--- schema_version: "secwatch.filing_event.v1" accession: "0001829126-26-003882" form_type: "8-K" ticker: "NTHI" cik: "0001979414" company_name: "NEONC TECHNOLOGIES HOLDINGS, INC." filed_at: "2026-04-24T23:59:59+00:00" generated_at: "2026-05-15T04:16:23.677965+00:00" event_type: "other_material" sentiment: "neutral" materiality_score: 0.7 calibrated_materiality_score: 0.7 confidence: "high" source: SEC EDGAR --- # NeOnc Technologies raises $2M in stock and warrant offering for NEO216 preclinical trials ## Summary - Initial closing of 277,777 shares and warrants at $7.20/share for ~$2M from one institutional investor. - Total offering up to 406,694 shares and warrants at $7.20 per share; warrants exercisable at $9.00. - Net proceeds to fund NEO216 preclinical trials. - Fourth securities purchase agreement; offering terminates April 30, 2026. - Shares and warrants issued in unregistered transaction under Section 4(a)(2) of the Securities Act. ## SEC filing metadata - accession: 0001829126-26-003882 - form_type: 8-K - ticker: NTHI - cik: 0001979414 - company_name: NEONC TECHNOLOGIES HOLDINGS, INC. - filed_at: 2026-04-24T23:59:59+00:00 - event_type: other_material - sentiment: neutral - materiality_score: 0.7 - calibrated_materiality_score: 0.7 - confidence: high - sec_items: 1.01, 3.02, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/neonctechnologies_8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001829126-26-003882 - JSON: https://secwatch.observer/filing/0001829126-26-003882.json - Plain text: https://secwatch.observer/filing/0001829126-26-003882.txt ## Key facts - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 138,889 Shares of common stock for $1,000,000. - Security: common stock - Shares: 138,889 Shares - Consideration: $1,000,000 source text: The initial closing further to this third Securities Purchase Agreement took place on March 20, 2026, and consisted of the issuance of an aggregate of 138,889 Shares and Warrants to purchase 138,889 shares of Common Stock to one investor at a purchase price of $1,000,000. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 1,388,888 shares of common stock to a single institutional investor for $10 million. - Security: common stock - Shares: 1,388,888 shares - Purchaser: a single institutional investor - Consideration: $10 million source text: The initial closing further to the Agreement consisted of the issuance of 1,388,888 Shares and Warrants to purchase 1,388,888 shares of Common Stock to a single institutional investor at a purchase price of $10 million. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 201,390 Shares of common stock for $1,450,004. - Security: common stock - Shares: 201,390 Shares - Consideration: $1,450,004 source text: The initial closing further to this second Securities Purchase Agreement took place on February 25, 2026, and consisted of the issuance of an aggregate of 201,390 Shares and Warrants to purchase 201,390 shares of Common Stock to four investors at a combined purchase price of $1,450,004. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 86,361 Shares of common stock for $621,804.11. - Security: common stock - Shares: 86,361 Shares - Consideration: $621,804.11 source text: The subsequent closing further to the Agreement consisted of the issuance of 86,361 Shares and Warrants to purchase 86,361 shares of Common Stock to three investors at an aggregate purchase price of $621,804.11. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Equity Issuances NEONC TECHNOLOGIES HOLDINGS, INC. issued 277,777 Shares of common stock for approximately $2,000,000. - Security: common stock - Shares: 277,777 Shares - Consideration: approximately $2,000,000 source text: The initial closing further to this fourth Securities Purchase Agreement took place on April 20, 2026, and consisted of the issuance of an aggregate of 277,777 Shares and Warrants to purchase 277,777 shares of Common Stock to one investor at a purchase price of approximately $2,000,000. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into Securities Purchase Agreement with one investor valued at approximately $2,000,000 (effective 2026-04-20). - Action: entry - Agreement: equity purchase - Counterparty: one investor - Value: approximately $2,000,000 - Effective: 2026-04-20 source text: On April 20, 2026, the Company entered into a fourth Securities Purchase Agreement to issue and sell up to the remaining 406,694 Shares at the same per Share purchase price of $7.20 and Warrants to purchase up to 406,694 shares of Common Stock at the same per share exercise price of $9.00. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into second Securities Purchase Agreement with four investors valued at $1,450,004 (effective 2026-02-24). - Action: entry - Agreement: equity purchase - Counterparty: four investors - Value: $1,450,004 - Effective: 2026-02-24 source text: on February 24, 2026, the Company entered into a second Securities Purchase Agreement to issue and sell up to the remaining 746,973 Shares at the same per Share purchase price of $7.20 and Warrants to purchase up to 746,973 shares of Common Stock at the same per share exercise price of $9.00. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into Securities Purchase Agreement with a single institutional investor valued at $10 million (effective 2026-01-29). - Action: entry - Agreement: equity purchase - Counterparty: a single institutional investor - Value: $10 million - Effective: 2026-01-29 source text: on January 29, 2026, NeOnc Technologies Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Agreement”) to issue and sell up to 2,222,222 shares (the “Shares”) of common stock, $0.0001 par value per share of the Company (the “Common Stock”) at a per Share purchase price of $7.20 and five-year warrants to purchase up to 2,222,222 shares of Common Stock at a per share exercise price of $9.00 (the “Warrants” and together with the Shares the “Securities”). The initial closing further to the Agreement consisted of the issuance of 1,388,888 Shares and Warrants to purchase 1,388,888 shares of Common Stock to a single institutional investor at a purchase price of $10 million. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm - Material Agreements NEONC TECHNOLOGIES HOLDINGS, INC. entered into third Securities Purchase Agreement with one investor valued at $1,000,000 (effective 2026-03-20). - Action: entry - Agreement: equity purchase - Counterparty: one investor - Value: $1,000,000 - Effective: 2026-03-20 source text: on March 20, 2026, the Company entered into a third Securities Purchase Agreement to issue and sell up to the remaining 545,583 Shares at the same per Share purchase price of $7.20 and Warrants to purchase up to 545,583 shares of Common Stock at the same per share exercise price of $9.00. evidence_url: https://www.sec.gov/Archives/edgar/data/1979414/000182912626003882/0001829126-26-003882-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.