secwatch.observer — SEC 8-K summary ====================================== Issuer: ArrowMark Financial Corp. (BANX) CIK: 0001578987 Form: 8-K Filed at: 2026-01-28T23:59:59+00:00 Accession: 0001999371-26-001905 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 ArrowMark Financial Corp. launches 1-for-3 rights offering for up to 2.6M new shares -------------------------------------------------------------------------------- - Record date shareholders get one right per share; 3 rights buy one new common share. - Maximum of 2,604,156 new common shares offered; expires Feb 18, 2026. - UBS Securities is dealer manager; Equiniti Trust is subscription agent. - Over-subscription privilege available for fully exercising holders. - Rights are transferable; holders of fewer than 3 shares can subscribe for 1 full share. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1578987/000199937126001905/0001999371-26-001905-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1578987/000199937126001905/banx-8k_012826.htm HTML page: https://secwatch.observer/filing/0001999371-26-001905 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer