{"schema_version":"secwatch.filing_event.v1","accession":"0001840292-23-000038","form_type":"8-K","ticker":null,"cik":"0001840292","company_name":"Heliogen, Inc.","filed_at":"2023-08-31T23:59:59+00:00","discovered_at":"2026-05-14T18:03:35.653461+00:00","generated_at":"2026-06-11T01:28:42.674478+00:00","sec_items":["3.03","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Heliogen effects 1-for-35 reverse stock split, adjusts warrants and equity awards","bullets":["Reverse stock split at 1-for-35 ratio effective 5:00 pm ET on August 31, 2023; stock begins trading on split-adjusted basis Sept 1.","Outstanding warrants adjusted: Public warrants exercise price set to $402.50; shares subject to warrants reduced proportionately.","Equity awards (options and RSUs) adjusted: exercise prices increased proportionately, number of shares decreased.","Preferred share purchase rights (Rights) adjusted: exercise price raised to $122.50, redemption price to $0.0035.","No fractional shares issued; cash in lieu based on Aug 31 closing price."],"urls":{"canonical":"https://secwatch.observer/filing/0001840292-23-000038","json":"https://secwatch.observer/filing/0001840292-23-000038.json","markdown":"https://secwatch.observer/filing/0001840292-23-000038.md","text":"https://secwatch.observer/filing/0001840292-23-000038.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000038/0001840292-23-000038-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000038/hlg-20230831.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-11T01:28:42.674478+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"071a9c7e953bc43719bf9cfb3718405d6feda5a3","claim":"Heliogen, Inc.: Reverse stock split at 1-for-35 ratio, affecting common stock par value, warrant adjustments, and Rights Agreement terms (effective 2023-08-31).","evidence_excerpt":"On August 31, 2023, the Company filed the Charter Amendment with the Secretary of State of the State of Delaware to effect the 1-for-35 Reverse Stock Split of the Company’s outstanding common stock.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000038/0001840292-23-000038-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-08-31"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}