Source-grounded facts extracted from ALPHA MODUS HOLDINGS, INC.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
“On June 3, 2026, Alpha Modus Holdings, Inc. (the " Company "), filed a Certificate of Amendment to Certificate of Incorporation with the State of Delaware to effect a 1-for-40 reverse stock split of the Company’s issued and outstanding shares of Class A common stock”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: Filed Certificate of Amendment to effect a 1-for-40 reverse stock split (effective 2026-06-03).
“On June 3, 2026, Alpha Modus Holdings, Inc. (the “ Company ”), filed a Certificate of Amendment to Certificate of Incorporation with the State of Delaware to effect a 1-for-40 reverse stock split of the Company’s issued and outstanding shares of Class A common stock”
Equity Issuances
ALPHA MODUS HOLDINGS, INC. issued 109,588,265 shares of Class A common stock of common stock to family trust of the Company’s CEO, William Alessi for no additional consideration for the exchange.
“The Common Shares will be issued in reliance on the exemption from registration provided by Section 3(a)(9) of the Securities Act of 1933, as amended, as the Common Shares will be issued in exchange for the Preferred Shares, there was no additional consideration for the exchange, and there was no remuneration for the solicitation of the exchange.”
Material Agreements
ALPHA MODUS HOLDINGS, INC. entered into Exchange Agreement with the family trust of the Company’s CEO, William Alessi (effective 2026-04-08).
“On April 8, 2026, Alpha Modus Holdings, Inc. (the “ Company ”) entered into an exchange agreement (the “ Exchange Agreement ”) with the family trust of the Company’s CEO, William Alessi, pursuant to which the trust will exchange an aggregate of 3,870,000 shares of Series C Preferred Stock (the “ Preferred Shares ”) for an aggregate of 109,588,265 shares of Class A common stock”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding other.
“April 6, 2026, the Company received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no longer meets the $500,000 minimum net income standard, the alternative minimum market value of listed securities of $35 million (“ MVLS Standard ”), or the alternative stockholders’ equity of at least $2.5 million required by Nasdaq’s Rules. The Notice has no immediate effect on the listing or trading of the Company’s securities, except that an indicator will be displayed with quotation information related to the”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“January 12, 2026, Alpha Modus Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company is not in compliance with the $1.00 minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market (the “ Bid Price Requirement ”). The Notice does not result in the immediate delisting of the Company’s common stock from The Nasdaq Capital Market. The Nasdaq Listing Rules require listed securities to maintain a minimum”
Material Agreements
ALPHA MODUS HOLDINGS, INC. entered into Securities Purchase Agreement with Alexander Haase-Dubosc valued at $110,000 (effective 2025-12-30).
“Effective December 30, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with Alexander Haase-Dubosc (the “ Investor ”), pursuant to which the Company issued a convertible promissory note to the Investor in the original principal amount of $110,000”
Debt Financings
ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $110,000 with Alexander Haase-Dubosc at 7% per annum maturing December 29, 2026.
“the Company issued a convertible promissory note to the Investor in the original principal amount of $110,000 (the “ Note ”) for a purchase price of $100,000 (the “ Purchase Price ”). The Note accrues interest at 7% per annum, matures on December 29, 2026”
Material Agreements
ALPHA MODUS HOLDINGS, INC. entered into Securities Purchase Agreement with AIFirst Ventures LLC valued at $250,000 (effective 2025-12-02).
“Effective December 2, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with AIFirst Ventures LLC (the “ Investor ”), pursuant to which the Company issued (i) a convertible promissory note to the Investor in the original principal amount of $250,000 (the “ Note ”), and (ii) a common stock purchase warrant to the Investor to purchase 1,000,000 shares of Company Class A common stock at an exercise price of $1.00/share (the “ Warrant ”), for an aggregate purchase price of $250,000 (the “ Purchase Price ”).”
Debt Financings
ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $400,000 with Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust at 7% per annum maturing October 15, 2026.
“Family Trust (the “ Haase-Dubosc Trust ”), pursuant to which the Company issued (i) a convertible promissory note to the Haase-Dubosc Trust in the original principal amount of $400,000 (the “ Haase-Dubosc Note ”), and (ii) warrants to purchase 363,636 shares of Company Class A common stock at an exercise price of $1.10/share, for a total purchase price of”
Debt Financings
ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $714,285.71 with The Alessi 2023 Irrevocable Trust at 8% per annum maturing September 15, 2026.
“in the original principal amount of $714,285.71, in consideration of $500,000 in funding received by the Company from the Alessi Trust on or about September 15, 2025.”
Debt Financings
ALPHA MODUS HOLDINGS, INC. incurred loan of original principal amount of $2,142,857.14 with The Alessi 2023 Irrevocable Trust at eight percent (8%) per annum maturing April 30, 2026.
“On July 15, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) issued a Promissory Note (the “ Note ”) to The Alessi 2023 Irrevocable Trust (the “ Lender ”), one of the family trusts of the Company’s CEO, William Alessi, in the original principal amount of $2,142,857.14, in consideration of $1,500,000 in funding received by the Company from the Lender on or about July 10, 2025. The Note accrues interest at eight percent (8%) per annum, matures on April 30, 2026, and is convertible into shares of Class A common stock of the Company at the election of the holder at a $5.00 per share conversion price.”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq compliance regained notice regarding market value (rules 5450(b)(2)(C), 5450(b)(2)(A)).
“July 14, 2025, the listings of the Class A common stock and warrants of Alpha Modus Holdings, Inc. (the “ Company ”) were transferred to The Nasdaq Capital Market (the “ Nasdaq Capital Market ”). The transfer of the Company’s listings to the Nasdaq Capital Market from the Nasdaq Global Market resolves (i) the Company’s Market Value of Publicly Held Shares deficiency under Nasdaq Listing Rule 5450(b)(2)(C), and Nasdaq’s related notice dated January 6, 2025 (as disclosed in the Company’s Current Report on Form 8-K filed on January 10, 2025), and (ii) the Company’s Market Value of Listed Securiti”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding market value.
“February 5, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no longer meets the minimum market value of listed securities (“ MVLS ”) of $50,000,000 required by Nasdaq’s Listing Rules (the “ Rules ”). The Notice has no immediate effect on the listing or trading of the Company’s securities, except that an indicator will be displayed with quotation information related to the Company’s securities on NASDAQ.com and NASDAQTrader.com and may be d”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding market value.
“February 5, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no”
Thomas Gallagher was appointed as Chief Revenue Officer at ALPHA MODUS HOLDINGS, INC..
“On January 2, 2025, Alpha Modus Holdings, Inc., a Delaware corporation (the “ Company ” or “ Alpha Modus ”) appointed Thomas Gallagher as the Chief Revenue Officer of the Company.”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: As a result of the Business Combination, the Company ceased to be a shell company.
“As a result of the Business Combination, the Company ceased to be a shell company.”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: The Company approved and became effective Amended and Restated Bylaws (A&R Bylaws) in connection with the consummation of the Transactions on December 13, 2024 (effective 2024-12-13).
“Amendments to Certificate of Incorporation and Bylaws On December 13, 2024, in connection with the consummation of the Transactions, the Company’s A&R Charter, and Amended and Restated Bylaws (the “ A&R Bylaws ”) were approved by IAC’s stockholders at the Special Meeting and became effective.”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: The Company approved and became effective an Amended and Restated Charter (A&R Charter) in connection with the consummation of the Transactions on December 13, 2024 (effective 2024-12-13).
“Amendments to Certificate of Incorporation and Bylaws On December 13, 2024, in connection with the consummation of the Transactions, the Company’s A&R Charter, and Amended and Restated Bylaws (the “ A&R Bylaws ”) were approved by IAC’s stockholders at the Special Meeting and became effective.”
M&A Transactions
ALPHA MODUS HOLDINGS, INC. completed an acquisition involving Legacy Alpha Modus, Corp. for Each share of Legacy Alpha Modus common stock and preferred stock converted into one share of IAC Class A common stock (or IAC Series C Preferred Stock for pref (closed 2024-12-13).
“On December 13, 2024 (the " Closing Date "), Alpha Modus Holdings, Inc., a Delaware corporation (the " Company ") (f/k/a Insight Acquisition Corp. (" IAC ")), consummated the previously announced merger (the " Closing ") pursuant to that certain Business Combination Agreement, dated October 13, 2023”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: Amended the company's certificate of incorporation to extend the deadline for completing a business combination from December 7, 2024 to March 7, 2025 (effective 2024-12-06).
“As approved by its stockholders at the Special meeting of stockholders held on December 6, 2024 (the “Special Meeting”), Insight Acquisition Corp. (the “Company”) filed a Fourth Amendment (the “Fourth Amendment”) to its Amended and Restated Certificate of Incorporation (the “Charter”) with the Delaware Secretary of State on Decmber 6, 2024 to modify the terms and extend the period (the “Business Combination Period”) by which the Company has to consummate an initial business combination (the “Business Combination”) from December 7, 2024 to March 7, 2025.”
Auditor Changes
ALPHA MODUS HOLDINGS, INC. reported that prior financial statements should not be relied upon.
“mended and restated certificate of incorporation to extend the Combination Period, from September 7, 2023 to June 7, 2024 (as noted in Note 1). In connection with the stockholder’s vote at the annual meeting, there was a share redemption in exchange for a redemption payment paid to the redeeming shareholders. Upon calculation of the over withdrawals, the Company determined that $628,758 of the over withdrawn amount is due to those redeemed shareholders and has accounted for this on the balance sheet as due to shareholders as of December 31, 2023, however, this amount should have been recorded as of September 30, 2023. Additionally, of the $1,049,359 over withdrawal amount noted above, $994,950 was over withdrawn as of September 30, 2023 and should be accounted of as due from Sponsor. The Company determined these errors were material to the Form 10-Q for the three and nine months ended Se”
Glenn Worman was appointed as Chief Financial Officer at ALPHA MODUS HOLDINGS, INC..
“On April 21, 2024, the Board engaged Glenn Worman, through SeatonHill Partners, LP, as the Company’s Chief Financial Officer”
Michael Singer was appointed as Chief Executive Officer at ALPHA MODUS HOLDINGS, INC..
“On April 21, 2024, Michael Singer, the Executive Chairman of the Company, was appointed to the position of Chief Executive Officer of the Company.”
Jeff Gary was appointed as Assistant Finance Manager at ALPHA MODUS HOLDINGS, INC..
“On April 21, 2024, Mr. Gary was appointed as an Assistant Finance Manager of the Company”
Jeff Gary was removed as Chief Financial Officer at ALPHA MODUS HOLDINGS, INC..
“On April 21, 2024, Mr. Gary was removed as the Company’s Chief Executive Officer and Chief Financial Officer of the Company.”
Jeff Gary was removed as Chief Executive Officer at ALPHA MODUS HOLDINGS, INC..
“On April 21, 2024, Mr. Gary was removed as the Company’s Chief Executive Officer and Chief Financial Officer of the Company.”
Jeff Gary resigned as Director at ALPHA MODUS HOLDINGS, INC..
“on April 21, 2024, at the request of the Board, Jeff Gary verbally tendered his resignation as a director of the Company during a meeting of the Board held on April 21, 2024.”
Material Agreements
ALPHA MODUS HOLDINGS, INC. entered into business combination agreement and plan of merger with Insight Acquisition Corp., IAC Merger Sub Inc. valued at $110,000,000 consideration; up to 11,000,000 Common Shares issuable; up to 2,200,000 Alpha Modus Ear (effective 2023-10-13).
“Effective as of October 13, 2023, Insight Acquisition Corp., a Delaware corporation (" SPAC "), IAC Merger Sub Inc., a Florida corporation (" Merger Sub ") and Alpha Modus, Corp., a Florida corporation (" Alpha Modus "), entered into a business combination agreement and plan of merger”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: The Company filed a Second Amendment to its Amended and Restated Certificate of Incorporation to extend the deadline to consummate a business combination from September 7, 2023 to June 7, 2024, subject to deposit of funds into the trust account (effective 2023-09-06).
“As approved by its stockholders at the annual meeting of stockholders held on September 6, 2023 (the “Annual Meeting”), Insight Acquisition Corp. (the “Company”) filed a Second Amendment (the “Second Amendment”) to its Amended and Restated Certificate of Incorporation (the “Charter”) with the Delaware Secretary of State on September 6, 2023 to modify the terms and extend the date (the “Business Combination Period”) by which the Company has to consummate an initial business combination (the “Business Combination”) from September 7, 2023 to June 7, 2024, provided that the Company deposits the lesser of $20,000 and $0.02 for each outstanding share of common stock sold in the Company’s initial public offering into the Trust Account, as defined”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved Ratify appointment of WithumSmith+Brown PC as independent registered public accounting firm for 2023 at the 2023-09-06 meeting.
“Proposal No. 3. The Auditor Proposal. A proposal to ratify the appointment of WithumSmith+Brown PC, as our independent registered public accounting firm for the year ending December 31, 2023.”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved Elect one director, David Brosgol, to serve until 2026 annual meeting at the 2023-09-06 meeting.
“Proposal No. 2. The Director Proposal. A proposal to elect one (1) director, David Brosgol, to serve until 2026 annual meeting and until his successor has been duly elected and qualified or until his earlier resignation, removal or death.”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved Amend certificate of incorporation to extend business combination deadline at the 2023-09-06 meeting.
“Proposal No. 1. The Charter Amendment Proposal. A proposal to amend (the “Second Extension Amendment”) the Company’s amended and restated certificate of incorporation, as amended (the “Charter”), to extend the date by which the Company has to consummate a business combination (the “Extension”) for up to nine (9) additional one (1) month extensions or from September 7, 2023 up to June 7, 2024 (the “Extended Termination Date”)”
Debt Financings
ALPHA MODUS HOLDINGS, INC. incurred loan of $180,000 with Insight Acquisition Sponsor, LLC at does not bear interest maturing upon the closing of an initial business combination by the Company.
“On August 17, 2023, Insight Acquisition Corp. (the "Company") issued an unsecured promissory note in the aggregate principal amount of $180,000 (the "Note") to Insight Acquisition Sponsor, LLC, the Company's sponsor ("Sponsor"), in exchange for the Sponsor advancing $480,000 to the Company”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“May 24, 2023, Insight Acquisition Corp. (the “Company”) received a notification from The Nasdaq Stock Market (“Nasdaq”) that it was not in compliance with Nasdaq Listing Rule 5250(c)(1) as it had failed to timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “Form 10-Q”). Under the Nasdaq Listing Rules, the Company now has 60 calendar days to submit a plan to regain compliance and if the plan is accepted, Nasdaq may grant an exception of up to 180 calendar days from the Form 10-Q’s due date, or until November 20, 2023, to regain compliance. In accordance with”
Listing & Compliance Notices
ALPHA MODUS HOLDINGS, INC. received a nyse deficiency notice notice regarding late filing.
“April 18, 2022, Insight Acquisition Corp. (the “Company”) received a notification from the New York Stock Exchange (“NYSE”) that it was in violation of NYSE requirements as it had failed to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “Form 10-K”) and that if the Form 10-K is not filed with the SEC by 2:30 p.m. Eastern Time on April 21, 2023, NYSE post the Company to the NYSE’s late filers list on the Profile, Data and News pages with respect to each of the Company’s securities (the “LF Designation”). Effective April 19, 2022, the Company filed th”
Material Agreements
ALPHA MODUS HOLDINGS, INC. entered into BCA with Insight Acquisition Corp., Avila Amalco Sub Inc., Avila Energy Corporation (effective 2023-04-03).
“On April 3, 2023, Insight Acquisition Corp., a Delaware corporation (“ SPAC ”), Avila Amalco Sub Inc., an Alberta corporation (“ Amalco Sub ”) and Avila Energy Corporation, an Alberta corporation (“ Avila ”), entered into a business combination agreement and plan of merger (the “ BCA ”)”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: Amended charter to allow Class B common stock holders to convert shares to Class A common stock on a one-for-one basis before business combination closing, at holder's election (effective 2023-03-06).
“amendment to the Company’s amended and restated certificate of incorporation (the “ Charter ”) to implement the Charter Amendment Proposals”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: Amended charter to eliminate net tangible assets redemption limitation of $5,000,001 (effective 2023-03-06).
“amendment to the Company’s amended and restated certificate of incorporation (the “ Charter ”) to implement the Charter Amendment Proposals”
Governance Changes
ALPHA MODUS HOLDINGS, INC.: Amended charter to extend business combination deadline from March 7 to April 7, 2023, with board discretion to extend up to five additional months to September 7, 2023 (effective 2023-03-06).
“amendment to the Company’s amended and restated certificate of incorporation (the “ Charter ”) to implement the Charter Amendment Proposals”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved Third Charter Amendment Proposal - amend charter to allow Class B common stock conversion on one-for-one basis at the 2023-03-06 meeting.
“Third Charter Amendment Proposal The Third Charter Amendment Proposal was approved. The voting results of the outstanding shares of INAQ common stock at the Special Meeting and entitled to vote thereon were as follows: For Against Abstentions 20,839,496 1,271 0”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved Second Charter Amendment Proposal - amend charter to eliminate redemption limitation at the 2023-03-06 meeting.
“Second Charter Amendment Proposal The Second Charter Amendment Proposal was approved. The voting results of the outstanding shares of INAQ common stock at the Special Meeting and entitled to vote thereon were as follows: For Against Abstentions 20,839,496 1,271 0”
Shareholder Votes
ALPHA MODUS HOLDINGS, INC. shareholders approved First Charter Amendment Proposal - amend charter to extend business combination deadline at the 2023-03-06 meeting.
“First Charter Amendment Proposal The First Charter Amendment Proposal was approved. The voting results of the outstanding shares of INAQ common stock at the Special Meeting and entitled to vote thereon were as follows: For Against Abstentions 20,807,774 32,993 0”
William Ullman was appointed as Director at ALPHA MODUS HOLDINGS, INC..
“David Brosgol, Victor Pascucci, III and William Ullman (the “Directors”) were each appointed to the board of directors of the Company”
Victor Pascucci III was appointed as Director at ALPHA MODUS HOLDINGS, INC..
“David Brosgol, Victor Pascucci, III and William Ullman (the “Directors”) were each appointed to the board of directors of the Company”
David Brosgol was appointed as Director at ALPHA MODUS HOLDINGS, INC..
“David Brosgol, Victor Pascucci, III and William Ullman (the “Directors”) were each appointed to the board of directors of the Company”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.