DSS, INC. entered into Securities Purchase Agreement with Alset International Limited valued at $2,450,000 (effective 2026-03-26).
“on March 26, 2026, DSS, Inc. (the “Company”) entered into a securities purchase agreement (the “SPA”) with Alset International Limited (“Alset International Limited”), a majority-owned subsidiary of Alset Inc., pursuant to which Alset International Limited will loan the Company $2,450,000, in exchange for a convertible promissory note (the “Note”) and warrant to purchase 16,554,055 shares of the Company’s common stock (the “Warrants”).”
Material Agreements
DSS, INC. entered into Underwriting Agreement with Aegis Capital Corp. (effective 2026-02-04).
“On February 4, 2026, DSS, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Aegis Capital Corp. (“Aegis”), which provided for the issuance and sale by the Company and the purchase by the underwriter, in a firm commitment underwritten public offering (the “Offering”), of 900,000 shares of the Company’s common stock, $0.02 par value per share.”
Auditor Changes
DSS, INC. engaged HTL International, LLC. as its auditor.
“Effective June 27, 2025, the Company appointed HTL International, LLC. ("HTL") as the independent registered public accounting firm to audit the consolidated financial statements of the Company”
Auditor Changes
DSS, INC. dismissed Grassi & Co., CPAs, P.C. as its auditor.
“On June 27, 2025, DSS, Inc. ("DSS" or the "Company") dismissed Grassi & Co., CPAs, P.C. ("Grassi") as the Company's independent registered public accounting firm.”
Jason Grady was appointed as Interim Chief Executive Officer at DSS, INC..
“Effective August 23, 2024, the Board of Directors of DSS, Inc. elected Mr. Jason Grady as the Company’s new Interim Chief Executive Officer.”
Frank D. Heuszel resigned as Chief Executive Officer at DSS, INC..
“Mr. Frank D. Heuszel, announced that effective on the close of business on August 23, 2024, he will step down as the Chief Executive Officer”
Jason Grady was elected as Interim Chief Executive Officer at DSS, INC..
“Effective August 23, 2024, the Board of Directors of DSS, Inc. elected Mr. Jason Grady as the Company’s new Interim Chief Executive Officer.”
Frank D. Heuszel departed as Chief Executive Officer at DSS, INC..
“Mr. Frank D. Heuszel, announced that effective on the close of business on August 23, 2024, he will step down as the Chief Executive Officer of DSS.”
Sassuan Samson Lee resigned as Director at DSS, INC..
“On February 8, 2024, Sassuan Samson (Sam) Lee notified DSS, Inc. (the “Company”) that he was resigning as a member of the Board of Directors of the Company, effective immediately.”
Material Agreements
DSS, INC. amended Amendment with Impact BioMedical, Inc. valued at $859,328.60 (effective 2024-01-18).
“Effective January 18, 2024, DSS, Inc. (the “Company”) and Impact BioMedical, Inc., a Nevada corporation (“Impact”) entered into an amendment to the revolving promissory note dated March 1, 2023”
Governance Changes
DSS, INC.: Filed Certificate of Amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split (effective 2024-01-04).
“On January 4, 2024, the Company filed a Certificate of Amendment (the “Amendment”) to its Certificate of Incorporation (as amended to date, the “Certificate of Incorporation”) with the Secretary of State of the State of New York to effect a one-for-twenty (1-for-20) reverse stock split (the “Reverse Stock Split”) of its issued and outstanding common stock, par value $0.02 per share (the “Common Stock”).”
Shareholder Votes
DSS, INC. shareholders approved Approval on an advisory basis of, the compensation of the named executive officers at the 2023-10-25 meeting.
“Approval on an advisory basis of, the compensation of the named executive officers: FOR AGAINST ABSTAIN BROKER NON-VOTES 86,439,994 2,675,471 80,950 18,911,860”
Shareholder Votes
DSS, INC. shareholders approved Ratification of the appointment of Grassi & Co. Certified Public Accountants, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-10-25 meeting.
“Ratification of the appointment of Grassi & Co. Certified Public Accountants, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023: FOR AGAINST ABSTAIN 103,723,719 4,011,621 372,935”
Shareholder Votes
DSS, INC. shareholders approved Election of directors at the 2023-10-25 meeting.
“Approval of the election of Ambrose Chan Heng Fai; José Escudero; Sassuan Samson Lee; Wai Leung William Wu; Tung Moe Chan; Hiu Pan Joanne Wong; Shui Yeung Frankie Wong and Frank D. Heuszel to serve as directors of the Company until the next annual meeting of the shareholders: FOR AGAINST WITHHELD BROKER NON-VOTES Ambrose Chan Heng Fai 83,839,508 5,212,754 144,153 18,911,860 José Escudero 86,087,168 2,934,182 175,065 18,911,860 Sassuan (Samson) Lee 87,624,632 1,385,777 186,006 18,911,860 Wai Leung William Wu 85,948,821 3,103,637 143,957 18,911,860 Tung Moe Chan 84,163,795 4,878,574 154,046 18,911,860 Hiu Pan Joanne Wong 87,183,602 1,847,058 165,755 18,911,860 Shui Yeung Frankie Wong 87,093,600 1,960,880 141,935 18,911,860 Frank D. Heuszel 83,871,358 5,164,120 160,937 18,911,860”
Listing & Compliance Notices
DSS, INC. received a nyse_american deficiency notice notice regarding other (rules 1003(f)(v)).
“October 20, 2023, DSS, Inc. (the “Company”) received a letter (the “Letter”) from the staff of NYSE American LLC (the “Exchange”) stating that the Company’s securities have been selling for a low price per share for a substantial period of time and, pursuant to Section 1003(f)(v) of the NYSE American Company Guide, the Company’s continued listing is predicated on it effecting a reverse stock split of its common stock or otherwise demonstrating sustained price improvement within a reasonable period of time, which the Exchange has determined to be no later than April 20, 2024. However, the Excha”
Danny Lim Sheng Hon was elected as Member of the Board of Directors at DSS, INC..
“Effective October 2, 2023, the Board of Directors of DSS, Inc. (“DSS” or the “Company”) elected Mr. Danny Lim Sheng Hon, age 31, as a member of the Company’s Board of Directors (the “Board”).”
John "JT" Thatch resigned as member of the Board of Directors at DSS, INC..
“On September 1, 2023, John “JT” Thatch notified DSS, Inc. (the “Company”) that he was resigning as a member of the Board of Directors of the Company, effective August 31, 2023.”
Shareholder Votes
DSS, INC. shareholders approved Approval on an advisory basis of, the compensation of the named executive officers at the 2022-12-06 meeting.
“3. Approval on an advisory basis of, the compensation of the named executive officers: FOR AGAINST ABSTAIN BROKER NON-VOTES 86,109,171 2,805,104 107,331 18,459,577”
Shareholder Votes
DSS, INC. shareholders approved Ratification of the appointment of Grassi & Co. Certified Public Accountants, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 at the 2022-12-06 meeting.
“2. Ratification of the appointment of Grassi & Co. Certified Public Accountants, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022: FOR AGAINST ABSTAIN 103,662,477 3,613,586 205,120”
Shareholder Votes
DSS, INC. shareholders approved Approval of the election of Ambrose Chan Heng Fai; John “JT” Thatch; José Escudero; Sassuan Samson Lee; Wai Leung William Wu; Tung Moe Chan; Hiu Pan Joanne Wong; Shui Yeung Frankie Wong; and Frank D. Heuszel to serve as directors of the Company until the next annual meeting of the shareholders at the 2022-12-06 meeting.
“1. Approval of the election of Ambrose Chan Heng Fai; John “JT” Thatch; José Escudero; Sassuan Samson Lee; Wai Leung William Wu; Tung Moe Chan; Hiu Pan Joanne Wong; Shui Yeung Frankie Wong; and Frank D. Heuszel to serve as directors of the Company until the next annual meeting of the shareholders: Nominee FOR WITHHELD BROKER NON-VOTES Ambrose Chan Heng Fai 84,317,377 4,704,229 18,459,577 John “JT” Thatch 84,263,643 4,757,963 18,459,577 José Escudero 86,723,208 2,298,398 18,459,577 Sassuan Samson Lee 87,322,273 1,699,333 18,459,577 Wai Leung William Wu 86,124,467 2,897,139 18,459,577 Tung Moe Chan 84,336,508 4,685,098 18,459,577 Hiu Pan Joanne Wong 87,295,395 1,726,211 18,459,577 Shui Yeung Frankie Wong 87,217,176 1,804,430 18,459,577 Frank D. Heuszel 84,480,860 4,540,746 18,459,577”
Auditor Changes
DSS, INC. engaged Grassi & Co. CPAs, P.C. as its auditor.
“Former Accountant”) as our independent registered public accounting firm, with Grassi & Co. CPAs, P.C. (the “New Accountant”) as our independent registered public accounting firm, effective July 1, 2022. The engagement of the New Accountant was recommended and approved by the Board.”
Joanne Wong Hiu Pan was elected as Director at DSS, INC..
“Effective July 11, 2022, the Board of the Company elected Ms. Joanne Wong Hiu Pan as an independent, non-executive director of the Board.”
Wong Shui Yeung was elected as Director at DSS, INC..
“Effective July 8, 2022, the Board of Directors of DSS, Inc. (“DSS” or the “Company”) elected Mr. Wong Shui Yeung as a non-executive member of the Company’s Board of Directors (the “Board”).”
Lo Wah Wai resigned as member of the Board of Directors at DSS, INC..
“On August 19, 2021, Lo Wah Wai resigned as a member of the Board of Directors (“Board”) of Document Security Systems, Inc. (the “Company”).”
Todd Macko was appointed as Chief Financial Officer at DSS, INC..
“On August 16, 2021, Document Security Systems, Inc. (“DSS” or the “Company”) appointed Mr. Todd Macko as the Chief Financial Officer of the Company.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.