secwatch / observer
8-K filed January 5, 2023, 6:59 PM ET CIK 0001913724
M&A confidence high sentiment neutral materiality 0.70

TPG Twin Brook Capital Income Fund: M&A transaction — AG Twin Brook Capital Income Fund completes merger with Private BDC, launches with >$800M assets

TPG Twin Brook Capital Income Fund

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

TPG Twin Brook Capital Income Fund: Amended declaration of trust to require shareholder vote of more than 50% of outstanding shares for future mergers or reorganizations (effective 2023-01-01).

Change
charter amendment
Effective
2023-01-01
Exact text from the filing
Amended Declaration of Trust Immediately following the Merger on January 1, 2023, the Board of TCAP, as the combined surviving entity, adopted the Second Amended and Restated Agreement and Declaration of Trust (the “Second Amended and Restated Declaration of Trust”). As amended, the Second Amended and Restated Declaration of Trust, provides that future mergers or other reorganizations of TCAP shall require the affirmative vote by the holders of more than 50% of the outstanding common shares of beneficial interest of TCAP entitled to vote on the matter.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

TPG Twin Brook Capital Income Fund: Amended bylaws to clarify applicability of Omnibus Guidelines Statement of Policy to rights of trustees, officers, employees and agents (effective 2023-01-01).

Change
bylaw amendment
Effective
2023-01-01
Exact text from the filing
Amended Bylaws On December 30, 2022, the Board of TCAP, as the combined surviving entity, adopted the Amended and Restated Bylaws (the “Amended and Restated Bylaws”), effective January 1, 2023. As amended, the Amended and Restated Bylaws clarifies the applicability of the Omnibus Guidelines Statement of Policy adopted by the North American Securities Administrators Association on March 29, 1992, and as amended on May 7, 2007 and from time to time, to certain rights of trustees, officers, employees and agents.
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

TPG Twin Brook Capital Income Fund completed an acquisition involving AGTB Private BDC (closed 2023-01-01).

Action
acquisition
Counterparty
AGTB Private BDC
Closing
2023-01-01
Exact text from the filing
On January 1, 2023, AG Twin Brook Capital Income Fund, a Delaware statutory trust (“TCAP”), completed its merger (the “Merger”) with AGTB Private BDC, a Delaware statutory trust (“Private BDC”), with TCAP continuing as the surviving company.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

TPG Twin Brook Capital Income Fund entered into Agreement and Plan of Merger with AGTB Private BDC (effective 2022-12-30).

Action
entry
Agreement
merger
Counterparty
AGTB Private BDC
Effective
2022-12-30
Exact text from the filing
The Merger was completed pursuant to an Agreement and Plan of Merger (the “Merger Agreement”), dated December 30, 2022, by and between TCAP and Private BDC.
View on SEC.gov

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Source: SEC EDGAR
accession 0001913724-23-000006
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