intended for working capital purposes. - Offering terminates on April 30, 2026. - Company to file resale registration statement for shares and warrant shares within 10 days of filing 2025 Form 10-K. ## SEC filing metadata - accession: 0001829126-26-002610 - form_type: 8-K - ticker: NTHI - cik: 0001979414 - company_name: NEONC TECHNOLOGIES HOLDINGS, INC. - filed_at: 2026-03-23T23:59:59+00:00 - event_type: other_material - sentiment: neutral - materiality_score: 0.5 - calibrated_materiality_score: 0.5 - confidence: high - sec_items: 1.01, 3.02, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/neonctechnologies_8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001829126-26-002610 - JSON: https://secwatch.observer/filing/0001829126-26-002610.json - Plain text: https://secwatch.observer/filing/0001829126-26-002610.txt ## Key facts - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued Warrants to purchase 86,361 shares of Common Stock of warrant to three investors. - Security: warrant - Shares: Warrants to purchase 86,361 shares of Common Stock - Purchaser: three investors source text: The subsequent closing further to the Agreement consisted of the issuance of 86,361 Shares and Warrants to purchase 86,361 shares of Common Stock to three investors at an aggregate purchase price of $621,804.11. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued Warrants to purchase 1,388,888 shares of Common Stock of warrant to a single institutional investor. - Security: warrant - Shares: Warrants to purchase 1,388,888 shares of Common Stock - Purchaser: a single institutional investor source text: The initial closing further to the Agreement consisted of the issuance of 1,388,888 Shares and Warrants to purchase 1,388,888 shares of Common Stock to a single institutional investor at a purchase price of $10 million. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 1,388,888 Shares of common stock to a single institutional investor for $10 million. - Security: common stock - Shares: 1,388,888 Shares - Purchaser: a single institutional investor - Consideration: $10 million source text: The initial closing further to the Agreement consisted of the issuance of 1,388,888 Shares and Warrants to purchase 1,388,888 shares of Common Stock to a single institutional investor at a purchase price of $10 million. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 86,361 Shares of common stock to three investors for $621,804.11. - Security: common stock - Shares: 86,361 Shares - Purchaser: three investors - Consideration: $621,804.11 source text: The subsequent closing further to the Agreement consisted of the issuance of 86,361 Shares and Warrants to purchase 86,361 shares of Common Stock to three investors at an aggregate purchase price of $621,804.11. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 138,889 Shares of common stock to one investor for $1,000,000. - Security: common stock - Shares: 138,889 Shares - Purchaser: one investor - Consideration: $1,000,000 source text: The initial closing further to this third Securities Purchase Agreement took place on March 20, 2026, and consisted of the issuance of an aggregate of 138,889 Shares and Warrants to purchase 138,889 shares of Common Stock to one investor at a purchase price of $1,000,000. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into third Securities Purchase Agreement with one investor valued at $1,000,000 (effective 2026-03-20). - Action: entry - Agreement: equity purchase - Counterparty: one investor - Value: $1,000,000 - Effective: 2026-03-20 source text: arch 20, 2026, the Company entered into a third Securities Purchase Agreement to issue and sell up to the remaining 545,583 Shares at evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into second Securities Purchase Agreement with four investors valued at $1,450,004 (effective 2026-02-24). - Action: entry - Agreement: equity purchase - Counterparty: four investors - Value: $1,450,004 - Effective: 2026-02-24 source text: on February 24, 2026, the Company entered into a second Securities Purchase Agreement to issue and sell up to the remaining 746,973 Shares evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into Securities Purchase Agreement with single institutional investor valued at $10 million (effective 2026-01-29). - Action: entry - Agreement: equity purchase - Counterparty: single institutional investor - Value: $10 million - Effective: 2026-01-29 source text: on January 29, 2026, NeOnc Technologies Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Agreement”) to issue and sell up to 2,222,222 shares evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626002610/0001829126-26-002610-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.