secwatch / observer

ALPHA MODUS HOLDINGS, INC. — fact timeline

Source-grounded facts extracted from ALPHA MODUS HOLDINGS, INC.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

AMOD ALPHA MODUS HOLDINGS, INC. JSON
Material Agreements

ALPHA MODUS HOLDINGS, INC. entered into Exchange Agreement with the family trust of the Company’s CEO, William Alessi (effective 2026-04-08).

“On April 8, 2026, Alpha Modus Holdings, Inc. (the “ Company ”) entered into an exchange agreement (the “ Exchange Agreement ”) with the family trust of the Company’s CEO, William Alessi, pursuant to which the trust will exchange an aggregate of 3,870,000 shares of Series C Preferred Stock (the “ Preferred Shares ”) for an aggregate of 109,588,265 shares of Class A common stock”
Listing & Compliance Notices

ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding other.

“April 6, 2026, the Company received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no longer meets the $500,000 minimum net income standard, the alternative minimum market value of listed securities of $35 million (“ MVLS Standard ”), or the alternative stockholders’ equity of at least $2.5 million required by Nasdaq’s Rules. The Notice has no immediate effect on the listing or trading of the Company’s securities, except that an indicator will be displayed with quotation information related to the”
Listing & Compliance Notices

ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“January 12, 2026, Alpha Modus Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company is not in compliance with the $1.00 minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market (the “ Bid Price Requirement ”). The Notice does not result in the immediate delisting of the Company’s common stock from The Nasdaq Capital Market. The Nasdaq Listing Rules require listed securities to maintain a minimum”
Material Agreements

ALPHA MODUS HOLDINGS, INC. entered into Securities Purchase Agreement with Alexander Haase-Dubosc valued at $110,000 (effective 2025-12-30).

“Effective December 30, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with Alexander Haase-Dubosc (the “ Investor ”), pursuant to which the Company issued a convertible promissory note to the Investor in the original principal amount of $110,000”
Debt Financings

ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $110,000 with Alexander Haase-Dubosc at 7% per annum maturing December 29, 2026.

“the Company issued a convertible promissory note to the Investor in the original principal amount of $110,000 (the “ Note ”) for a purchase price of $100,000 (the “ Purchase Price ”). The Note accrues interest at 7% per annum, matures on December 29, 2026”
Debt Financings

ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $400,000 with Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust at 7% per annum maturing October 15, 2026.

“Family Trust (the “ Haase-Dubosc Trust ”), pursuant to which the Company issued (i) a convertible promissory note to the Haase-Dubosc Trust in the original principal amount of $400,000 (the “ Haase-Dubosc Note ”), and (ii) warrants to purchase 363,636 shares of Company Class A common stock at an exercise price of $1.10/share, for a total purchase price of”
Debt Financings

ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $714,285.71 with The Alessi 2023 Irrevocable Trust at 8% per annum maturing September 15, 2026.

“in the original principal amount of $714,285.71, in consideration of $500,000 in funding received by the Company from the Alessi Trust on or about September 15, 2025.”
Debt Financings

ALPHA MODUS HOLDINGS, INC. incurred loan of original principal amount of $2,142,857.14 with The Alessi 2023 Irrevocable Trust at eight percent (8%) per annum maturing April 30, 2026.

“On July 15, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) issued a Promissory Note (the “ Note ”) to The Alessi 2023 Irrevocable Trust (the “ Lender ”), one of the family trusts of the Company’s CEO, William Alessi, in the original principal amount of $2,142,857.14, in consideration of $1,500,000 in funding received by the Company from the Lender on or about July 10, 2025. The Note accrues interest at eight percent (8%) per annum, matures on April 30, 2026, and is convertible into shares of Class A common stock of the Company at the election of the holder at a $5.00 per share conversion price.”
Listing & Compliance Notices

ALPHA MODUS HOLDINGS, INC. received a nasdaq compliance regained notice regarding market value (rules 5450(b)(2)(C), 5450(b)(2)(A)).

“July 14, 2025, the listings of the Class A common stock and warrants of Alpha Modus Holdings, Inc. (the “ Company ”) were transferred to The Nasdaq Capital Market (the “ Nasdaq Capital Market ”). The transfer of the Company’s listings to the Nasdaq Capital Market from the Nasdaq Global Market resolves (i) the Company’s Market Value of Publicly Held Shares deficiency under Nasdaq Listing Rule 5450(b)(2)(C), and Nasdaq’s related notice dated January 6, 2025 (as disclosed in the Company’s Current Report on Form 8-K filed on January 10, 2025), and (ii) the Company’s Market Value of Listed Securiti”
Listing & Compliance Notices

ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding market value.

“February 5, 2025, Alpha Modus Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no”

Thomas Gallagher was appointed as Chief Revenue Officer at ALPHA MODUS HOLDINGS, INC..

“On January 2, 2025, Alpha Modus Holdings, Inc., a Delaware corporation (the “ Company ” or “ Alpha Modus ”) appointed Thomas Gallagher as the Chief Revenue Officer of the Company.”
Auditor Changes

ALPHA MODUS HOLDINGS, INC. reported that prior financial statements should not be relied upon.

“mended and restated certificate of incorporation to extend the Combination Period, from September 7, 2023 to June 7, 2024 (as noted in Note 1). In connection with the stockholder’s vote at the annual meeting, there was a share redemption in exchange for a redemption payment paid to the redeeming shareholders. Upon calculation of the over withdrawals, the Company determined that $628,758 of the over withdrawn amount is due to those redeemed shareholders and has accounted for this on the balance sheet as due to shareholders as of December 31, 2023, however, this amount should have been recorded as of September 30, 2023. Additionally, of the $1,049,359 over withdrawal amount noted above, $994,950 was over withdrawn as of September 30, 2023 and should be accounted of as due from Sponsor. The Company determined these errors were material to the Form 10-Q for the three and nine months ended Se”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.