5E Advanced Materials, Inc. — fact timeline

Curtis L. Hebert Jr. was appointed as Director at 5E Advanced Materials, Inc..

“On the Exchange Effective Date, the Board appointed Curtis L. Hebert, Jr., as a director, effective immediately”

Paul Weibel resigned as Director at 5E Advanced Materials, Inc..

“On the Exchange Effective Date, Paul Weibel notified the Company of his resignation from the Board of Directors of the Company (the “Board”), effective on such date.”

Bryn Jones was appointed as Director at 5E Advanced Materials, Inc..

“On June 3, 2024, the board appointed Bryn Jones to the Board as a director, effective July 1, 2024.”

Stephen Hunt resigned as Director at 5E Advanced Materials, Inc..

“On June 3, 2024, Stephen Hunt informed the Company's Board of Directors (the "Board") of his intention to resign from the Board effective on June 30, 2024.”

Joshua Malm was appointed as Interim Chief Financial Officer at 5E Advanced Materials, Inc..

“The Board also appointed Joshua Malm, the Company’s Interim Chief Accounting Officer, as the Company’s Interim Chief Financial Officer and principal financial officer and principal accounting officer, effective as of the Effective Date.”

Paul Weibel was appointed as Chief Executive Officer at 5E Advanced Materials, Inc..

“Also on June 3, 2024, the Board appointed Paul Weibel, the Company’s Chief Financial Officer, as the Company’s Chief Executive Officer and principal executive officer, effective as of the Effective Date.”

Susan Brennan resigned as President and Chief Executive Officer at 5E Advanced Materials, Inc..

“On June 3, 2024, Susan Brennan notified 5E Advanced Materials, Inc. (the “Company”) of her resignation as President and Chief Executive Officer of the Company and as a director of the Board of Directors of the Company (the “Board”), effective as of June 3, 2024”

5E Advanced Materials, Inc.: Increased authorized shares of Common Stock from 180,000,000 to 360,000,000 via Amended and Restated Certificate of Incorporation (effective 2024-01-12).

“On January 12, 2024, the Company, following receipt of approval of the Charter Amendment Proposal, filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware.”

5E Advanced Materials, Inc. amended convertible notes with BEP Special Situations IV LLC, Ascend Global Investment Fund SPC, Meridian Investments Corporation at 4.50% per annum, payable semi-annually, or 10.00% per annum if the Company elect maturing August 15, 2028.

“On January 18, 2024, in connection with its previously announced restructuring transactions, 5E Advanced Materials, Inc. (the “ Company ”) entered into the Amended and Restated Note Purchase Agreement (the “ Amended and Restated Note Purchase Agreement ”) by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Ascend Global Investment Fund SPC, for and on behalf of Strategic SP (“ Ascend ”), and Meridian Investments Corporation (“ Meridian ”), related to the Company’s 4.50% senior secured convertible notes (the “ Convertible Notes ”).”

5E Advanced Materials, Inc. entered into Amended and Restated 5ECAP Subscription Agreement with Ascend Global Investment Fund SPC, 5ECAP, LLC (effective 2024-01-18).

“On January 18, 2024, the Company entered into an amended and restated subscription agreement (the “ Amended and Restated 5ECAP Subscription Agreement ”), by and among the Company, Ascend, and 5ECAP.”

5E Advanced Materials, Inc. amended Amended and Restated Note Purchase Agreement with BEP Special Situations IV LLC, Ascend Global Investment Fund SPC, Meridian Investments Corporation (effective 2024-01-18).

“On January 18, 2024, in connection with its previously announced restructuring transactions, 5E Advanced Materials, Inc. (the “ Company ”) entered into the Amended and Restated Note Purchase Agreement (the “ Amended and Restated Note Purchase Agreement ”) by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Ascend Global Investment Fund SPC, for and on behalf of Strategic SP (“ Ascend ”), and Meridian Investments Corporation (“ Meridian ”), related to the Company’s 4.50% senior secured convertible notes (the “ Convertible Notes ”).”

5E Advanced Materials, Inc. shareholders approved Issuance of additional Common Stock upon conversion of senior secured convertible notes and amendment to such notes at the 2024-01-12 meeting.

“3. The issuance of additional shares of the Company’s Common Stock upon conversion of the Company’s outstanding senior secured convertible notes in connection and with an amendment to such convertible notes (the “ Convertible Notes Proposal ”)”

5E Advanced Materials, Inc. shareholders approved Issuance of up to $35 million of Common Stock at $1.025 per share to Ascend Global Investment Fund SPC and others at the 2024-01-12 meeting.

“Approval of the Securities Offering Proposal 26,703,415 61,054 19,425 FOR AGAINST ABSTAIN 3. Approval of the Convertible Notes Proposal 26,719,756 54,393 9,745”

5E Advanced Materials, Inc. shareholders approved Amendment to increase authorized shares from 180,000,000 to 360,000,000 at the 2024-01-12 meeting.

“On January 12, 2024, 5E Advanced Materials, Inc. (the “ Company” ) held a Special Meeting of Stockholders (the “ Special Meeting” ) where the following matters were voted upon and approved by the Company’s stockholders: 1. An amendment to the Company’s certificate of incorporation to increase the number of authorized shares of common stock”