secwatch.observer — SEC 8-K summary ====================================== Issuer: Innventure, Inc. (INV) CIK: 0002001557 Form: 8-K Filed at: 2025-09-16T23:59:59+00:00 Accession: 0002001557-25-000007 Event type: debt Sentiment: negative Materiality: 0.75 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Innventure issues $10M convertible note to Yorkville, amends existing $30M debentures -------------------------------------------------------------------------------- - First closing of $10M principal, ~$7M net proceeds after 10% OID and $2M September Payment. - Second closing of $5M upon registration effectiveness; total potential gross ~$11.5M. - Conversion price: lower of $7 fixed or 95% of 5-day VWAP, floor $1.16; maturity Sept 2026. - Amendment to existing $30M debentures: removed monthly payments, added amortization event triggers, floor price $1.59. - Innventure LLC guaranteed obligations; Yorkville granted registration rights for at least 12M shares. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2001557/000200155725000007/0002001557-25-000007-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2001557/000200155725000007/innv-20250915.htm HTML page: https://secwatch.observer/filing/0002001557-25-000007 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer