Material Modification to Rights of Security Holders

Filed when the rights of any class of registered security are materially modified — by charter amendment, issuance of a senior class, or otherwise — including a description of the modification and the affected class.

Recent disclosures

• September 24, 2026, 4:19 PM ET BRVO Bravo Multinational Inc. M&A

  Bravo Multinational issues 1.62M preferred shares to MWP, giving MWP ~77% control

• September 24, 2026, 4:05 PM ET TTMI TTM TECHNOLOGIES INC debt

  TTM Technologies closes $500M 6.750% senior notes due 2034 to fund EDS and Swiss Tech acquisitions

• September 23, 2026, 5:09 PM ET KLXE KLX Energy Services Holdings, Inc. other material

  KLX adopts shareholder rights plan with 10% trigger after investor seeks up to 30% stake

• September 23, 2026, 4:21 PM ET LOKV Live Oak Acquisition Corp. V other material

  Teamshares raises $225M Series A preferred from T. Rowe Price affiliates

• September 23, 2026, 4:17 PM ET TBPH Theravance Biopharma, Inc. M&A

  Theravance completes $17/share cash-plus-CVR merger with Zymeworks; delists from Nasdaq

• September 23, 2026, 4:11 PM ET RC Ready Capital Corp debt

  Ready Capital amends 7.375% notes indenture; raises leverage cap to 2.0x

• September 23, 2026, 9:30 AM ET GGRP Glimpse Group, Inc. regulatory

  Brightline Interactive announces 1-for-8 reverse stock split to regain Nasdaq bid price compliance

• September 23, 2026, 9:05 AM ET CTNT CHEETAH NET SUPPLY CHAIN SERVICE INC. other material

  Cheetah Net completes 1-for-150 reverse stock split; trading resumes Sept 28

• September 23, 2026, 8:36 AM ET KITT Nauticus Robotics, Inc. other material

  Nauticus Robotics announces 1-for-6 reverse stock split effective Sept 24, 2026

• September 22, 2026, 8:18 PM ET APUS Apimeds Pharmaceuticals US, Inc. other material

  Apimeds completes 1-for-10 reverse stock split; share count falls to 1.51M

• September 21, 2026, 5:17 PM ET RIME Algorhythm Holdings, Inc. M&A

  Algorhythm acquires Azure Energy renewable assets for $23M stock; new CEO appointed

• September 21, 2026, 4:47 PM ET JAGX Jaguar Health, Inc. other material

  Jaguar Health effects 1-for-15 reverse stock split, eliminates 14 preferred series

• September 21, 2026, 4:30 PM ET NTHI NEONC TECHNOLOGIES HOLDINGS, INC. other material

  NeOnc redeems all Series A Preferred for $6M cash, eliminates potential dilution

• September 21, 2026, 4:10 PM ET GTBP GT Biopharma, Inc. other material

  GT Biopharma ups private placement to $7.75M, adds new investor

• September 18, 2026, 4:05 PM ET KPTI Karyopharm Therapeutics Inc. other material

  Karyopharm issues $20M Series A convertible preferred stock to settle forbearance fees

• September 18, 2026, 4:01 PM ET HL HECLA MINING CO/DE/ debt

  Hecla enters new $500M secured revolving credit facility; replaces 2022 credit agreement

• September 18, 2026, 8:05 AM ET VWAV VisionWave Holdings, Inc. other material

  VisionWave to effect 1-for-20 reverse stock split effective Sept 22 to maintain Nasdaq $1 bid compliance

• September 17, 2026, 4:53 PM ET SBIG SpringBig Holdings, Inc. other material

  SBIG Holdings creates Series A Preferred with 25 votes/share; CEO granted 3.75M shares

• September 17, 2026, 4:24 PM ET HCWC HEALTHY CHOICE WELLNESS CORP. M&A

  Host Digital completes reverse merger with Host DI; shares to trade as HOST on NYSE American

• September 17, 2026, 4:07 PM ET WHLR Wheeler Real Estate Investment Trust, Inc. other material

  Wheeler REIT announces 1-for-9 reverse stock split effective Sept 21, 2026

• September 16, 2026, 9:03 PM ET TCRT Alaunos Therapeutics, Inc. other

  Alaunos Therapeutics reduces stockholder quorum requirement to one-third of voting power

• September 16, 2026, 7:54 PM ET CLYD BEACON TOPCO, INC. M&A

  Beacon Topco completes Barinthus Bio acquisition; launches $15M share tender offer

• September 16, 2026, 4:45 PM ET RGR STURM RUGER & CO INC other material

  Ruger terminates shareholder rights plan early after Beretta deal conditions met

• September 16, 2026, 4:07 PM ET NVVE Nuvve Holding Corp. debt

  Nuvve issues $280K convertible note at discount, exchanges all Series A preferred for new Series C

• September 15, 2026, 9:26 AM ET DFH Dream Finders Homes, Inc. other material

  Dream Finders raises $225M via Series B preferred; redeems Series A, funds Beazer merger

• September 15, 2026, 9:10 AM ET JAGX Jaguar Health, Inc. other material

  Jaguar Health announces 1-for-15 reverse stock split effective Sept 17, 2026

• September 15, 2026, 8:57 AM ET GTBP GT Biopharma, Inc. other material

  GT Biopharma raises $7.45M via convertible preferred stock and warrants

• September 14, 2026, 4:30 PM ET ELMT Elmet Group Co. M&A

  Elmet Group secures $450M DoW investment for tungsten expansion; $200M initial tranche closed

• September 14, 2026, 4:10 PM ET FCNCA FIRST CITIZENS BANCSHARES INC /DE/ other material

  First Citizens closes $300M preferred offering; Series F 7.5% non-cumulative

• September 14, 2026, 4:05 PM ET NXXT NEXTNRG, INC. other material

  NextNRG to effect 1-for-10 reverse stock split on Sept 14; shares to ~16.8M

• September 14, 2026, 2:14 PM ET SWRD Stewards, Inc. other material

  Stewards amends Series A Preferred to lift 9.99% ownership cap to 100%

• September 11, 2026, 5:25 PM ET SOAR Volato Group, Inc. M&A

  Volato closes Aligned reverse merger; Aligned holders to own 95% of combined co

• September 11, 2026, 5:24 PM ET VISM VISIUM TECHNOLOGIES, INC. other material

  Visium Technologies executes 1-for-1,500 reverse split; authorized shares cut to 2M

• September 11, 2026, 4:59 PM ET IPDN Professional Diversity Network, Inc. other

  Professional Diversity Network announces 1-for-30 reverse stock split effective Sept 11

• September 11, 2026, 4:25 PM ET CYCN Cyclerion Therapeutics, Inc. M&A

  Korsana (ex-Cyclerion) closes reverse merger with $380M PIPE; exchange ratio 0.2074

• September 11, 2026, 4:09 PM ET NTAP NetApp, Inc. other material

  NetApp shareholders approve officer exculpation charter, reelect 10 directors

• September 11, 2026, 9:18 AM ET NFE New Fortress Energy Inc. debt

  New Fortress Energy completes comprehensive debt restructuring, splits into BrazilCo and CoreCo

• September 11, 2026, 9:15 AM ET ATAI AtaiBeckley Inc. M&A

  Eli Lilly completes $6.75/share buyout of AtaiBeckley (ATAI); CVRs worth up to $2.50

• September 11, 2026, 8:01 AM ET GOSS Gossamer Bio, Inc. other material

  Gossamer Bio effects 1-for-80 reverse stock split to regain Nasdaq compliance

• September 11, 2026, 6:07 AM ET OPTT Ocean Power Technologies, Inc. other material

  Ocean Power Technologies announces 1-for-30 reverse stock split effective Sept 11, 2026

• September 10, 2026, 4:47 PM ET OKE ONEOK INC /NEW/ other material

  ONEOK closes $9B Apollo minority equity investment; completes holding company reorganization

• September 10, 2026, 4:30 PM ET KIDZ Classover Holdings, Inc. other material

  Kidz AI shareholders approve share increase, ChEF issuance, 2026 equity plan, auditor

• September 9, 2026, 4:06 PM ET VEEE Twin Vee PowerCats, Co. other material

  Twin Vee stockholders ratify 1-for-37 reverse split, approve name change to Twin Vee Bahama Co.

• September 9, 2026, 10:24 AM ET BRNS Barinthus Biotherapeutics plc. M&A

  Barinthus Biotherapeutics acquired by Beacon Topco; ADS delisted from Nasdaq

• September 9, 2026, 8:45 AM ET WHLR Wheeler Real Estate Investment Trust, Inc. debt

  Wheeler REIT cuts convertible note conversion price to $0.54; redeems 8,200 Series D shares

• September 9, 2026, 6:03 AM ET Unite Acquisition 2 Corp. M&A

  Blue Laser Fusion completes reverse merger with Unite Acquisition; raises $25M in PIPE

• September 8, 2026, 9:36 PM ET GBCS SELECTIS HEALTH, INC. M&A

  Black Pearl completes tender offer for Selectis Health at $5.75/share; 90.93% tendered

• September 8, 2026, 4:55 PM ET SDEV Stablecoin Development Corp leadership

  Stablecoin Development appoints David Garcia Rios as Class II director

• September 8, 2026, 4:01 PM ET JFIL Jubilant Flame International, Ltd other

  Jubilant Flame International approves 1-for-100 reverse stock split, effective Sept 9, 2026

• September 8, 2026, 10:01 AM ET DFDV DeFi Development Corp. other material

  DeFi Development Corp raises $11M in CHAD preferred offering to buy SOL

source · SEC Form 8-K instructions · see methodology