---
schema_version: "secwatch.filing_event.v1"
accession: "0001849820-25-000038"
form_type: "8-K"
ticker: "KITT"
cik: "0001849820"
company_name: "Nauticus Robotics, Inc."
filed_at: "2025-01-29T23:59:59+00:00"
generated_at: "2026-05-27T07:19:10.431137+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Nauticus Robotics regains Nasdaq compliance via debt exchange and equity sales

## Summary
- Exchanged existing notes for 27,588 shares of Series A Preferred Stock on Dec 27, 2024, increasing equity by $35.4 million.
- Stockholders approved conversion of preferred stock under Nasdaq rule 5635 on Jan 15, 2025.
- Raised $30 million in common stock via ATM offering since May 2024, net proceeds $28.8 million.
- Reduced conversion price of term loan to $1.59 on Jan 3, 2025.
- Company believes stockholders' equity now exceeds $2.5 million requirement for continued listing.

## SEC filing metadata
- accession: 0001849820-25-000038
- form_type: 8-K
- ticker: KITT
- cik: 0001849820
- company_name: Nauticus Robotics, Inc.
- filed_at: 2025-01-29T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000038/0001849820-25-000038-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000038/kitt-20250129.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001849820-25-000038
- JSON: https://secwatch.observer/filing/0001849820-25-000038.json
- Plain text: https://secwatch.observer/filing/0001849820-25-000038.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.