{"schema_version":"secwatch.filing_event.v1","accession":"0001840292-23-000040","form_type":"8-K","ticker":null,"cik":"0001840292","company_name":"Heliogen, Inc.","filed_at":"2023-11-07T23:59:59+00:00","discovered_at":"2026-05-14T18:03:30.945026+00:00","generated_at":"2026-06-08T17:20:00.742640+00:00","sec_items":["3.01","7.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"Heliogen receives NYSE delisting notice; trading suspended, OTC trading begins Nov 8","bullets":["NYSE determined to delist common stock (HLGN) and warrants (HLGN.W) due to average global market cap below $15M over 30 trading days.","Trading suspended immediately; Company intends to appeal the NYSE's delisting determination.","Common stock and warrants expected to begin OTC trading on Nov 8 under symbols HLGN and HLGNW.","Company has applied for OTCQX quotation for common stock and, if eligible, warrants.","CEO Christie Obiaya expressed confidence in growth strategy and strong cash position."],"urls":{"canonical":"https://secwatch.observer/filing/0001840292-23-000040","json":"https://secwatch.observer/filing/0001840292-23-000040.json","markdown":"https://secwatch.observer/filing/0001840292-23-000040.md","text":"https://secwatch.observer/filing/0001840292-23-000040.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000040/0001840292-23-000040-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000040/hlg-20231107.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-08T17:20:00.742640+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"82ea032a0d4525c107211abe92b19904bf1f7641","claim":"Heliogen, Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).","evidence_excerpt":"November 7, 2023, Heliogen, Inc. (the “Company”) received a letter from the staff of New York Stock Exchange (“NYSE”) Regulation notifying the Company that it had determined to commence proceedings to delist the Company’s common stock (NYSE: HLGN) and the Company’s public warrants to purchase common stock (NYSE: HLGN.W) from the NYSE. Trading in these securities was immediately suspended. The NYSE Regulation reached its decision to delist these securities pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing standard r","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1840292/000184029223000040/0001840292-23-000040-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nyse"},{"label":"Notice","value":"delisting notice"},{"label":"Deficiency","value":"market value"},{"label":"Rules","value":"802.01B"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}