secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K
Filed at:   2025-12-31T23:59:59+00:00
Accession:  0001836875-25-000206
Event type: other_material
Sentiment:  positive
Materiality: 0.65
Item codes: 1.01, 3.02, 3.03, 5.03, 5.07, 7.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve closes $5.4M private placement of Series A Preferred and warrants to regain Nasdaq compliance
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- Issued 6,000 shares of Series A Preferred at $900/share (10% discount) and warrants for 2,534,856 shares at $3.5505.
- Net proceeds for working capital; company believes it meets Nasdaq's $2.5M equity requirement.
- Conversion price $2.367 per share (10% discount to pre-closing stock price); warrants exercisable 5 years.
- Stockholders approved increase in authorized common shares from 200M to 400M and issuance of shares.
- Company to file resale registration statement with SEC.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/0001836875-25-000206-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000183687525000206/nvve-20251229.htm
  HTML page:      https://secwatch.observer/filing/0001836875-25-000206

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