---
schema_version: "secwatch.filing_event.v1"
accession: "0001849820-25-000005"
form_type: "8-K"
ticker: "KITT"
cik: "0001849820"
company_name: "Nauticus Robotics, Inc."
filed_at: "2025-01-06T23:59:59+00:00"
generated_at: "2026-05-28T11:25:54.247168+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Nauticus Robotics exchanges convertible debentures for 35,434 Series A Preferred shares

## Summary
- On Dec 27-31, 2024, Nauticus issued 27,588, 2,504, and 5,342 Series A Preferred shares to three institutional investors in exchange for outstanding convertible debentures.
- The Series A Preferred is convertible into common stock, subject to a 9.9% beneficial ownership cap (except one investor) and Nasdaq stockholder approval.
- The exchange was consummated under Section 3(a)(9) exemption from registration, consistent with the previously announced Exchange Agreement.
- This transaction reduces the convertible debenture principal outstanding and associated obligations on the balance sheet.

## SEC filing metadata
- accession: 0001849820-25-000005
- form_type: 8-K
- ticker: KITT
- cik: 0001849820
- company_name: Nauticus Robotics, Inc.
- filed_at: 2025-01-06T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 1.02, 2.03, 3.03, 5.03
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000005/0001849820-25-000005-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000005/kitt-20241227.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001849820-25-000005
- JSON: https://secwatch.observer/filing/0001849820-25-000005.json
- Plain text: https://secwatch.observer/filing/0001849820-25-000005.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.