secwatch.observer — SEC 8-K summary
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Issuer:     NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)
CIK:        0001979414
Form:       8-K
Filed at:   2026-06-12T10:01:14+00:00
Accession:  0001829126-26-006400
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NeOnc Technologies raises up to $5M via Series A Convertible Preferred Stock
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- Up to $5M of Series A Convertible Preferred Stock sold at $833.34/share to accredited investors in private placement.
- Conversion price set at 80% of lowest closing price over prior 5 trading days, subject to $1.00 floor; 4.99% beneficial ownership limit.
- Company may redeem shares within 4 months (extendable twice, +$50/share per extension); if not redeemed, conversion activates and $166.67 added to stated value.
- Certificate of Designation filed with Delaware authorizing 6,000 shares with senior liquidation preference over common stock.
- Securities issued exempt under Section 4(a)(2) and Regulation D; registration rights granted for resale of conversion shares.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1979414/000182912626006400/0001829126-26-006400-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1979414/000182912626006400/neonctechnologies_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-26-006400

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer