---
schema_version: "secwatch.filing_event.v1"
accession: "0001836875-25-000206"
form_type: "8-K"
ticker: "NVVE"
cik: "0001836875"
company_name: "Nuvve Holding Corp."
filed_at: "2025-12-31T23:59:59+00:00"
generated_at: "2026-05-16T11:55:16.677192+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Nuvve closes $5.4M private placement of Series A Preferred and warrants to regain Nasdaq compliance

## Summary
- Issued 6,000 shares of Series A Preferred at $900/share (10% discount) and warrants for 2,534,856 shares at $3.5505.
- Net proceeds for working capital; company believes it meets Nasdaq's $2.5M equity requirement.
- Conversion price $2.367 per share (10% discount to pre-closing stock price); warrants exercisable 5 years.
- Stockholders approved increase in authorized common shares from 200M to 400M and issuance of shares.
- Company to file resale registration statement with SEC.

## SEC filing metadata
- accession: 0001836875-25-000206
- form_type: 8-K
- ticker: NVVE
- cik: 0001836875
- company_name: Nuvve Holding Corp.
- filed_at: 2025-12-31T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 5.07, 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/0001836875-25-000206-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/nvve-20251229.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001836875-25-000206
- JSON: https://secwatch.observer/filing/0001836875-25-000206.json
- Plain text: https://secwatch.observer/filing/0001836875-25-000206.txt

## Source-grounded claims
- claim_id: 179dcefc4105ec192c7b2beef5f3e8f3b04568ee
  claim: Nuvve Holding Corp.: Increased authorized shares of Common Stock from 200,000,000 to 400,000,000 via Certificate of Amendment (effective 2025-12-29).
  evidence_excerpt: On December 29, 2025, the Company filed the Certificate of Amendment with the Secretary of State of the State of Delaware and such amendment became effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/0001836875-25-000206-index.htm
- claim_id: fc8711c41fb545f492f9659cc5023303d5c9baf0
  claim: Nuvve Holding Corp. entered into Securities Purchase Agreement with the Purchasers valued at $5,400,000 (effective 2025-11-14).
  evidence_excerpt: On November 14, 2025, Nuvve Holding Corp. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with the purchasers identified therein (collectively, the “Purchasers”) providing for the issuance and sale to the Purchasers in a private placement (the “Private Placement”) of (i) shares of newly-designated Series A Convertible Preferred Stock, with par value $0.0001 per share and stated value of $1,000 per share (the “Series A Preferred Stock”) and (ii) accompanying warrants (the “Warrants”) to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/0001836875-25-000206-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.