secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivakor, Inc. (VIVK) CIK: 0001450704 Form: 8-K Filed at: 2026-08-04T21:20:31+00:00 Accession: 0001829126-26-008337 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 3.02 LLM model: deepseek-v4-flash:cloud@v2 Vivakor converts $1.33M in notes into 1.3M common shares; notes fully paid -------------------------------------------------------------------------- - Holder converted $135,328 of principal/interest into 139,513 shares; note fully paid. - J.J. Astor converted $1,199,342 of Second Note into 1,160,000 shares between July 29 and Aug 3, 2026. - Shares issued without Rule 144 legend under Section 4(a)(2) exemption to accredited investors. - Original notes: $647,059 (Aug 2025) and $5,940,000 (July 2025) junior secured convertible. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1450704/000182912626008337/0001829126-26-008337-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1450704/000182912626008337/vivakorinc_8k.htm HTML page: https://secwatch.observer/filing/0001829126-26-008337 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer