{"schema_version":"secwatch.filing_event.v1","accession":"0001999371-26-001097","form_type":"8-K","ticker":"DEFI","cik":"0001985840","company_name":"Hashdex Commodities Trust","filed_at":"2026-01-16T23:59:59+00:00","discovered_at":"2026-05-14T18:02:36.938088+00:00","generated_at":"2026-05-16T09:57:53.553578+00:00","sec_items":["1.02","5.01","5.02","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Hashdex Commodities Trust replaces sponsor from Tidal to Hashdex effective Jan 15, 2026","bullets":["Tidal Investments LLC resigned as sponsor; Hashdex Asset Management Ltd. appointed as successor sponsor.","Six material agreements terminated, including custody, fund accounting, transfer agent, and administration agreements.","Hashdex now controls the Trust; Tidal no longer controls.","Officers of Tidal (Trias, Venuto, Carlson, Filmore, Riven, Woolverton) no longer perform trust functions; Hashdex officers assume those roles."],"urls":{"canonical":"https://secwatch.observer/filing/0001999371-26-001097","json":"https://secwatch.observer/filing/0001999371-26-001097.json","markdown":"https://secwatch.observer/filing/0001999371-26-001097.md","text":"https://secwatch.observer/filing/0001999371-26-001097.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/defi-8k_011626.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T09:57:53.553578+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"7daca663fef8404060b2ea9d0f785de39f846157","claim":"Hashdex Commodities Trust underwent a change of control involving Hashdex Asset Management Ltd. (closed 2026-01-15).","evidence_excerpt":"the resignation, effective after the close of trading on January 15, 2026 (the “Effective Date”), of Tidal Investments, LLC (“Tidal”) from its position as sponsor of the Hahsdex Commodities Trust (f/k/a Tidal Commodities Trust I) (the “Trust”) and the concurrent appointment of Hashdex Asset Management Ltd. (“Hashdex”) as successor sponsor to the Trust (the “Sponsor Replacement”)","evidence_source":"SEC 8-K Item 2.01/5.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"2f6629c68317f3ad35ca02e5e092aa7573af7aeb","claim":"Hashdex Commodities Trust terminated Custody Agreement with U.S. Bank National Association valued at Terminated (effective 2026-01-16).","evidence_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"5a8749ee831329b2306fb74cc315571136372301","claim":"Hashdex Commodities Trust terminated Transfer Agent Servicing Agreement with USBGFS valued at Terminated (effective 2026-01-16).","evidence_excerpt":"4. Transfer Agent Servicing Agreement between the Trust, Tidal and USBGFS. Under this agreement, USBGFS was appointed as the transfer agent for the Trust, providing services related to the creation and redemption of shares, dividend disbursing, and maintaining shareholder records.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"630ba9843b1c7b94abdc65f0e7036a77b933d9c9","claim":"Hashdex Commodities Trust terminated Fund Accounting Servicing Agreement with US Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services valued at Terminated (effective 2026-01-16).","evidence_excerpt":"3. Fund Accounting Servicing Agreement between the Trust, Tidal and US Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (\"USBGFS\"). Under this agreement, USBGFS was appointed as the fund accountant for the Trust, responsible for various accounting services such as portfolio accounting, expense accrual and payment, trust valuation and financial reporting, tax accounting, and compliance control services.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"8f5fa793b39d6af4e552ff4f05e205a9e9eb2afd","claim":"Hashdex Commodities Trust terminated Marketing Agent Agreement with Foreside Fund Services, LLC valued at Terminated (effective 2026-01-16).","evidence_excerpt":"1. Marketing Agent Agreement between the Trust and Foreside Fund Services, LLC. This agreement called for the Marketing Agent to work with the Cash Custodian in connection with the receipt and processing of orders for Creation Baskets and Redemption Baskets and the review and approval of all DEFI sales literature and advertising material.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"b01e1f22fdcc67857e798d6f42c84a386a6fcb58","claim":"Hashdex Commodities Trust terminated Fund Administration Servicing Agreement with Tidal ETF Services LLC valued at Terminated (effective 2026-01-16).","evidence_excerpt":"5. Fund Administration Servicing Agreement between the Trust, Tidal and Tidal ETF Services LLC (\"Tidal ETF Services\"). Under this agreement, Tidal ETF Services assisted with overall operation of the Trust, acted as a liaison among service providers, assisted with regulatory compliance, and preparation of certain regulatory and financial reports.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9},{"claim_id":"c543de936d8ef3452a1a3691587b05f9ba90b4cb","claim":"Hashdex Commodities Trust terminated Amended and Restated '33 Act Fund Platform Support Agreement with Tidal, Tidal ETF Services and Hashdex valued at Terminated (effective 2026-01-16).","evidence_excerpt":"6. Amended and Restated '33 Act Fund Platform Support Agreement between Tidal, Tidal ETF Services and Hashdex. This agreement set forth the terms and conditions applicable to the launch, marketing, promotion, development, and ongoing operation of DEFI, as well the respective rights in profits and obligations for expenses.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001104659-26-057200","ticker":"CUK","company_name":"CARNIVAL PLC","filed_at":"2026-05-07T23:59:59+00:00","headline":"Carnival completes DLC unification and redomiciliation to Bermuda; Carnival plc now a subsidiary","event_type":"other_material","sec_items":["1.02","2.01","3.01","3.02","3.03","5.01","5.03","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: ma_transaction","same SEC item: 1.02, 5.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-057200","json":"https://secwatch.observer/filing/0001104659-26-057200.json","markdown":"https://secwatch.observer/filing/0001104659-26-057200.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1125259/000110465926057200/0001104659-26-057200-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/815097/000110465926057200/tm2613680d1_8k.htm"},"side_by_side_evidence":{"fact_type":"ma_transaction","source_excerpt":"the resignation, effective after the close of trading on January 15, 2026 (the “Effective Date”), of Tidal Investments, LLC (“Tidal”) from its position as sponsor of the Hahsdex Commodities Trust (f/k/a Tidal Commodities Trust I) (the “Trust”) and the concurrent appointment of Hashdex Asset Management Ltd. (“Hashdex”) as successor sponsor to the Trust (the “Sponsor Replacement”)","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"On May 7, 2026, Carnival Corporation and Carnival plc completed the unification of their dual listed company structure under a single company, Carnival Corporation Ltd., with Carnival plc as a UK subsidiary of Carnival Corporation Ltd.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1125259/000110465926057200/0001104659-26-057200-index.htm"}},{"accession":"0001140361-26-023577","ticker":"TCPC","company_name":"BlackRock TCP Capital Corp.","filed_at":"2026-06-01T20:50:02+00:00","headline":"BlackRock TCP Capital closes $535.8M CLO securitization, repays existing debt facilities","event_type":"debt","sec_items":["1.01","1.02","2.03","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: material_agreement","same SEC item: 1.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001140361-26-023577","json":"https://secwatch.observer/filing/0001140361-26-023577.json","markdown":"https://secwatch.observer/filing/0001140361-26-023577.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/0001140361-26-023577-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/ef20075169_8k.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"On the Closing Date, TCPC II entered into a payoff letter (“ Payoff Letter ”) to terminate the Loan and Servicing Agreement dated as of August 4, 2020 (as amended, modified, supplemented, restated or replaced from time to time, the “ LSA ”) among TCPC II, as borrower, Special Value Continuation Partners LLC, as servicer, Morgan Stanley Asset Funding Inc., as administrative agent and Morgan Stanley Bank, N.A., City National Bank, as lenders and Wells Fargo Bank, National Association, as the collateral agent, the account bank and the collateral custodian.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/0001140361-26-023577-index.htm"}},{"accession":"0001379785-26-000024","ticker":"BBDC","company_name":"Barings BDC, Inc.","filed_at":"2026-06-01T20:15:45+00:00","headline":"Barings BDC receives $67M cash from adviser, enters new $11M credit support for Sierra legacy investments","event_type":"other_material","sec_items":["1.01","1.02","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: material_agreement","same SEC item: 1.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001379785-26-000024","json":"https://secwatch.observer/filing/0001379785-26-000024.json","markdown":"https://secwatch.observer/filing/0001379785-26-000024.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1379785/000137978526000024/0001379785-26-000024-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1379785/000137978526000024/bbdc-20260529.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"Barings BDC, Inc. (the “Company”) and Barings LLC (the “Adviser”) entered into a new Credit Support Agreement (the “New CSA”). The New CSA provides similar credit support as previously provided under the Prior CSA for the remaining unrealized investments in two portfolio companies previously covered by the Prior CSA in an amount equal to the $10,994,928 fair value of such investments as of May 29, 2026 (the “Remaining Obligation”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1379785/000137978526000024/0001379785-26-000024-index.htm"}},{"accession":"0001213900-26-054200","ticker":"SERV","company_name":"Serve Robotics Inc. /DE/","filed_at":"2026-05-11T23:59:59+00:00","headline":"Serve Robotics ends $150M ATM sales agreement, reports pro forma Q1 net loss of $51M from Diligent acquisition","event_type":"other_material","sec_items":["1.02","8.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: material_agreement","same SEC item: 1.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-054200","json":"https://secwatch.observer/filing/0001213900-26-054200.json","markdown":"https://secwatch.observer/filing/0001213900-26-054200.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1832483/000121390026054200/0001213900-26-054200-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1832483/000121390026054200/ea028960901-8k_serve.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"On May 7, 2026, Serve Robotics Inc. (the “Company”) and each of Cantor Fitzgerald & Co., Wedbush Securities Inc., Northland Securities, Inc., Ladenburg Thalmann & Co. Inc. and Seaport Global Securities LLC (collectively, the “Agents”) agreed to terminate the Controlled Equity Offering SM Agreement, dated as of March 6, 2025 (the “Prior Sales Agreement”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1832483/000121390026054200/0001213900-26-054200-index.htm"}},{"accession":"0001829126-26-004879","ticker":"SAGU","company_name":"Shreya Acquisition Group","filed_at":"2026-05-11T23:59:59+00:00","headline":"Shreya Acquisition Group closes $110M IPO, 11M units at $10 each on NYSE","event_type":"other_material","sec_items":["1.01","3.02","5.02","5.03","8.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: material_agreement","same SEC item: 5.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-26-004879","json":"https://secwatch.observer/filing/0001829126-26-004879.json","markdown":"https://secwatch.observer/filing/0001829126-26-004879.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2083452/000182912626004879/0001829126-26-004879-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2083452/000182912626004879/shreyaacq_8k.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"Private Units Subscription Agreement, dated May 6, 2026, by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 and incorporated herein by reference","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2083452/000182912626004879/0001829126-26-004879-index.htm"}},{"accession":"0001104659-26-057953","ticker":"ILPT","company_name":"Industrial Logistics Properties Trust","filed_at":"2026-05-08T23:59:59+00:00","headline":"ILPT Mountain JV closes $1.62B loan at 5.71% fixed, repays $1.6B existing debt","event_type":"debt","sec_items":["1.01","1.02","2.03","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: material_agreement","same SEC item: 1.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-057953","json":"https://secwatch.observer/filing/0001104659-26-057953.json","markdown":"https://secwatch.observer/filing/0001104659-26-057953.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1717307/000110465926057953/0001104659-26-057953-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1717307/000110465926057953/tm2613865d1_8k.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"and then terminated the agreement governing the floating rate mortgage loan in accordance with its terms and without penalty.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1717307/000110465926057953/0001104659-26-057953-index.htm"}},{"accession":"0001140361-26-019761","ticker":"BBIO","company_name":"BridgeBio Pharma, Inc.","filed_at":"2026-05-08T23:59:59+00:00","headline":"BridgeBio Pharma establishes $500M at-the-market equity offering program","event_type":"other_material","sec_items":["1.01","1.02","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: material_agreement","same SEC item: 1.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001140361-26-019761","json":"https://secwatch.observer/filing/0001140361-26-019761.json","markdown":"https://secwatch.observer/filing/0001140361-26-019761.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1743881/000114036126019761/0001140361-26-019761-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1743881/000114036126019761/ny20072667x2_8k.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"On May 7, 2026, in connection with entering into the Agreement, the Company agreed with Goldman Sachs and Leerink Partners (formerly known as SVB Securities LLC), to terminate that certain Equity Distribution Agreement, dated May 4, 2023, by and among the Company, Goldman Sachs and Leerink Partners, effective as of May 7, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1743881/000114036126019761/0001140361-26-019761-index.htm"}},{"accession":"0001213900-26-053865","ticker":"QUCY","company_name":"Quantum Cyber N.V.","filed_at":"2026-05-08T23:59:59+00:00","headline":"Quantum Cyber increases equity distribution capacity to $100M; CFO Caragol moves to consulting role","event_type":"other_material","sec_items":["1.01","5.02","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: material_agreement","same SEC item: 5.02, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-053865","json":"https://secwatch.observer/filing/0001213900-26-053865.json","markdown":"https://secwatch.observer/filing/0001213900-26-053865.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1874252/000121390026053865/0001213900-26-053865-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1874252/000121390026053865/ea0289661-8k_quantum.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1985840/000199937126001097/0001999371-26-001097-index.htm","comparable_excerpt":"On May 4, 2026, Quantum Cyber N.V. (the “Company”) entered into that certain Amendment No. 1 to Equity Distribution Agreement (“Amendment No. 1”) with Maxim Group LLC (the “Sales Agent”), which amends that certain Equity Distribution Agreement, dated as of October 3, 2025, between the Company and Sales Agent (the “Original Agreement” and, together with Amendment No. 1, the “Sales Agreement”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1874252/000121390026053865/0001213900-26-053865-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}