secwatch.observer — SEC 8-K summary
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Issuer:     NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)
CIK:        0001979414
Form:       8-K
Filed at:   2026-09-10T14:27:38+00:00
Accession:  0001829126-26-009977
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NeOnc Technologies prices $15M registered direct offering of common stock and warrants
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- Gross proceeds ~$15M from 2,610,715 shares plus pre-funded warrants for 960,715 shares, each with warrants for 3,571,430 shares at $4.20 combined price.
- Proceeds for working capital, general corporate purposes, and redemption of Series A Convertible Preferred Stock.
- Offering expected to close Sept 10, 2026; Roth Capital Partners and A.G.P./Alliance Global Partners act as placement agents.
- CEO and Chief Medical Officer subject to 90-day lock-up from closing date.
- Warrants exercisable at $4.20, expire in 5 years; pre-funded warrants exercisable at $0.0001 per share.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1979414/000182912626009977/0001829126-26-009977-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1979414/000182912626009977/neonctechnologies_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-26-009977

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer