Source-grounded facts extracted from Charlie's Holdings, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Charlie's Holdings, Inc. shareholders approved To Approve an Amendment to the Equity Incentive Plan at the 2026-06-04 meeting.
“Proposal 4 – To Approve an Amendment to the Equity Incentive Plan The Company’s stockholders approved an amendment to the 2019 Plan to increase the number of shares of common stock available for issuance under the 2019 Plan by 15 million shares by the following vote: For Against Abstentions Broker Non-Votes 208,263,954 2,199,294 187,405 17,908,420”
Charlie's Holdings, Inc. shareholders approved To Approve a Reverse Stock Split at the 2026-06-04 meeting.
“Proposal 3 – To Approve a Reverse Stock Split The Company’s stockholders approved a proposal to, in order to facilitate an up-list to a national securities exchange, grant discretionary authority to the Board to (i) combine outstanding shares of our common stock into a lesser number of outstanding shares at a specific ratio within a range of 1-for-3 to a maximum of a 1-for-50 split, with the exact ratio to be determined by the Board in its sole discretion; and (ii) effect the Reverse Split, if at all, within two years by stockholders by the following vote: For Against Abstentions Broker Non-Votes 226,451,340 1,876,023 231,710 0”
Charlie's Holdings, Inc. shareholders approved To Ratify the appointment of Urish Popeck & Co., LLC as independent registered certified public accounting firm for fiscal year 2026 at the 2026-06-04 meeting.
“Proposal 2 – To Ratify the appointment of Urish Popeck & Co., LLC The Company’s stockholders ratified the appointment of Urish Popeck & Co., LLC as our independent registered certified public accounting firm for fiscal year 2026 by the following vote: For Against Abstentions Broker Non-Votes 228,243,644 137,073 178,356 0”
Charlie's Holdings, Inc. shareholders approved Election of Directors at the 2026-06-04 meeting.
“At the Annual Meeting held on June 4, 2026, the matters voted upon and the number of votes cast for or against, as well as the number of abstentions and broker non-votes as to such matters, were as stated below. The proposals related to each matter are described in the Company’s definitive proxy statement for the Annual Meeting, which was filed on April 20, 2026. Proposal 1 – Election of Directors The Company’s stockholders elected the following nominees for director to serve a one-year term ending at the 2027 Annual Meeting of Stockholders and until such director’s successor is duly elected or appointed and qualified or, if earlier, such director’s earlier death, resignation or removal: Nominee For Withhold Broker Non-Votes Ryan Stump 210,409,963 240,690 17,908,420 Scot Cohen 210,390,660 259,993 17,908,420 Jeffrey Fox 210,410,765 239,888 17,908,420 Dr. Edward Carmines 210,408,820 241,833 17,908,420 Michael King 210,409,963 257,917 17,908,420”
Charlie's Holdings, Inc. issued 3,550,000 shares of common stock to investors for $0.20 per share.
“Charlie's Holdings, Inc. (the "Company") entered into subscription agreements with investors for the sale of an aggregate of 3,550,000 shares of its common stock, par value $0.001 per share, at a purchase price per share of $0.20 (the “Offering”), $510,000 of which was paid in cash and $200,000 of which was paid in the form of debt forgiveness.”
Charlie's Holdings, Inc. completed a disposition involving R. J. Reynolds Vapor Company for $1.0 million (closed 2025-08-08).
“tobacco application (“PMTA”) first submitted by the Company in 2022, bringing the total purchased by the Buyer to sixteen. The purchase price for the Additional Assets was $1.0 million paid at closing. The foregoing description of the Amendment does not purport to be complete, and is qualified in its entirety by reference to the full text of the form of”
Charlie's Holdings, Inc. completed a disposition involving R. J. Reynolds Vapor Company for $1.5 million (closed 2025-05-29).
“(“PMTA”) first submitted by the Company in 2022, bringing the total purchased by the Buyer, to date, to fifteen products. The purchase price for the Additional Assets was $1.5 million paid at closing. The foregoing description of the Amendment does not purport to be complete, and is qualified in its entirety by reference to the full text of the form of”
Charlie's Holdings, Inc. completed a disposition involving R. J. Reynolds Vapor Company for $5.0 million paid at closing, plus a contingent one-time payment of up to $4.2 million (closed 2025-04-16).
“and related assets (the “Assets”) that are covered by a premarket tobacco application (“PMTA”) first submitted by the Company in 2022. The purchase price for the Assets was $5.0 million paid at closing, plus a contingent one-time payment of up to $4.2 million based on product sold by the Buyer during the one year following the first day of commercialization of”
Mazars USA LLP resigned as auditor of Charlie's Holdings, Inc..
“On April 17, 2024, the Audit Committee (the "Committee") of the Board of Directors of Charlie’s Holdings, Inc. (the "Company") accepted the resignation of Mazars USA LLP ("Mazars"), the Company’s current independent registered public accounting firm.”
Charlie's Holdings, Inc. engaged Mazars USA LLP as its auditor.
“On June 29, 2023, Audit Committee (the “ Committee ”) of the Board of Directors of Charlie’s Holdings, Inc. (the “ Company ”) appointed Mazars USA LLP as the Company's independent registered public accounting firm for the Company’s fiscal year ending December 31, 2023.”
Charlie's Holdings, Inc. shareholders approved Ratification of the appointment of Baker Tilly US, LLP as independent registered public accounting firm at the 2023-06-13 meeting.
“Proposal 4 – Ratification of the Appointment of Independent Registered Public Accounting Firm The Company’s stockholders ratified the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 by the following vote: For Against Abstentions Broker Non-Votes 151,940,949 717,069 71,320 -”
Charlie's Holdings, Inc. shareholders approved Advisory vote on frequency of future advisory votes on executive compensation at the 2023-06-13 meeting.
“Proposal 3 – To Approve an Advisory Resolution on Executive Compensation The Company’s stockholders selected every three years on a proposal on whether future advisory votes on executive compensation of the nature reflected in Proposal No. 2 should occur every year, every two years, or every three years by the following vote. Accordingly, the Company’s Board decided to have such advisory vote every three years in accordance with the stockholder vote. 1 year 2 years 3 years Abstentions Broker Non-Votes 878,993 8,834,399 118,631,423 23,216 24,361,307”
Charlie's Holdings, Inc. shareholders approved Advisory resolution approving the Company's 2022 executive compensation at the 2023-06-13 meeting.
“Proposal 2 – To Approve an Advisory Resolution on Executive Compensation The Company’s stockholders approved an advisory resolution approving the Company's 2022 executive compensation as reported in its proxy statement by the following vote: For Against Abstentions Broker Non-Votes 120,573,073 7,725,093 69,865 24,361,307”
Charlie's Holdings, Inc. shareholders approved Election of directors at the 2023-06-13 meeting.
“At the 2023 Annual Meeting of Stockholders of the Company held on June 13, 2023 (the “Annual Meeting”), the matters voted upon and the number of votes cast for or against, as well as the number of abstentions and broker non-votes as to such matters, were as stated below. The proposals related to each matter are described in the Company’s definitive proxy statement for the Annual Meeting, which was filed on April 27, 2023. Proposal 1 – Election of Directors The Company’s stockholders elected the following nominees for director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders and until such director’s successor is duly elected or appointed and qualified or, if earlier, such director’s earlier death, resignation or removal: Nominee For Withhold Broker Non-Votes Ryan Stump 120,770,504 7,597,527 24,361,307 Scot Cohen 127,215,714 1,152,317 24,361,307 Jeffrey Fox 127,227,194 1,140,837 24,361,307 Dr. Edward Carmines 120,774,013 7,594,018 24,361,307 Michael King 128,22”
Charlie's Holdings, Inc. dismissed Baker Tilly US, LLP as its auditor.
“On June 19, 2023, the Audit Committee (the “Committee”) of the Board of Directors of Charlie’s Holdings, Inc. (the “Company”), notified Baker Tilly US, LLP (“Baker”), the Company’s current independent registered public accounting firm, that it would be dismissed from that position effective immediately.”
Ryan Stump was appointed as Chief Operating Officer at Charlie's Holdings, Inc..
“On June 15, 2023, the Company entered into a new employment agreement with Ryan Stump (the “New Agreement”). Pursuant to the New Agreement, Mr. Stump will earn a base salary of $300,000 per year and serve as Chief Operating Officer for a term of two years, renewable on an annual basis unless earlier terminated by the Company or Mr. Stump.”
Charlie's Holdings, Inc.: Amendment to Certificate of Designations for Series A Convertible Preferred Stock to add NYSE and NYSE American as listing exchanges triggering automatic conversion and increase Permitted Indebtedness from $2.5M to $6.0M (effective 2023-03-31).
“The Board of Directors and the holders of a majority of the Series A Convertible Preferred Stock of Charlie's Holdings, Inc. (the “Company”) approved an amendment (the “Amendment”) to the Company’s Certificate of Designations, Preferences, and Rights of the outstanding shares of Series A Convertible Preferred Stock (the “Certificate of Designations”). The Amendment (i) adds the New York Stock Exchange and the NYSE American markets to the list of national security exchanges that would satisfy the condition in Section 4(b)(i) of the Certificate of Designations which, upon a listing on such exchanges, causes an automatic conversion of the Series A Convertible Preferred Stock into shares of common stock and (ii) increases the amount of Permitted Indebtedness (as defined in the Certificate of Designations) from $2.5 million to an amount not to exceed $6.0 million. The Amendment was effectuated through the filing of the Certificate of Amendment with the Secretary of the State of Nevada on Ma”
Matthew P. Montesano resigned as Chief Financial Officer at Charlie's Holdings, Inc..
“On February 10, 2023, Matthew P. Montesano, Chief Financial Officer of Charlie’s Holdings, Inc. (the “Company”), notified the Company that he has resigned in order to pursue other opportunities.”
Edward Carmines was appointed as Board of Directors at Charlie's Holdings, Inc..
“On March 2, 2022, Charlies Holdings, Inc. (the “ Company ”) appointed Edward Carmines, Ph.D., to the Company's Board of Directors”
Keith Stump resigned as Member of the Board of Directors at Charlie's Holdings, Inc..
“On October 29, 2021, Keith Stump resigned from his position as a member of the Board of Directors of the Company.”
David Allen resigned as Member of the Board of Directors at Charlie's Holdings, Inc..
“On October 29, 2021, David Allen resigned from his position as a member of the Board of Directors of the Company.”
Brandon Stump resigned as Chief Executive Officer at Charlie's Holdings, Inc..
“On October 29, 2021, Brandon Stump resigned from his position as: (i) Chief Executive Officer, Chair of the Board of Directors, and a member of the Board of Directors of Charlie’s Holdings, Inc.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.