---
schema_version: "secwatch.filing_event.v1"
accession: "0002001557-25-000007"
form_type: "8-K"
ticker: "INV"
cik: "0002001557"
company_name: "Innventure, Inc."
filed_at: "2025-09-16T23:59:59+00:00"
generated_at: "2026-05-17T06:33:41.720317+00:00"
event_type: "debt"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Innventure issues $10M convertible note to Yorkville, amends existing $30M debentures

## Summary
- First closing of $10M principal, ~$7M net proceeds after 10% OID and $2M September Payment.
- Second closing of $5M upon registration effectiveness; total potential gross ~$11.5M.
- Conversion price: lower of $7 fixed or 95% of 5-day VWAP, floor $1.16; maturity Sept 2026.
- Amendment to existing $30M debentures: removed monthly payments, added amortization event triggers, floor price $1.59.
- Innventure LLC guaranteed obligations; Yorkville granted registration rights for at least 12M shares.

## SEC filing metadata
- accession: 0002001557-25-000007
- form_type: 8-K
- ticker: INV
- cik: 0002001557
- company_name: Innventure, Inc.
- filed_at: 2025-09-16T23:59:59+00:00
- event_type: debt
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/2001557/000200155725000007/0002001557-25-000007-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/2001557/000200155725000007/innv-20250915.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0002001557-25-000007
- JSON: https://secwatch.observer/filing/0002001557-25-000007.json
- Plain text: https://secwatch.observer/filing/0002001557-25-000007.txt

## Key facts
- Equity Issuances
  Innventure, Inc. issued convertible note to YA II PN, Ltd. (Yorkville) for $10,000,000 in aggregate principal amount.
  - Security: convertible note
  - Purchaser: YA II PN, Ltd. (Yorkville)
  - Consideration: $10,000,000 in aggregate principal amount
  source text: stock, par value $0.0001 per share (the “Common Stock”) (as converted, the “Conversion Shares”). Pursuant to the Purchase Agreement, Yorkville purchased, and the Company issued, $10,000,000 in aggregate principal amount of Convertible Debentures (the “Third Convertible Debenture”) on the Agreement Date, upon satisfaction of certain closing conditions in the Purchase
  evidence_url: https://www.sec.gov/Archives/edgar/data/2001557/000200155725000007/0002001557-25-000007-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.