{"schema_version":"secwatch.filing_event.v1","accession":"0001829126-26-011193","form_type":"8-K","ticker":"VIVK","cik":"0001450704","company_name":"Vivakor, Inc.","filed_at":"2026-10-15T21:14:26+00:00","discovered_at":"2026-10-15T21:16:00.113738+00:00","generated_at":"2026-10-15T21:16:04.416502+00:00","sec_items":["3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"confidence":"high","headline":"Vivakor converts $1.97M of J.J. Astor note into 878,255 shares, retiring $5.94M Second Note","bullets":["J.J. Astor converted $1,972,472.08 of Second Note debt into 878,255 common shares per Notices of Conversion dated Oct. 9, 2026 (~$2.25 implied per share).","Conversions satisfy Vivakor's remaining obligations under the $5,940,000 junior secured convertible promissory note issued July 9, 2025.","The Second Note stemmed from a Loan and Security Agreement with J.J. Astor; Vivakor received $4,400,000 before fees on the original principal.","Shares were issued without a Rule 144 restrictive legend; exemption claimed under Section 4(a)(2), holder an accredited investor.","Issuance adds 878,255 shares of dilution outstanding; 8-K signed by Chairman/President/CEO James H. Ballengee and dated Oct. 15, 2026."],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-26-011193","json":"https://secwatch.observer/filing/0001829126-26-011193.json","markdown":"https://secwatch.observer/filing/0001829126-26-011193.md","text":"https://secwatch.observer/filing/0001829126-26-011193.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626011193/0001829126-26-011193-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1450704/000182912626011193/vivakorinc_8k.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-15T21:16:04.416502+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}