ENERGY FOCUS, INC/DE incurred loan of $50,000 with Tingyu Lin at annual rate of eight percent maturing nine months from the date of issuance.
“On December 30, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Tingyu Lin (the “Lender”) in the original principal amount of $50,000 (the “Note”).”
Material Agreements
ENERGY FOCUS, INC/DE entered into Short-term Promissory Note with Tingyu Lin valued at $50,000 principal, 8% annual interest, maturity 9 months (effective 2022-12-30).
“On December 30, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Tingyu Lin (the “Lender”) in the original principal amount of $50,000 (the “Note”).”
Debt Financings
ENERGY FOCUS, INC/DE incurred debt of original principal amount of $100,000 with Jay Huang at bears interest at an annual rate of eight percent maturing maturity date of nine months from the date of issuance.
“Agreement . On December 21, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Jay Huang (the “Lender”) in the original principal amount of $100,000 (the “Note”). The following is a summary of certain terms of the Note and is subject to, and qualified in its entirety by, the Note in Exhibit 10.1 to this Current Report on Form”
Material Agreements
ENERGY FOCUS, INC/DE entered into Promissory Note with Jay Huang valued at $100,000 (effective 2022-12-21).
“On December 21, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Jay Huang (the “Lender”) in the original principal amount of $100,000 (the “Note”).”
Debt Financings
ENERGY FOCUS, INC/DE incurred loan of $200,000 with Jay Huang at eight percent maturing nine months from the date of issuance.
“On December 6, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Jay Huang (the “Lender”) in the original principal amount of $200,000 (the “Note”).”
Material Agreements
ENERGY FOCUS, INC/DE entered into Promissory Note with Jay Huang valued at $200,000 (effective 2022-12-06).
“On December 6, 2022, Energy Focus, Inc. (the “Company”) issued a short-term Promissory Note in favor of Jay Huang (the “Lender”) in the original principal amount of $200,000 (the “Note”).”
Earnings Releases
ENERGY FOCUS, INC/DE reported financial results for three and nine months ended September 30, 2022.
“On November 10, 2022, Energy Focus, Inc. issued a press release announcing its financial results for the three and nine months ended September 30, 2022, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.”
Clifford R. Griffin resigned as SVP, Corporate Controller and Chief Accounting Officer at ENERGY FOCUS, INC/DE.
“On September 20, 2022, Energy Focus, Inc. the Company received notice from Clifford R. Griffin regarding his intention to resign as SVP, Corporate Controller and Chief Accounting Officer of the Company.”
Lesley Matt was appointed as Chief Executive Officer at ENERGY FOCUS, INC/DE.
“appointed Lesley Matt as the Company’s Chief Executive Officer, effective September 12, 2022.”
Philip Politziner retired as director at ENERGY FOCUS, INC/DE.
“On September 1, 2022, Philip Politziner, a member of the Board, provided his notice of retirement from the Board, effective September 1, 2022.”
K.R. "Kaj" den Daas was appointed as director at ENERGY FOCUS, INC/DE.
“On September 6, 2022, Energy Focus, Inc. (the “Company”) announced that its Board of Directors (the “Board”) had appointed K. R. “Kaj” den Daas as a director of the Company, effective September 4, 2022.”
Clifford R. Griffin was appointed as Senior Vice President, Corporate Controller and Chief Accounting Officer at ENERGY FOCUS, INC/DE.
“On August 4, 2022, Energy Focus, Inc. (the “Company”) announced that Clifford R. Griffin joined the Company as Senior Vice President, Corporate Controller and Chief Accounting Officer, effective August 1, 2022.”
Tod A. Nestor resigned as Chief Operating Officer and Chief Financial Officer at ENERGY FOCUS, INC/DE.
“received notice from Tod A. Nestor regarding his intention to resign as Chief Operating Officer and Chief Financial Officer of the Company.”
Brian J. Lagarto was appointed as Director at ENERGY FOCUS, INC/DE.
“Mr. Lagarto was appointed effective February 19, 2022”
Jeffery R. Parker was appointed as Director at ENERGY FOCUS, INC/DE.
“Mr. Parker was appointed effective January 22, 2022”
James Tu resigned as Director at ENERGY FOCUS, INC/DE.
“Mr. Tu has agreed to step down as a member of the Board of Directors”
James Tu resigned as Chief Executive Officer at ENERGY FOCUS, INC/DE.
“Mr. Tu’s separation from the Company as its Chief Executive Officer”
Stephen Socolof was appointed as Interim Chief Executive Officer at ENERGY FOCUS, INC/DE.
“On January 11, 2022, Energy Focus, Inc. (the “Company”) announced that its Board of Directors (the “Board”) had appointed Stephen Socolof, the Company’s Lead Independent Director, to serve as Interim Chief Executive Officer, replacing James Tu, the former Chief Executive Officer of the Company, on January 11, 2022.”
James Tu departed as Chief Executive Officer at ENERGY FOCUS, INC/DE.
“On January 11, 2022, Energy Focus, Inc. (the “Company”) announced that its Board of Directors (the “Board”) had appointed Stephen Socolof, the Company’s Lead Independent Director, to serve as Interim Chief Executive Officer, replacing James Tu, the former Chief Executive Officer of the Company, on January 11, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.