Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

Filed when a blackout period under an employee benefit plan is imposed or lifted. Insider-trading-related — directors and executive officers are subject to corresponding trading restrictions during the blackout.

Recent disclosures

• August 10, 2026, 4:00 PM ET ROP ROPER TECHNOLOGIES INC other

  Roper announces 401(k) blackout period during Vanguard-to-Fidelity transition

• June 16, 2026, 8:57 AM ET BLD TopBuild Corp other

  TopBuild announces 401(k) blackout period June 24–July 18 due to QXO merger

• May 12, 2026, 9:21 AM ET HIVE HIVE Digital Technologies Ltd. other material

  HIVE subsidiary BUZZ contracts $3.1M fiber upgrade for Grand Falls AI factory

• February 13, 2026, 6:59 PM ET GLIBA GCI Liberty, Inc. other material

  GCI Liberty Announces Blackout Period on GCI Group Common Stock Due to Plan Liquidation

• January 6, 2026, 6:59 PM ET BDX BECTON DICKINSON & CO other material

  BD 401(k) Plan enters blackout period pending Waters Corp transaction close

• December 15, 2025, 6:59 PM ET EPAC ENERPAC TOOL GROUP CORP other material

  Enerpac Tool Group imposes insider trading blackout Dec 31-Jan 13 due to 401(k) plan change

• November 21, 2025, 6:59 PM ET ABT ABBOTT LABORATORIES other

  Abbott blackout period for retirement plan Dec 24 to Jan 11 due to admin changes

• November 21, 2025, 6:59 PM ET UPBD UPBOUND GROUP, INC. other

  Upbound Group announces 401(k) plan blackout period Dec 24, 2025 to Jan 25, 2026

• November 20, 2025, 6:59 PM ET WM WASTE MANAGEMENT INC other

  Waste Management imposes blackout period on insider trading due to plan recordkeeper change

• November 18, 2025, 6:59 PM ET EXC EXELON CORP other

  Exelon announces ESP blackout period from Dec 3 to Dec 22, 2025

• November 10, 2025, 6:59 PM ET PFS PROVIDENT FINANCIAL SERVICES INC other

  Provident Financial blackout Dec 1-8, 2025 due to ESOP/401(k) merger

• October 30, 2025, 7:59 PM ET MFA MFA FINANCIAL, INC. other

  MFA Financial imposes insider trading blackout on common and Series B preferred from Dec 1-5, 2025

• October 22, 2025, 7:59 PM ET EFSC ENTERPRISE FINANCIAL SERVICES CORP other

  EFSC imposes trading blackout for insiders Nov 24 to Jan 4 over 401(k) provider switch to Fidelity

• October 10, 2025, 7:59 PM ET OBT Orange County Bancorp, Inc. /DE/ other material

  Orange County Bancorp blackout Nov 10–Nov 30 due to 401(k) admin switch

• September 25, 2025, 7:59 PM ET HarborOne Bancorp, Inc. other material

  HarborOne sets Oct 23–Nov 17 blackout periods for merger election process

• September 25, 2025, 7:59 PM ET HarborOne Bancorp, Inc. other material

  HarborOne sets merger election deadline Oct 28, blackout periods Oct 23-Nov 17

• August 27, 2025, 7:59 PM ET MTZ MASTEC INC other material

  MasTec announces 401(k) plan blackout period from Sept 22 to Oct 19, 2025, due to recordkeeper switch to Schwab

• August 14, 2025, 7:59 PM ET SMBC SOUTHERN MISSOURI BANCORP, INC. other

  SMBC 401(k) plan migration triggers blackout period for directors and officers from Sep 8 to mid-Oct 2025

• July 25, 2025, 7:59 PM ET Paramount Global M&A

  Paramount/Skydance merger set to close Aug 7; election deadlines & blackout announced

• July 18, 2025, 7:59 PM ET GNW GENWORTH FINANCIAL INC regulatory

  Genworth announces blackout period for Retirement and Savings Plan from July 25 to Aug 24, 2025

• July 15, 2025, 7:59 PM ET Walgreens Boots Alliance, Inc. other

  Walgreens announces blackout period for retirement plan WBA Stock Fund ahead of merger close

• June 23, 2025, 7:59 PM ET LBRDA Liberty Broadband Corp other material

  Liberty Broadband sets blackout July 11-Aug 10 for GCI spin-off

• June 23, 2025, 7:59 PM ET GLIBA GCI Liberty, Inc. other material

  GCI Liberty blackout period set for July 14–Aug 10 in spin-off from Liberty Broadband

• June 3, 2025, 7:59 PM ET MO ALTRIA GROUP, INC. other

  Altria announces blackout period for DPS Plans due to trustee transition

• May 28, 2025, 7:59 PM ET FTV Fortive Corp other material

  Fortive blackout period on stock fund from June 27 to July 6 due to Ralliant spin-off

• May 15, 2025, 7:59 PM ET LDOS Leidos Holdings, Inc. regulatory

  Leidos announces Retirement Plan blackout period from late June to mid-July 2025 due to recordkeeper change

• May 13, 2025, 7:59 PM ET LBRDA Liberty Broadband Corp regulatory

  Liberty Broadband imposes SOX blackout on Series C stock ahead of GCI Liberty spin-off

• May 6, 2025, 7:59 PM ET MCS MARCUS CORP earnings

  Marcus Corp Q1 net loss $0.54/share; revenue up 7.4% to $148.8M

• April 22, 2025, 7:59 PM ET NORDSTROM INC other

  Nordstrom announces May 15–18 blackout period for 401(k) Plan ahead of merger close

• March 18, 2025, 7:59 PM ET IAC IAC Inc. other material

  IAC announces Angi spin-off details; 401(k) blackout March 31–April 3

• November 27, 2024, 6:59 PM ET WSBC WESBANCO INC other

  Wesbanco imposes trading blackout Dec 2-16 for plan admin transition to Fidelity

• November 15, 2024, 6:59 PM ET GL GLOBE LIFE INC. other

  Globe Life announces blackout for Savings Plan due to record keeper change from Empower to Fidelity

• November 14, 2024, 6:59 PM ET OI O-I Glass, Inc. /DE/ other material

  O-I Glass imposes blackout period on directors & executive officers for 401(k) platform switch

• November 12, 2024, 6:59 PM ET AIT APPLIED INDUSTRIAL TECHNOLOGIES INC other material

  AIT retirement plan moving to Schwab; trading blackout Dec 20 to Jan 19

• November 12, 2024, 6:59 PM ET CLW Clearwater Paper Corp other material

  Clearwater Paper imposes SOX blackout on insiders Dec 6-13 due to tissue sale to Sofidel

• October 15, 2024, 7:59 PM ET USB US BANCORP DE other

  U.S. Bancorp announces 401(k) plan blackout period for insiders Dec 24 to Jan 12

• September 6, 2024, 7:59 PM ET Aaron's Company, Inc. other material

  Aaron's (AAN) notifies directors/officers of blackout period in connection with IQVentures merger

• September 6, 2024, 7:59 PM ET OLN OLIN Corp other material

  Olin to impose blackout on CEOP as plan administrator shifts from Voya to Empower

• August 20, 2024, 7:59 PM ET MAR MARRIOTT INTERNATIONAL INC /MD/ other material

  Marriott to impose trading blackout on retirement plan Sept 25 - Oct 18 for recordkeeper change

• July 26, 2024, 7:59 PM ET LNT ALLIANT ENERGY CORP other

  Alliant Energy 401(k) blackout period Aug 30 - week of Sep 22, 2024 due to service provider switch to Fidelity

• June 24, 2024, 7:59 PM ET MRSH MARSH & MCLENNAN COMPANIES, INC. other

  Marsh McLennan announces 401(k) blackout period July 26 to ~Aug 12 for plan administrator switch

• May 31, 2024, 7:59 PM ET CONNS INC debt

  Conn's borrows $25M under term loan, will issue warrants for 1.79M shares at $2.794

• May 31, 2024, 7:59 PM ET HFBL Home Federal Bancorp, Inc. of Louisiana other material

  Home Federal Bancorp blackout period July-Oct 2024 due to 401(k) plan deregistration

• May 3, 2024, 7:59 PM ET PIONEER NATURAL RESOURCES CO M&A

  Pioneer Natural Resources completes merger with ExxonMobil, stock delisted

• April 26, 2024, 7:59 PM ET NDSN NORDSON CORP other

  Nordson announces blackout period May 31–June 30, 2024 due to 401(k) recordkeeper change

• February 29, 2024, 6:59 PM ET GE GENERAL ELECTRIC CO other material

  GE announces employee benefit plan blackout period ahead of GE Vernova spin-off

• February 8, 2024, 6:59 PM ET PBFS Pioneer Bancorp, Inc./MD other material

  Pioneer Bancorp imposes blackout period for insiders due to 401(k) plan transition

• December 19, 2023, 6:59 PM ET OBT Orange County Bancorp, Inc. /DE/ other

  Orange County Bancorp imposes insider trading blackout Jan 19–Feb 23, 2024 due to 401(k) recordkeeper change

• December 12, 2023, 6:59 PM ET DISH Network CORP other material

  DISH 401(k) blackout period ahead of EchoStar merger closing expected by Dec 29

• December 12, 2023, 6:59 PM ET SATS EchoStar CORP other

  EchoStar imposes blackout on insider trading ahead of DISH merger close

source · SEC Form 8-K instructions · see methodology