secwatch.observer — SEC 8-K summary ====================================== Issuer: Southland Holdings, Inc. (SLND) CIK: 0001883814 Form: 8-K Filed at: 2026-09-25T21:28:51+00:00 Accession: 0001829126-26-010433 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Southland Holdings gets NYSE American noncompliance notice; $248.2M stockholders' deficit threatens listing -------------------------------------------------------------------------------- - On September 23, 2026 Southland Holdings received notice from NYSE Regulation that it fails NYSE American Company Guide Sections 1003(a)(i) and 1003(a)(ii) equity standards. - Company reported stockholders' deficit of $248.2 million at June 30, 2026 and net losses in its last three fiscal years; it is not eligible for any Section 1003(a) exemption. - Southland must submit a plan by October 23, 2026 to regain compliance by March 23, 2028; failure to submit or NYSE acceptance would start delisting proceedings. - Shares and warrants continue trading on NYSE American as SLND and SLND WS during the cure period, subject to other listing requirements. - Press release dated September 25, 2026 signed by President and CEO Frank S. Renda; company says the notice does not affect business operations or SEC reporting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1883814/000182912626010433/0001829126-26-010433-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1883814/000182912626010433/southland_8k.htm HTML page: https://secwatch.observer/filing/0001829126-26-010433 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer