Source-grounded facts extracted from 5E Advanced Materials, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
5E Advanced Materials, Inc. issued up to 2,816,346 shares of warrant to BEP Special Situations IV LLC and Ascend Global Investment Fund SPC for and on behalf of Strategic SP, or their respective affiliates for $10.0 million aggregate notional value; exercise price $3.5507 per share.
“On January 7, 2026, the Company and the Guarantors entered into the Letter Agreement, pursuant to which the Company agreed to issue warrants (the “Warrants”) to purchase up to $10.0 million of Common Stock in exchange for the Guarantors agreeing to provide a guarantee for the EXIM Loan. On January 7, 2026, the Company issued the Warrants pursuant to the Letter Agreement.”
Curtis L. Hebert Jr. was appointed as Director at 5E Advanced Materials, Inc..
“On the Exchange Effective Date, the Board appointed Curtis L. Hebert, Jr., as a director, effective immediately”
Paul Weibel resigned as Director at 5E Advanced Materials, Inc..
“On the Exchange Effective Date, Paul Weibel notified the Company of his resignation from the Board of Directors of the Company (the “Board”), effective on such date.”
Governance Changes
5E Advanced Materials, Inc.: Filed Certificate of Amendment for 1-for-23 reverse stock split of common stock (effective 2025-02-14).
“On February 14, 2025, 5E Advanced Materials, Inc. (the “Company”) filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Charter Amendment”) with the Secretary of State of the State of Delaware to effect a 1-for-23 reverse stock split (the “Reverse Stock Split”) of the Company's common stock, par value $0.01 per share (the “Common Stock”), effective February 14, 2025 at 5:00 p.m., Eastern Time (the “Effective Time”).”
Governance Changes
5E Advanced Materials, Inc.: Reduced requisite quorum at stockholder meetings from majority to one-third of voting power (effective 2024-11-01).
“On October 31, 2024, the Board of Directors (the “Board”) of 5E Advanced Materials, Inc., a Delaware corporation (the “Company”) amended and restated the Company’s bylaws (as so amended and restated, the “ Second Amended and Restated Bylaws”), effective as of November 1, 2024, to reduce the requisite quorum at all meetings of stockholders for the transaction of business from the holders of a majority to the holders of one-third (1/3) in voting power of the shares of the Company entitled to vote at the meeting, present in person, or represented by proxy, unless otherwise required by applicable law or the Company’s certificate of incorporation.”
Bryn Jones was appointed as Director at 5E Advanced Materials, Inc..
“On June 3, 2024, the board appointed Bryn Jones to the Board as a director, effective July 1, 2024.”
Stephen Hunt resigned as Director at 5E Advanced Materials, Inc..
“On June 3, 2024, Stephen Hunt informed the Company's Board of Directors (the "Board") of his intention to resign from the Board effective on June 30, 2024.”
Joshua Malm was appointed as Interim Chief Financial Officer at 5E Advanced Materials, Inc..
“The Board also appointed Joshua Malm, the Company’s Interim Chief Accounting Officer, as the Company’s Interim Chief Financial Officer and principal financial officer and principal accounting officer, effective as of the Effective Date.”
Paul Weibel was appointed as Chief Executive Officer at 5E Advanced Materials, Inc..
“Also on June 3, 2024, the Board appointed Paul Weibel, the Company’s Chief Financial Officer, as the Company’s Chief Executive Officer and principal executive officer, effective as of the Effective Date.”
Susan Brennan resigned as President and Chief Executive Officer at 5E Advanced Materials, Inc..
“On June 3, 2024, Susan Brennan notified 5E Advanced Materials, Inc. (the “Company”) of her resignation as President and Chief Executive Officer of the Company and as a director of the Board of Directors of the Company (the “Board”), effective as of June 3, 2024”
Governance Changes
5E Advanced Materials, Inc.: Increased authorized shares of Common Stock from 180,000,000 to 360,000,000 via Amended and Restated Certificate of Incorporation (effective 2024-01-12).
“On January 12, 2024, the Company, following receipt of approval of the Charter Amendment Proposal, filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware.”
Debt Financings
5E Advanced Materials, Inc. amended convertible notes with BEP Special Situations IV LLC, Ascend Global Investment Fund SPC, Meridian Investments Corporation at 4.50% per annum, payable semi-annually, or 10.00% per annum if the Company elect maturing August 15, 2028.
“On January 18, 2024, in connection with its previously announced restructuring transactions, 5E Advanced Materials, Inc. (the “ Company ”) entered into the Amended and Restated Note Purchase Agreement (the “ Amended and Restated Note Purchase Agreement ”) by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Ascend Global Investment Fund SPC, for and on behalf of Strategic SP (“ Ascend ”), and Meridian Investments Corporation (“ Meridian ”), related to the Company’s 4.50% senior secured convertible notes (the “ Convertible Notes ”).”
Material Agreements
5E Advanced Materials, Inc. entered into Amended and Restated 5ECAP Subscription Agreement with Ascend Global Investment Fund SPC, 5ECAP, LLC (effective 2024-01-18).
“On January 18, 2024, the Company entered into an amended and restated subscription agreement (the “ Amended and Restated 5ECAP Subscription Agreement ”), by and among the Company, Ascend, and 5ECAP.”
Material Agreements
5E Advanced Materials, Inc. amended Amended and Restated Note Purchase Agreement with BEP Special Situations IV LLC, Ascend Global Investment Fund SPC, Meridian Investments Corporation (effective 2024-01-18).
“On January 18, 2024, in connection with its previously announced restructuring transactions, 5E Advanced Materials, Inc. (the “ Company ”) entered into the Amended and Restated Note Purchase Agreement (the “ Amended and Restated Note Purchase Agreement ”) by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Ascend Global Investment Fund SPC, for and on behalf of Strategic SP (“ Ascend ”), and Meridian Investments Corporation (“ Meridian ”), related to the Company’s 4.50% senior secured convertible notes (the “ Convertible Notes ”).”
Shareholder Votes
5E Advanced Materials, Inc. shareholders approved Issuance of additional Common Stock upon conversion of senior secured convertible notes and amendment to such notes at the 2024-01-12 meeting.
“3. The issuance of additional shares of the Company’s Common Stock upon conversion of the Company’s outstanding senior secured convertible notes in connection and with an amendment to such convertible notes (the “ Convertible Notes Proposal ”)”
Shareholder Votes
5E Advanced Materials, Inc. shareholders approved Issuance of up to $35 million of Common Stock at $1.025 per share to Ascend Global Investment Fund SPC and others at the 2024-01-12 meeting.
“Approval of the Securities Offering Proposal 26,703,415 61,054 19,425 FOR AGAINST ABSTAIN 3. Approval of the Convertible Notes Proposal 26,719,756 54,393 9,745”
Shareholder Votes
5E Advanced Materials, Inc. shareholders approved Amendment to increase authorized shares from 180,000,000 to 360,000,000 at the 2024-01-12 meeting.
“On January 12, 2024, 5E Advanced Materials, Inc. (the “ Company” ) held a Special Meeting of Stockholders (the “ Special Meeting” ) where the following matters were voted upon and approved by the Company’s stockholders: 1. An amendment to the Company’s certificate of incorporation to increase the number of authorized shares of common stock”
Stefan Selig resigned as Director at 5E Advanced Materials, Inc..
“Concurrent wtih Mr. Selig’s appointment to the Board, he tendered his resignation as a member of the Board effective June 11, 2024.”
Stefan Selig was appointed as Director at 5E Advanced Materials, Inc..
“Concurrent wtih Mr. Selig’s appointment to the Board, he tendered his resignation as a member of the Board effective June 11, 2024.”
Material Agreements
5E Advanced Materials, Inc. entered into 5ECAP Subscription Agreement with 5ECAP, LLC valued at up to $35 million (effective 2023-12-05).
“Additionally, in connection with the anticipated Placement, on December 5, 2023, the Company entered into (i) a subscription agreement (the “ Ascend Subscription Agreement ”) with Ascend and (ii) a subscription agreement (the “ 5ECAP Subscription Agreement ”) with 5ECAP, LLC (“ 5ECAP ”) pursuant to which Ascend and 5ECAP shall subscribe for and purchase shares of the Company’s common stock upon the consummation of the Out-of-Court Restructuring contemplated by the Restructuring Support Agreement.”
Material Agreements
5E Advanced Materials, Inc. entered into Ascend Subscription Agreement with Ascend Global Investment Fund SPC valued at up to $35 million (effective 2023-12-05).
“(the “ Company or “ 5E ”) extended the effectiveness of the previously announced standstill agreement (the “ Standstill Agreement ”), by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Alter Domus (US) LLC (“ Collateral Agent ”), Ascend Global Investment Fund SPC for and on behalf of Strategic SP (“ Ascend ”), and Mayfair Ventures Pte Ltd from December 1, 2023 to December 5, 2023 at 5:00 pm Pacific Standard Time (the “ Standstill Extension ”).”
Material Agreements
5E Advanced Materials, Inc. entered into Restructuring Support Agreement with BEP Special Situations IV LLC, Alter Domus (US) LLC, Ascend Global Investment Fund SPC (effective 2023-12-05).
“On December 5, 2023, the Company entered into a Restructuring Support Agreement (the “ Restructuring Support Agreement ”) with Bluescape, Collateral Agent, and Ascend in connection with certain restructuring and recapitalization transactions”
Stefan Selig resigned as director at 5E Advanced Materials, Inc..
“Concurrent with his appointment, Mr. Selig has tendered his resignation as a member of the Board effective June 5, 2024.”
Stefan Selig was appointed as director at 5E Advanced Materials, Inc..
“announced the appointment of Stefan Selig as a director of the Board, effective on December 5, 2023”
George Fairchild resigned as Chief Accounting Officer at 5E Advanced Materials, Inc..
“On September 6, 2023, 5E Advanced Materials, Inc. (the "Company") Chief Accounting Officer, George Fairchild, gave the Company notice of his resignation effective as of September 29, 2023.”
Earnings Releases
5E Advanced Materials, Inc. reported financial results for the full year ended June 30, 2023.
“On August 30, 2023, 5E Advanced Materials, Inc. (the “Company”) announced its financial results for the full year ended June 30, 2023.”
Susan Brennan was appointed as non-independent director at 5E Advanced Materials, Inc..
“On June 3, 2023, Susan Brennan was appointed as a non-independent director of 5E Advanced Materials, Inc.”
Earnings Releases
5E Advanced Materials, Inc. reported financial results for the three months ended March 31, 2023.
“On May 11, 2023, 5E Advanced Materials, Inc. (the "Company") announced its financial results for the three months ended March 31, 2023.”
Shareholder Votes
5E Advanced Materials, Inc. shareholders approved Approval of the issuance of common stock to the current and former Directors of the Company at the 2023-04-27 meeting.
“8. Approval of the issuance of common stock to the current and former Directors of the Company FOR AGAINST ABSTAIN BROKER NON-VOTES David Jay Salisbury 19,349,755 7,066,784 232,841 611,399 Stephen Hunt 19,499,745 6,916,784 232,851 611,399 Sen Ming (Jimmy) Lim 19,351,745 7,064,784 232,851 611,399 Patricia Mishic O’Brien 19,350,387 7,064,152 234,841 611,399”
Shareholder Votes
5E Advanced Materials, Inc. shareholders approved Approval of the grant of awards to the current Directors of the Company pursuant to the Plan at the 2023-04-27 meeting.
“7. Approval of the grant of awards to the current Directors pursuant to the Plan FOR AGAINST ABSTAIN BROKER NON-VOTES David Jay Salisbury 19,755,869 6,711,290 182,221 611,399 Stephen Hunt 19,904,757 6,561,290 183,333 611,399 H. Keith Jennings 19,412,114 7,053,943 183,323 611,399 Sen Ming (Jimmy) Lim 19,757,859 6,709,290 182,231 611,399 Graham van't Hoff 12,166,138 14,379,569 103,673 611,399”
Anthony Hall resigned as Chief Executive Officer at 5E Advanced Materials, Inc..
“Ms. Brennan will succeed Mr. Anthony Hall, whose designation as the Company’s principal executive officer will terminate as of the Effective Date.”
Susan Brennan was appointed as Chief Executive Officer at 5E Advanced Materials, Inc..
“On March 21, 2023, the Board of Directors (the “ Board ”) of 5E Advanced Materials, Inc. (“ 5E ” or the “ Company ”) announced the appointment of Ms. Susan Brennan as the Company’s new Chief Executive Officer, effective April 24, 2023”
Earnings Releases
5E Advanced Materials, Inc. reported financial results for quarter ended December 31, 2022.
“5E Advanced Materials, Inc. (Nasdaq: FEAM) (ASX: 5EA) (“5E” or the “Company”), a boron and lithium company with U.S. government Critical Infrastructure designation for its 5E Boron Americas (Fort Cady) Complex, today announced its financial results for the quarter ended December 31, 2022.”
Chance Pipitone departed as SVP, Corporate Development & Investor Relations at 5E Advanced Materials, Inc..
“Chance Pipitone, who served as 5E Advanced Materials, Inc.’s (“5E” or the “Company”) SVP, Corporate Development & Investor Relations, has departed the Company to pursue other opportunities.”
Patricia Mishic O’Brien resigned as Director at 5E Advanced Materials, Inc..
“Effective January 30, 2023, Patricia Mishic O’Brien resigned from the Board of Directors (the “ Board ”) of 5E Advanced Materials, Inc. (“ 5E ” or the “ Company ”).”
Earnings Releases
5E Advanced Materials, Inc. reported the three months ended September 30, 2022 results: net income $ 4,606.
George Fairchild was appointed as Principal Accounting Officer at 5E Advanced Materials, Inc..
“On November 9, 2022, the Board designated Mr. Fairchild as the Company’s principal accounting officer (“PAO”).”
Anthony Hall was appointed as Principal Executive Officer at 5E Advanced Materials, Inc..
“designated Mr. Anthony Hall as the Company’s principal executive officer (“PEO”) during the Company’s ongoing search for a chief executive officer.”
Graham van't Hoff was appointed as Director at 5E Advanced Materials, Inc..
“the Board of Directors (the “Board”) of 5E Advanced Materials, Inc. (“5E” or the “Company”) announced that it has appointed Ms. Patricia Mishic O’Brien, Mr. H. Keith Jennings , and Mr. Graham van’t Hoff, and as directors of the Board, effective October 25, 2022.”
H. Keith Jennings was appointed as Director at 5E Advanced Materials, Inc..
“the Board of Directors (the “Board”) of 5E Advanced Materials, Inc. (“5E” or the “Company”) announced that it has appointed Ms. Patricia Mishic O’Brien, Mr. H. Keith Jennings , and Mr. Graham van’t Hoff, and as directors of the Board, effective October 25, 2022.”
Patricia Mishic O'Brien was appointed as Director at 5E Advanced Materials, Inc..
“the Board of Directors (the “Board”) of 5E Advanced Materials, Inc. (“5E” or the “Company”) announced that it has appointed Ms. Patricia Mishic O’Brien, Mr. H. Keith Jennings , and Mr. Graham van’t Hoff, and as directors of the Board, effective October 25, 2022.”
Palvi Mehta resigned as member of the Board at 5E Advanced Materials, Inc..
“accepted the resignation of Palvi Mehta as a member of the Board and all committees thereof, effective as of October 3, 2022.”
Anthony Hall was appointed as Interim Chief Executive Officer at 5E Advanced Materials, Inc..
“Mr. Anthony Hall will lead the Company effective November 1, 2022 until the appointment of a new CEO is confirmed.”
Henri Tausch resigned as President and Chief Executive Officer and a member of the Board at 5E Advanced Materials, Inc..
“the Board of Directors (the “Board”) of 5E Advanced Materials, Inc. (“5E” or the “Company”) accepted the resignation of Henri Tausch as President and Chief Executive Officer and as a member of the Board, effective as of October 31, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.