---
schema_version: "secwatch.filing_event.v1"
accession: "0001903596-25-000433"
form_type: "8-K"
ticker: "XPON"
cik: "0001894954"
company_name: "Expion360 Inc."
filed_at: "2025-08-26T23:59:59+00:00"
generated_at: "2026-05-17T10:02:00.780283+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Expion360 raises $5.65M via warrant exercise; regains Nasdaq equity compliance

## Summary
- Exercise prices reduced from $5.206/$2.36 to $1.31; 4.88M shares issued for ~$5.65M net cash.
- Pro forma equity rises from $2.07M to $12.21M; $4.49M suspended liability eliminated.
- Nasdaq notified equity deficiency on Aug 20; company believes compliance regained, submitted docs.

## SEC filing metadata
- accession: 0001903596-25-000433
- form_type: 8-K
- ticker: XPON
- cik: 0001894954
- company_name: Expion360 Inc.
- filed_at: 2025-08-26T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 1.01, 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1894954/000190359625000433/0001903596-25-000433-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1894954/000190359625000433/xpon_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001903596-25-000433
- JSON: https://secwatch.observer/filing/0001903596-25-000433.json
- Plain text: https://secwatch.observer/filing/0001903596-25-000433.txt

## Key facts
- Listing & Compliance Notices
  Expion360 Inc. received a nasdaq compliance regained notice regarding late filing (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: compliance regained
  - Deficiency: late filing
  - Rules: 5550(b)(1)
  source text: August 20, 2025, the Company received a notification letter (the “ Notice ”) from the Nasdaq Listing Qualifications department of The Nasdaq Stock Market (“ Nasdaq ”) notifying the Company that the stockholders’ equity balance reported in the Q2 Quarterly Report was below the $2.5 million required minimum for continued listing on the Nasdaq Capital Market as set forth in Nasdaq Listing Rule 5550(b)(1) (the “ Equity Rule ”). The Notice also provided that the Company has 45 calendar days to submit a plan to regain compliance. However, the Company believes that, as a result of the positive impact
  evidence_url: https://www.sec.gov/Archives/edgar/data/1894954/000190359625000433/0001903596-25-000433-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.