---
schema_version: "secwatch.filing_event.v1"
accession: "0001903596-25-000098"
form_type: "8-K"
ticker: "CAPC"
cik: "0000814926"
company_name: "CAPSTONE COMPANIES, INC."
filed_at: "2025-02-27T23:59:59+00:00"
generated_at: "2026-05-26T02:53:54.667472+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.15
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Capstone appoints director Brian Rosen to Audit Committee; adopts new Insider Trading Policy

## Summary
- Director Brian Rosen appointed to Audit Committee on Feb 24, 2025; compensation to be via equity incentive plan adopted in Q1 2025.
- Board adopted a new Insider Trading Policy on Feb 24, 2025, replacing insider trading provisions of existing Code of Ethics.
- New policy updates contact info, clarifies blackout periods, and introduces new notice procedures for trades by officers, directors, and employees.
- The Insider Trading Policy is attached as Exhibit 14 to the Form 8-K.

## SEC filing metadata
- accession: 0001903596-25-000098
- form_type: 8-K
- ticker: CAPC
- cik: 0000814926
- company_name: CAPSTONE COMPANIES, INC.
- filed_at: 2025-02-27T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.15
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.02, 5.05, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/814926/000190359625000098/0001903596-25-000098-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/814926/000190359625000098/capc_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001903596-25-000098
- JSON: https://secwatch.observer/filing/0001903596-25-000098.json
- Plain text: https://secwatch.observer/filing/0001903596-25-000098.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.