---
schema_version: "secwatch.filing_event.v1"
accession: "0001999371-26-001905"
form_type: "8-K"
ticker: "BANX"
cik: "0001578987"
company_name: "ArrowMark Financial Corp."
filed_at: "2026-01-28T23:59:59+00:00"
generated_at: "2026-05-16T06:59:36.383462+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# ArrowMark Financial Corp. launches 1-for-3 rights offering for up to 2.6M new shares

## Summary
- Record date shareholders get one right per share; 3 rights buy one new common share.
- Maximum of 2,604,156 new common shares offered; expires Feb 18, 2026.
- UBS Securities is dealer manager; Equiniti Trust is subscription agent.
- Over-subscription privilege available for fully exercising holders.
- Rights are transferable; holders of fewer than 3 shares can subscribe for 1 full share.

## SEC filing metadata
- accession: 0001999371-26-001905
- form_type: 8-K
- ticker: BANX
- cik: 0001578987
- company_name: ArrowMark Financial Corp.
- filed_at: 2026-01-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1578987/000199937126001905/0001999371-26-001905-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1578987/000199937126001905/banx-8k_012826.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001999371-26-001905
- JSON: https://secwatch.observer/filing/0001999371-26-001905.json
- Plain text: https://secwatch.observer/filing/0001999371-26-001905.txt

## Key facts
- Material Agreements
  ArrowMark Financial Corp. entered into Dealer Manager Agreement with UBS Securities LLC (effective 2026-01-22).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: UBS Securities LLC
  - Effective: 2026-01-22
  source text: On January 22, 2026, ArrowMark Financial Corp. (NASDAQ: BANX) (the “Fund”) entered into a dealer manager agreement (the “Dealer Manager Agreement”) by and among the Fund, ArrowMark Asset Management, LLC and UBS Securities LLC
  evidence_url: https://www.sec.gov/Archives/edgar/data/1578987/000199937126001905/0001999371-26-001905-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.