secwatch.observer — SEC 8-K summary ====================================== Issuer: Nauticus Robotics, Inc. (KITT) CIK: 0001849820 Form: 8-K Filed at: 2025-12-09T23:59:59+00:00 Accession: 0001849820-25-000304 Event type: debt Sentiment: neutral Materiality: 0.75 Item codes: 1.01, 5.03, 3.02, 3.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nauticus Robotics issues 3,814 Series C preferred shares in exchange for existing convertible debt -------------------------------------------------------------------------------- - On Dec 3, 2025, Nauticus exchanged portions of secured convertible term loans and senior secured debentures due 2026 for 3,814 Series C preferred shares. - Three institutional investors participated in the exchange, which closed on December 3, 2025. - Series C preferred stock issued under exemption from registration per Section 3(a)(9) of the Securities Act. - Certificate of Designations for Series C preferred filed with Delaware Secretary of State. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000304/0001849820-25-000304-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1849820/000184982025000304/kitt-20251203.htm HTML page: https://secwatch.observer/filing/0001849820-25-000304 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer