---
schema_version: "secwatch.filing_event.v1"
accession: "0001870997-23-000016"
form_type: "8-K"
ticker: null
cik: "0001870997"
company_name: "Loyalty Ventures Inc."
filed_at: "2023-03-15T23:59:59+00:00"
generated_at: "2026-06-18T02:31:06.325208+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 1.0
calibrated_materiality_score: 1.0
confidence: "high"
source: SEC EDGAR
---

# Loyalty Ventures files Chapter 11; Nasdaq to delist stock effective March 30

## Summary
- Filed Chapter 11 petition on March 10, 2023 in Southern District of Texas (Case No. 23-90111).
- Nasdaq delisting notice received same day; trading suspended March 17, delisting effective March 30.
- Company will not appeal; stock may trade on Pink Open Market but no assurance of liquidity.
- Bankruptcy court entered interim order restricting stock transfers >4.5% beneficial ownership to preserve NOL tax attributes.
- Transaction Support Agreement signed with consenting stakeholders; joint administration with Canadian CCAA proceeding.

## SEC filing metadata
- accession: 0001870997-23-000016
- form_type: 8-K
- cik: 0001870997
- company_name: Loyalty Ventures Inc.
- filed_at: 2023-03-15T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 1.0
- calibrated_materiality_score: 1.0
- confidence: high
- sec_items: 3.01, 3.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1870997/000187099723000016/0001870997-23-000016-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1870997/000187099723000016/lylt-20230310x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001870997-23-000016
- JSON: https://secwatch.observer/filing/0001870997-23-000016.json
- Plain text: https://secwatch.observer/filing/0001870997-23-000016.txt

## Key facts
- Listing & Compliance Notices
  Loyalty Ventures Inc. received a nasdaq delisting notice notice regarding other (rules IM-5101-1, 5110(b)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Rules: IM-5101-1, 5110(b)
  source text: e Loyalty Ventures Inc., et al. , Case No. 23-90111 (CML). ​ On March 10, 2023, the Company received a letter (the “ Delisting Notice ”) from the listing qualifications department staff of The Nasdaq Stock Market (“ Nasdaq ”) notifying the Company that, in accordance with Nasdaq Listing Rules 5101, 5110(b), and IM-5101-1, the staff of Nasdaq has determined that the Company’s common stock, par value $0.01 per share (the “ Common Stock ”) will be delisted from Nasdaq. In the Delisting Notice, the staff of Nasdaq referenced the Chapter 11 Cases and associated public interest concerns raised by it
  evidence_url: https://www.sec.gov/Archives/edgar/data/1870997/000187099723000016/0001870997-23-000016-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.