{"schema_version":"secwatch.filing_event.v1","accession":"0001999371-25-006389","form_type":"8-K","ticker":"ECF","cik":"0000793040","company_name":"ELLSWORTH GROWTH & INCOME FUND LTD","filed_at":"2025-05-19T23:59:59+00:00","discovered_at":"2026-05-14T18:02:51.289958+00:00","generated_at":"2026-05-21T02:31:19.418957+00:00","sec_items":["5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"confidence":"high","headline":"Ellsworth Fund adds put dates for Series B Preferred Shares in 2026 and 2027","bullets":["Adopted Amendment No. 2 to Series B Preferred Statement of Preferences on May 14, 2025.","Adds holder put right to sell shares to Fund during 60-day window before Sept. 26, 2026 and June 26, 2027.","Only Series B Cumulative Preferred Shares are affected; terms of Common and Series A Preferred unchanged."],"urls":{"canonical":"https://secwatch.observer/filing/0001999371-25-006389","json":"https://secwatch.observer/filing/0001999371-25-006389.json","markdown":"https://secwatch.observer/filing/0001999371-25-006389.md","text":"https://secwatch.observer/filing/0001999371-25-006389.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/793040/000199937125006389/0001999371-25-006389-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/793040/000199937125006389/ecf-8k_051925.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-21T02:31:19.418957+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"93f15439e17f38f33e8a1ff7917575b1c987aa9a","claim":"ELLSWORTH GROWTH & INCOME FUND LTD: Amendment No. 2 to the Statement of Preferences of Series B Cumulative Preferred Shares adds additional holder put dates for the Series B Preferred Shares (effective 2025-05-14).","evidence_excerpt":"On May 14, 2025, Ellsworth Growth and Income Fund Ltd. (the “Fund”) adopted Amendment No. 2 to the Statement of Preferences of Series B Cumulative Preferred Shares (the “Series B Statement of Preferences Amendment”) establishing and fixing the rights and preferences of the Fund’s Series B Cumulative Preferred Shares (the “Series B Preferred Shares”). The Series B Statement of Preferences Amendment adds additional holder put dates, giving holders of Series B Preferred Shares the right to sell to the Fund all or any part of their Series B Preferred Shares during the 60-day period prior to each of September 26, 2026 and June 26, 2027.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/793040/000199937125006389/0001999371-25-006389-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2025-05-14"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}