Source-grounded facts extracted from BayFirst Financial Corp.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Alfred T. Rogers Jr. was appointed as Member of the Board of Directors at BayFirst Financial Corp..
“On May 14, 2026, the BayFirst Financial Corp. (the “Company”) received the non-objection of the Federal Reserve Bank of Atlanta, to appoint Alfred (“Al”) T. Rogers, Jr. to serve as the Company’s President and Chief Executive Officer, principal executive officer, and as a member of its Board of Directors.”
Alfred T. Rogers Jr. was appointed as President and Chief Executive Officer at BayFirst Financial Corp..
“On May 14, 2026, the BayFirst Financial Corp. (the “Company”) received the non-objection of the Federal Reserve Bank of Atlanta, to appoint Alfred (“Al”) T. Rogers, Jr. to serve as the Company’s President and Chief Executive Officer, principal executive officer, and as a member of its Board of Directors.”
BayFirst Financial Corp. issued 4,000 shares (the "Series D Shares") of the Company's Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series D, no par value (the "Series D Prefer of preferred stock to Kenneth R. Lehman and other investors for gross proceeds of $80,000,000.
“On April 28, 2026, BayFirst Financial Corp. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with Kenneth R. Lehman and other investors (each, a “Purchaser” and collectively, the “Purchasers”). Pursuant to the Securities Purchase Agreement, on that same date, the Company issued and sold to the Purchasers, in the aggregate: (i) 4,000 shares (the “Series D Shares”) of the Company’s Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series D, no par value (the “Series D Preferred Stock”), at a purchase price of $10,000 per Series D Share; and (ii) 4,000 shares (the “Series E Shares” and together with the Series D Shares, the “Preferred Shares”) of the Company’s Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series E, no par value, at a purchase price of $10,000 per Series E Share, in a private placement (the “Private Placement”), for gross proceeds of $80,000,000.”
BayFirst Financial Corp.: Created and authorized 4,000 shares of Series D Preferred Stock and 4,000 shares of Series E Preferred Stock via Articles of Amendment (effective 2026-04-28).
“On April 28, 2026, the Company filed Articles of Amendment to its Articles of Incorporation with the Florida Division of Corporations creating and authorizing 4,000 shares of Series D Preferred Stock and 4,000 shares of Series E Preferred Stock.”
BayFirst Financial Corp. reported first quarter of 2026 results: net income $5.7 million, EPS $1.48 per common share and diluted common share.
“the Company reported a net loss of $5.7 million, or $1.48 per common share and diluted common share, for the first quarter of 2026”
Robin L. Oliver was appointed as principal executive officer (interim) at BayFirst Financial Corp..
“The Company has appointed its President, Robin L. Oliver, to serve as principal executive officer on an interim basis.”
Thomas G. Zernick retired as Chief Executive Officer and director at BayFirst Financial Corp..
“On April 30, 2026, Thomas G. Zernick retired as Chief Executive Officer, principal executive officer, and a director of the Company.”
Alfred T. Rogers, Jr. was appointed as President, Chief Executive Officer, and Principal Executive Officer at BayFirst Financial Corp..
“On April 28, 2026, the Bank appointed Alfred T. (“Al”) Rogers, Jr. to serve as its President, Chief Executive Officer, and Principal Executive Officer, and as a member of its board of directors.”
BayFirst Financial Corp. amended Amendment with the holders of the Company’s $6.0 million of 4.5% Fixed to Floating Subordinated Notes Due June 30, 2031 valued at $6.0 million (effective 2025-12-26).
“On December 29, 2025, BayFirst Financial Corp. (the “Company”) and the holders of the Company’s $6.0 million of 4.5% Fixed to Floating Subordinated Notes Due June 30, 2031 (the “Notes”) entered into an Amendment to the Notes (the “Amendment”), effective as of December 26, 2025.”
BayFirst Financial Corp. disclosed a cybersecurity incident: A third-party provider of marketing services experienced a cybersecurity incident resulting in unauthorized access to personal information of some BayFirst customers. Impact: No evidence of misuse or attempted misuse to date; BayFirst cannot quantify any material impact to financial condition or operations at this time. Materiality is still being assessed. Discovered 2025-08-14.
“Based on the information available to date, personal information, including name, date of birth, and social security/tax identification numbers of some BayFirst customers were accessed without authorization.”
Tarek Helal resigned as Director at BayFirst Financial Corp..
“On September 30, 2024, Tarek Helal resigned from the Boards of Directors of BayFirst Financial Corp. and BayFirst National Bank.”
BayFirst Financial Corp. shareholders approved Election of 12 nominees to serve as directors, each for a term expiring at the 2025 Annual Meeting of Shareholders at the 2024-05-16 meeting.
“Proposal 1: A proposal to elect 12 nominees to serve as directors, each for a term expiring at the 2025 Annual Meeting of Shareholders, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows: Nominees Number of Shares Voted For Abstentions and Broker Non-Vote Number of Shares Voted Withheld Derek S. Berset 2,146,362 1,750,754 237,798 Mark S. Berset 2,136,555 1,750,754 247,605 Dennis R. DeLoach, III 2,136,709 1,750,754 247,451 Alexander Harris 2,143,417 1,750,754 240,743 Tarek Helal 2,146,813 1,750,754 237,347 Anthony N. Leo 2,158,045 1,750,754 226,115 Christos Politis, M.D. 2,165,639 1,750,754 218,521 Anthony Saravanos 2,166,114 1,750,754 218,046 Bradly W. Spoor 2,163,358 1,750,754 220,802 Sheryl WuDunn 2,137,158 1,750,754 247,002 Thomas G. Zernick 2,148,749 1,750,754 235,411 Barbara J. Zipperian 2,132,972 1,750,754 251,188”
BayFirst Financial Corp. reported first quarter of 2024 results: net income net income of $0.8 million, or $0.11 per diluted common share, EPS $0.11 per diluted common share.
“BayFirst Financial Corp. (NASDAQ: BAFN) (“BayFirst” or the “Company”), parent company of BayFirst National Bank (the “Bank”) today reported net income of $0.8 million, or $0.11 per diluted common share, for the first quarter of 2024”
BayFirst Financial Corp. reported the fourth quarter of 2023 results: net income $1.7 million, EPS $0.32 per diluted common share.
“BayFirst Financial Corp. (NASDAQ: BAFN) (“BayFirst” or the “Company”), parent company of BayFirst National Bank (the “Bank”) today reported net income of $1.7 million, or $0.32 per diluted common share, for the fourth quarter of 2023 compared to $1.9 million, or $0.41 per diluted common share, in the third quarter of 2023.”
Robin L. Oliver was appointed as President at BayFirst Financial Corp..
“on January 1, 2024, Company Chief Operating Officer Robin L. Oliver was will begin service as President of the Company, in addition to her continued service as Chief Operating Officer.”
Thomas G. Zernick was appointed as Chief Executive Officer at BayFirst Financial Corp..
“on January 1, 2024, Thomas G. Zernick will begin service as the Company’s Chief Executive Officer and he will continue to serve as a member of the Company’s Board of Directors.”
Anthony N. Leo retired as Chief Executive Officer at BayFirst Financial Corp..
“As previously disclosed, on December 31, 2023, BayFirst Financial Corp.’s (the “Company”) Chief Executive Officer Anthony N. Leo retired.”
BayFirst Financial Corp. entered into Stock Purchase Agreements with 2 investors valued at $125 thousand (effective 2023-12-29).
“On December 29, 2023, BayFirst Financial Corp. (the “Company”) entered into Stock Purchase Agreements with 2 investors and, pursuant thereto, issued 125 shares of Series C Cumulative Convertible Preferred Stock (“Series C Preferred Stock”) at $1,000 per share, for $125 thousand in gross proceeds.”
BayFirst Financial Corp. entered into Stock Purchase Agreements with 8 investors valued at $731 thousand (effective 2023-11-30).
“BayFirst Financial Corp. (the “Company”) entered into Stock Purchase Agreements with 8 investors and, pursuant thereto, issued 731 shares of Series C Cumulative Convertible Preferred Stock (“Series C Preferred Stock”) at $1,000 per share, for $731 thousand in gross proceeds.”
BayFirst Financial Corp. entered into Stock Purchase Agreements with 9 investors valued at $1.760 million (effective 2023-10-31).
“On October 31, 2023, BayFirst Financial Corp. (the “Company”) entered into Stock Purchase Agreements with 9 investors and, pursuant thereto, issued 1,760 shares of Series C Cumulative Convertible Preferred Stock (“Series C Preferred Stock”) at $1,000 per share, for $1.760 million in gross proceeds.”
BayFirst Financial Corp. reported third quarter of 2023 results: net income $1.9 million, EPS $0.41 per diluted common share.
“BayFirst Financial Corp. (NASDAQ: BAFN) (“BayFirst” or the “Company”), parent company of BayFirst National Bank (the “Bank”) today reported net income of $1.9 million, or $0.41 per diluted common share, for the third quarter of 2023 compared to $1.4 million, or $0.29 per diluted common share, in the second quarter of 2023.”
BayFirst Financial Corp. entered into Stock Purchase Agreements with 12 investors valued at $1.995 million in gross proceeds (effective 2023-10-18).
“On October 18, 2023, BayFirst Financial Corp. (the “Company”) entered into Stock Purchase Agreements with 12 investors and, pursuant thereto, issued 1,995 shares of Series C Cumulative Convertible Preferred Stock (“Series C Preferred Stock”) at $1,000 per share, for $1.995 million in gross proceeds.”
BayFirst Financial Corp.: Filed Articles of Amendment designating Series C Cumulative Convertible Preferred Stock (effective 2023-09-29).
“On September 29, 2023, the Company filed with the Florida Secretary of State, Division of Corporations Articles of Amendment to the Articles of Incorporation – Certificate of the Designation, Preferences, Rights, and Limitations of Series C Cumulative Convertible Preferred Stock”
BayFirst Financial Corp. entered into Stock Purchase Agreements with 18 investors valued at $1.835 million in gross proceeds (effective 2023-09-30).
“On September 30, 2023, the BayFirst Financial Corp. (the “Company”) entered into Stock Purchase Agreements with 18 investors and, pursuant thereto, issued 1,835 shares of Series C Cumulative Convertible Preferred Stock (“Series C Preferred Stock”) at $1,000 per share, for $1.835 million in gross proceeds.”
BayFirst Financial Corp. reported the second quarter of 2023 results: net income $1.4 million, EPS $0.29 per diluted common share.
“ST. PETERSBURG, FL. — July 27, 2023 — BayFirst Financial Corp. (NASDAQ: BAFN) ("BayFirst" or the "Company"), parent company of BayFirst National Bank (the "Bank") today reported net income of $1.4 million, or $0.29 per diluted common share, for the second quarter of 2023 compared to $0.7 million, or $0.13 per diluted common share, in the first quarter of 2023.”
Rhonda S. Tudor was appointed as Principal Accounting Officer at BayFirst Financial Corp..
“Also effective on July 24, 2023, Rhonda S. Tudor, age 58, will become the Company’s Principal Accounting Officer.”
Scott J. McKim was appointed as Executive Vice President and Chief Financial Officer at BayFirst Financial Corp..
“BayFirst Financial Corp. (NASDAQ: BAFN), announced today the appointment of Scott J. McKim, age 52, as Executive Vice President and Chief Financial Officer of BayFirst Financial Corp. (the “Company”) and BayFirst National Bank (the “Bank”) effective July 24, 2023.”
BayFirst Financial Corp. shareholders approved Election of 12 nominees to serve as directors for a term expiring at the 2024 Annual Meeting at the 2023-05-18 meeting.
“Proposal 1: A proposal to elect 12 nominees to serve as directors, each for a term expiring at the 2024 Annual Meeting of Shareholders, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows: Nominees Number of Shares Voted For Abstentions and Broker Non-Vote Number of Shares Voted Withheld Derek S. Berset 2,160,835 1,684,620 253,323 Mark S. Berset 2,158,111 1,684,620 256,047 Dennis R. DeLoach, III 2,351,476 1,684,620 62,682 Alexander Harris 2,229,847 1,684,620 184,311 Tarek Helal 2,397,623 1,684,620 16,535 Anthony N. Leo 2,098,840 1,684,620 315,318 Christos Politis, M.D. 2,068,873 1,684,620 345,285 Anthony Saravanos 2,254,956 1,684,620 159,202 Bradly W. Spoor 2,414,116 1,684,620 42 Sheryl WuDunn 2,393,122 1,684,620 21,036 Thomas G. Zernick 2,393,650 1,684,620 20,508 Barbara J. Zipperian 2,392,978 1,684,620 21,180”
BayFirst Financial Corp. reported first quarter of 2023 results: net income $739 thousand, EPS $0.13 per diluted share.
“On April 27, 2023, BayFirst Financial Corp. issued a press release announcing its financial results for the first quarter of 2023.”
Thomas G. Zernick was appointed as Director at BayFirst Financial Corp..
“He was also appointed to serve as a Director of the Company, and is joining the Company's Board effective immediately.”
Thomas G. Zernick was appointed as Chief Executive Officer at BayFirst Financial Corp..
“The Board of Directors has appointed Thomas G. Zernick to succeed Leo as Chief Executive Officer on January 1, 2024.”
Anthony N. Leo changed role as Special Counsel at BayFirst Financial Corp..
“Leo will remain a Director of the Company and will also serve as Special Counsel for strategic matters.”
Anthony N. Leo departed as Chief Executive Officer at BayFirst Financial Corp..
“On February 6, 2023, BayFirst Financial Corp. issued a press release announcing that Anthony N. Leo will retire as Chief Executive Officer at the end of 2023.”
BayFirst Financial Corp. reported the fourth quarter of 2022 results: net income net income of $1.3 million, EPS $0.27 per diluted share.
“BayFirst Financial Corp. (NASDAQ: BAFN) (“BayFirst” or the “Company”), parent company of BayFirst National Bank (the “Bank”) today reported net income of $1.3 million, or $0.27 per diluted share, for the fourth quarter of 2022”
Harold Winner was appointed as Director Emeritus at BayFirst Financial Corp..
“Mr. Winner will serve as a Director Emeritus of the Company, effective January 25, 2023.”
Harold Winner retired as Director at BayFirst Financial Corp..
“On January 24, 2023, Director Harold Winner notified the Board of Directors of BayFirst Financial Corp. ("Company") and its wholly-owned subsidiary, BayFirst National Bank (the "Bank"), of his decision to retire from the Boards of Directors of the Company and the Bank effective January 24, 2023.”
George Apostolou resigned as Director at BayFirst Financial Corp..
“On December 12, 2022, BayFirst Financial Corporation and BayFirst National Bank director George Apostolou resigned from his positions on their Boards of Directors.”
Matthew M. Luckey was terminated as Executive Vice President and Chief Banking Officer at BayFirst Financial Corp..
“On December 9, 2022, BayFirst Financial Corp. and the BayFirst National Bank’s employment of their Executive Vice President and Chief Banking Officer Matthew M. Luckey terminated.”
BayFirst Financial Corp. reported third quarter of 2022 results: net income $1.4 million, EPS $0.35 per diluted share.
“BayFirst Financial Corp. (NASDAQ: BAFN) (“BayFirst” or the “Company”), parent company of BayFirst National Bank (the “Bank”) today reported net income from continuing operations of $3.1 million for the third quarter of 2022 compared to $391 thousand in the second quarter of 2022. Following the strategic decision to discontinue the Bank’s nationwide residential mortgage operations, BayFirst recognized a one-time charge of $3.7 million in the third quarter of 2022. Net loss inclusive of discontinued operations was $1.4 million, or $0.35 per diluted share, for the third quarter of 2022, compared to a net loss of $282 thousand, or $0.10 per diluted share, in the second quarter of 2022.”
Trifon Houvardas resigned as Director at BayFirst Financial Corp..
“On March 4, 2022, Trifon Houvardas resigned from the Boards of Directors of BayFirst Financial Corp. (the “Company”) and First Home Bank (the “Bank”).”
Sheryl WuDunn was appointed as director at BayFirst Financial Corp..
“On February 10, 2022, the BayFirst Financial Corp.’s board of directors appointed Sheryl WuDunn as a director of the Company.”
Robin Oliver changed role as Chief Operating Officer at BayFirst Financial Corp..
“Robin Oliver has been promoted to Chief Operating Officer of BayFirst.”
Tom Zernick changed role as President of First Home Bank at BayFirst Financial Corp..
“Tom Zernick, who has served as President of CreditBench, First Home Bank’s SBA lending division, since 2016 has been promoted to President of First Home Bank.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.