secwatch.observer — SEC 8-K summary ====================================== Issuer: Tonix Pharmaceuticals Holding Corp. (TNXP) CIK: 0001430306 Form: 8-K Filed at: 2023-09-29T23:59:59+00:00 Accession: 0001839882-23-026088 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Tonix Pharmaceuticals prices $4.5M public offering of common stock and warrants ------------------------------------------------------------------------------- - Offering comprises 9M shares, 9M Series A warrants (5-yr, $0.50 exercise), 9M Series B warrants (1-yr, $0.50); combined price $0.50 per unit. - Gross proceeds ~$4.5M; net proceeds for working capital, manufacturing & R&D facilities, and product acquisition/licensing. - Placement agents A.G.P./Alliance Global Partners and Brookline Capital Markets; 7.0% cash fee plus up to $100k expense reimbursement. - Closing expected on or about October 3, 2023, subject to customary closing conditions. - Directors and officers subject to 60-day lock-up on sale of securities post-closing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1430306/000183988223026088/0001839882-23-026088-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1430306/000183988223026088/tnxp-8k_092823.htm HTML page: https://secwatch.observer/filing/0001839882-23-026088 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer