---
schema_version: "secwatch.filing_event.v1"
accession: "0001852117-22-000449"
form_type: "8-K"
ticker: null
cik: "0001852117"
company_name: "Rockley Photonics Holdings Ltd"
filed_at: "2022-12-15T23:59:59+00:00"
generated_at: "2026-06-21T04:20:45.043273+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Rockley Photonics receives NYSE delisting notice for market cap & equity below $50M

## Summary
- NYSE notice on Dec 9, 2022: average market cap below $50M over 30 trading days and stockholders' equity below $50M.
- Ticker symbol will receive '.BC' designation indicating non-compliance with listing standards.
- Rockley to submit a business plan within 45 days to regain compliance within 18 months.
- Failure to regain compliance may lead to suspension and delisting of common stock.

## SEC filing metadata
- accession: 0001852117-22-000449
- form_type: 8-K
- cik: 0001852117
- company_name: Rockley Photonics Holdings Ltd
- filed_at: 2022-12-15T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1852117/000185211722000449/0001852117-22-000449-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1852117/000185211722000449/rkly-20221209.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001852117-22-000449
- JSON: https://secwatch.observer/filing/0001852117-22-000449.json
- Plain text: https://secwatch.observer/filing/0001852117-22-000449.txt

## Key facts
- Listing & Compliance Notices
  Rockley Photonics Holdings Ltd received a nyse deficiency notice notice regarding market value (rules 802.01B, 802.02).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 802.01B, 802.02
  source text: December 9, 2022, Rockley Photonics Holdings Limited (the “Company”) received a letter from the New York Stock Exchange (“NYSE”) notifying it that the Company is not in compliance with the continued listing requirement in Section 802.01B of the NYSE’s Listed Company Manual because the Company’s market capitalization fell below $50 million over a 30 trading day period and its stockholders’ equity is less than $50 million. In accordance with Section 802.02 of the NYSE’s Listed Company Manual, the Company intends to submit a business plan to the NYSE within 45 days that shows how the Company plan
  evidence_url: https://www.sec.gov/Archives/edgar/data/1852117/000185211722000449/0001852117-22-000449-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.