Unregistered Sales of Equity Securities

Filed when the company sells equity in an unregistered transaction (private placement, PIPE, convertible-note issuance) exceeding a de minimis threshold. Discloses the date, amount, consideration, and exemption relied upon.

Recent disclosures

• May 13, 2026 13:20 UTC ONDS Ondas Inc. other_material

  Ondas registers 2.77M shares for resale by Mistral acquisition stockholders

• May 13, 2026 12:08 UTC WHWK Whitehawk Therapeutics, Inc. other_material

  Whitehawk Therapeutics raises $87.5M in PIPE, extends cash runway into H2 2028

• May 13, 2026 11:47 UTC FVNNR Future Vision II Acquisition Corp. other_material

  Future Vision II issues $191K promissory note to sponsor for one-month deadline extension

• May 13, 2026 10:36 UTC EOSE Eos Energy Enterprises, Inc. m_and_a

  Eos forms $250M JV with Cerberus for LDES IPP; Q1 rev $57M, guides FY $300-400M

• May 13, 2026 10:10 UTC AMC AMC ENTERTAINMENT HOLDINGS, INC. debt

  AMC issues 12.4M shares to retire remaining $13.6M exchangeable notes due 2030

• May 13, 2026 01:15 UTC OTAI-UN Starlink AI Acquisition Corp other_material

  SPAC Starlink AI Acquisition closes $100M IPO; $2.215M private placement

• May 12, 2026 23:18 UTC TEM Tempus AI, Inc. debt

  Tempus AI closes $460M 0% convertible notes due 2032; repays $307.7M credit facility

• May 12, 2026 21:27 UTC AGM-PH FEDERAL AGRICULTURAL MORTGAGE CORP debt

  Farmer Mac prices $100M of 6.875% Series I preferred stock, net ~$97M

• May 12, 2026 21:25 UTC VIVKD Vivakor, Inc. debt

  Vivakor enters forbearance agreements with J.J. Astor & Cedarview, restructuring $7.93M debt

• May 12, 2026 21:09 UTC SAFX XCF Global, Inc. debt

  XCF Global settles $16.7M debt with Encore DEC via 37M share issuance at $0.451/share

• May 12, 2026 21:00 UTC PODC PodcastOne, Inc. leadership

  PodcastOne appoints Jon Merriman as Lead Director; grants 250K RSUs

• May 12, 2026 21:00 UTC PMNT Perfect Moment Ltd. other_material

  Perfect Moment issues 6.06M shares at $0.33, warrants at $0.40-$0.47 to X3 and Krane

• May 12, 2026 20:47 UTC FSK FS KKR Capital Corp other_material

  FS KKR Capital to issue $150M convertible preferred to KKR affiliate; launches $150M stock tender

• May 12, 2026 20:30 UTC AIFF FIREFLY NEUROSCIENCE, INC. other_material

  Firefly Neuroscience enters $1M private placement; units include common stock and warrants

• May 12, 2026 20:27 UTC AIM AIM ImmunoTech Inc. other_material

  AIM ImmunoTech closes warrant inducement, raises ~$3.6M gross

• May 12, 2026 20:18 UTC SCTH Securetech Innovations, Inc. debt

  SecureTech raises $500K via convertible notes; repays CFI Capital note for $244K

• May 12, 2026 19:30 UTC PUBC Purebase Corp other_material

  Purebase issues 72.8M shares to CEO's entity for loan conversion and expense reimbursement

• May 12, 2026 12:58 UTC GAMG Global Asset Management Group, Inc. m_and_a

  Global Asset Management acquires 83.125% interest in Memorial Real Estate Group for $6.455M

• May 11, 2026 22:37 UTC ON ON SEMICONDUCTOR CORP debt

  ON Semiconductor issues $1.5B 0% Convertible Notes due 2031; enters hedge and warrant deals

• May 11, 2026 21:28 UTC GNVR Genvor Inc other_material

  Genvor creates Series C Preferred Stock with $300K conversion value, issues share to Brio Advisory

• May 11, 2026 21:12 UTC MGTI MGT CAPITAL INVESTMENTS, INC. other_material

  MGT Capital raises $150K in private placement; offering up to $500K at $0.001/share

• May 11, 2026 21:10 UTC TVTX Travere Therapeutics, Inc. debt

  Travere closes $525M 0.50% convertible note offering; uses proceeds to repurchase $221.4M of 2029 notes

• May 11, 2026 21:02 UTC BZFDW BuzzFeed, Inc. m_and_a

  BuzzFeed receives $120M majority investment from Byron Allen's family office; Q1 revenue $31.6M

• May 11, 2026 21:01 UTC COLAR Columbus Acquisition Corp/Cayman Islands debt

  Columbus Acquisition Corp issues $100K promissory note to WISeSat.Space to extend business combination deadline

• May 11, 2026 20:31 UTC VECA-UN Vernal Capital Acquisition Corp. other_material

  Vernal Capital Acquisition Corp. closes $100M SPAC IPO; $100.5M placed in trust

• May 11, 2026 20:30 UTC ODTX Odyssey Therapeutics, Inc. other_material

  Odyssey Therapeutics raises $25M from TPG affiliate in private placement concurrent with IPO at $18/share

source · SEC Form 8-K instructions · see methodology