secwatch.observer — SEC 8-K summary ====================================== Issuer: Aeries Technology, Inc. (AERT) CIK: 0001853044 Form: 8-K Filed at: 2026-04-03T23:59:59+00:00 Accession: 0001829126-26-003161 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Aeries Technology receives Nasdaq delisting notice for bid price non-compliance; plans to request hearing -------------------------------------------------------------------------------- - Received Nasdaq Staff delisting notice on March 31, 2026 for failing minimum bid price (Rule 5550(a)(2)). - Prior 180-day grace period ended March 30, 2026; compliance not achieved. - Company is ineligible for second grace period because it does not meet minimum stockholders' equity for initial listing. - Intends to timely request a hearing before Nasdaq Hearings Panel, which will stay delisting pending decision. - No assurance that Panel will continue listing or grant extension. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1853044/000182912626003161/0001829126-26-003161-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1853044/000182912626003161/aeriestech_8k.htm HTML page: https://secwatch.observer/filing/0001829126-26-003161 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer