---
schema_version: "secwatch.filing_event.v1"
accession: "0001836875-25-000107"
form_type: "8-K"
ticker: "NVVE"
cik: "0001836875"
company_name: "Nuvve Holding Corp."
filed_at: "2025-06-05T23:59:59+00:00"
generated_at: "2026-05-19T22:40:36.803554+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nuvve issues $4.17M convertible notes (10% OID) and warrants at $0.78 conversion price

## Summary
- Gross proceeds of $3.75M from issuance of $4.17M principal amount of 8% senior convertible notes due 18 months.
- Notes and warrants convertible at $0.78/share, subject to full ratchet antidilution with $0.528 floor price.
- Monthly installments begin July 31, 2025; payable cash or stock if equity conditions met.
- Warrants exercisable for 100% of underlying shares, expire in 5 years; interest rises to 18% upon default.
- Net proceeds intended for working capital and general corporate purposes.

## SEC filing metadata
- accession: 0001836875-25-000107
- form_type: 8-K
- ticker: NVVE
- cik: 0001836875
- company_name: Nuvve Holding Corp.
- filed_at: 2025-06-05T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000107/0001836875-25-000107-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000107/nvve-20250530.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001836875-25-000107
- JSON: https://secwatch.observer/filing/0001836875-25-000107.json
- Plain text: https://secwatch.observer/filing/0001836875-25-000107.txt

## Key facts
- Debt Financings
  Nuvve Holding Corp. incurred convertible notes of $4,166,666.67 principal amount with certain accredited institutional and individual investors at 8.0% per annum maturing 18 months from the date of issuance.
  - Instrument: convertible notes
  - Principal: $4,166,666.67 principal amount
  - Counterparty: certain accredited institutional and individual investors
  - Rate: 8.0% per annum
  - Maturity: 18 months from the date of issuance
  - Event: incurrence
  source text: on May 30, 2025, the Company issued to certain Investors (i) an aggregate of $4,166,666.67 principal amount (the “Principal Amount”) senior convertible promissory notes, carrying a 10% original issue discount (each, an “Additional Note” and, collectively, the “Additional Notes”), convertible into shares of Common Stock
  evidence_url: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000107/0001836875-25-000107-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
