Source-grounded facts extracted from Great Elm Group, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Great Elm Group, Inc. reported fiscal third quarter ended March 31, 2026 results: revenue $3.4 million, net income $(13.5) million.
“Total revenue for the third quarter was $3.4 million, compared to $3.2 million for the prior-year period, a 7% increase. • Net loss was $(13.5) million for the third quarter, compared to net loss of $(4.5) million in the prior-year period.”
Great Elm Group, Inc. reported fiscal third quarter ended March 31, 2024 results: revenue $2.8 million, net income ($2.9) million.
“GEG reported total revenue of $2.8 million, a 47% increase from $1.9 million in the prior-year period”
Great Elm Group, Inc. reported fiscal second quarter ended December 31, 2023 results: net income 0.6 million.
“GEG reported total revenue of $2.8 million, a 50% increase from $1.9 million in the prior-year three-month period. GEG recorded a net loss from continuing operations of ($0.2) million, compared to net income from continuing operations of $29.7 million in the prior-year three-month period.”
Great Elm Group, Inc. shareholders approved Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers at the 2023-12-13 meeting.
“Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers 14,230,550 4,874,755 693,962 6,828,732”
Great Elm Group, Inc. shareholders approved Ratification of the selection of Grant Thornton LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2024 at the 2023-12-13 meeting.
“Ratification of the selection of Grant Thornton LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2024 26,599,621 26,300 2,078 0”
Great Elm Group, Inc. shareholders approved Election of directors at the 2023-12-13 meeting.
“Election of directors: Matthew A. Drapkin 12,994,815 6,791,773 12,679 6,828,732 James H. Hugar 15,787,604 3,998,985 12,678 6,828,732 David Matter 15,865,625 3,920,963 12,679 6,828,732 James P. Parmelee 14,341,683 5,444,905 12,679 6,828,732 Jason W. Reese 16,468,139 3,327,449 3,679 6,828,732 Eric J. Scheyer 14,408,683 5,377,905 12,679 6,828,732”
Great Elm Group, Inc. reported fiscal year ended June 30, 2023 results: revenue $8.7 million, net income $14.5 million.
“Total revenue for the fiscal year ended June 30, 2023 grew 92% to $8.7 million, compared to $4.5 million for fiscal 2022”
Great Elm Group, Inc. reported fiscal fourth quarter ended June 30, 2023 results: revenue $3.0 million, net income ($5.3) million.
“Total revenue for the fourth quarter grew 96% to $3.0 million, compared to $1.5 million for the prior-year period”
Great Elm Group, Inc.: Adopted amended SOX Code of Business Conduct and Ethics (effective 2023-09-20).
“On September 20, 2023, the Company adopted an amended SOX Code of Business Conduct and Ethics (the "Code") that was approved by the board of directors of the Company on September 20, 2023, and which applies to all directors, officers and employees of the Company and its subsidiaries and controlled affiliates.”
Keri A. Davis was appointed as Chief Financial Officer at Great Elm Group, Inc..
“On May 15, 2023, the Company appointed Keri A. Davis, age 39, as the Company’s Chief Financial Officer, effective immediately following Mr. Pearson’s resignation.”
Brent J. Pearson resigned as Chief Financial Officer and Chief Accounting Officer at Great Elm Group, Inc..
“On May 15, 2023, Brent J. Pearson resigned as Chief Financial Officer and Chief Accounting Officer of Great Elm Group, Inc.”
Great Elm Group, Inc. reported fiscal third quarter ended March 31, 2023 results: revenue $1.9 million, net income $0.5 million.
“During the three months ended March 31, 2023, GEG reported total revenue of $1.9 million, a 92% increase compared to $1.0 million during the same period in the prior year. The increase primarily related to the May 2022 acquisition of the Monomoy REIT management agreement. During the three months ended March 31, 2023, GEG recorded a net loss from continuing operations of $0.5 million, compared to a net loss from continuing operations of $6.5 million during the same period in the prior year.”
Jason W. Reese was appointed as Chairman and Chief Executive Officer at Great Elm Group, Inc..
“On May 4, 2023, the Company appointed Jason W. Reese, age 57, as the Company’s Chairman and Chief Executive Officer, effective immediately following Mr. Reed’s resignation.”
Peter A. Reed resigned as Chief Executive Officer at Great Elm Group, Inc..
“On May 4, 2023, Peter A. Reed resigned as Chief Executive Officer of the Company, effective immediately following the filing of the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2023.”
Great Elm Group, Inc. reported fiscal second quarter ended December 31, 2022 results: revenue $1.9 million, net income $29.7 million.
“31, 2022, representing approximately 2% sequential growth from September 30, 2022 and up approximately 7% year-to-date. • GEG total revenue grew for the second quarter by 84% to $1.9 million, compared to $1.0 million for the same period in the prior year, primarily attributable to the acquisition of the management agreement for Monomoy Properties REIT, LLC and its”
Great Elm Group, Inc. completed a disposition involving QHM Holdings, Inc. for $80.0 million (closed 2023-01-03).
“On January 3, 2023, GEG’s wholly-owned subsidiary, Great Elm DME Holdings, Inc., along with the minority owners of HC LLC, entered into an agreement (the “Purchase Agreement”) with QHM Holdings, Inc., a subsidiary of Quipt Home Medical Corp. (“Quipt”), to sell 100% of the outstanding membership interests in HC LLC to Quipt for $80.0 million, consisting of approximately $72.8 million in cash, $5.2 million of indebtedness assumed by Quipt and $2.0 million in shares of Quipt common stock based on the 20 day volume weighted average price of Quipt’s common stock for the period ending on and including the second business day prior to the closing of the transaction.”
Great Elm Group, Inc. completed a disposition involving J.P. Morgan Broker-Dealer Holdings Inc. for approximately $18.4 million in cash (closed 2022-12-30).
“On December 30, 2022, Great Elm Group, Inc. ("GEG") and its wholly-owned subsidiary, Great Elm FM Acquisition, Inc. (“FM Acquisition”), entered into a stock purchase agreement (the “Stock Purchase Agreement”) with J.P. Morgan Broker-Dealer Holdings Inc. (“JPM”) to sell 61 shares of the common stock, $0.001 par value per share, of Forest Investments, Inc. ("Forest") owned by FM Acquisition and GEG, which shares constitute 61% of the issued and outstanding shares of Forest’s common stock, to JPM for approximately $18.4 million in cash.”
Great Elm Group, Inc. entered into Purchase Agreement with QHM Holdings, Inc., a subsidiary of Quipt Home Medical Corp. valued at $80.0 million (effective 2023-01-03).
“On January 3, 2023, GEG’s wholly-owned subsidiary, Great Elm DME Holdings, Inc., along with the minority owners of HC LLC, entered into an agreement (the “Purchase Agreement”) with QHM Holdings, Inc., a subsidiary of Quipt Home Medical Corp. (“Quipt”), to sell 100% of the outstanding membership interests in HC LLC to Quipt for $80.0 million”
Great Elm Group, Inc. entered into Note with Forest valued at approximately $38.1 million (effective 2022-12-29).
“on December 29, 2022, GEG and FM Acquisition issued a promissory note (the “Note”) in favor of Forest in an aggregate principal amount equal to approximately $38.1 million”
Great Elm Group, Inc. entered into Stockholders Agreement with GEG, JPM and Forest (effective 2022-12-30).
“In connection with the Stock Purchase Agreement, GEG, JPM and Forest entered into an amended and restated stockholders’ agreement (the “Stockholders Agreement”).”
Great Elm Group, Inc. entered into Stock Purchase Agreement with J.P. Morgan Broker-Dealer Holdings Inc. valued at approximately $18.4 million (effective 2022-12-30).
“On December 30, 2022, Great Elm Group, Inc. ("GEG") and its wholly-owned subsidiary, Great Elm FM Acquisition, Inc. (“FM Acquisition”), entered into a stock purchase agreement (the “Stock Purchase Agreement”) with J.P. Morgan Broker-Dealer Holdings Inc. (“JPM”) to sell 61 shares of the common stock, $0.001 par value per share, of Forest Investments, Inc. ("Forest") owned by FM Acquisition and GEG, which shares constitute 61% of the issued and outstanding shares of Forest’s common stock, to JPM for approximately $18.4 million in cash.”
Great Elm Group, Inc. shareholders approved Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers at the 2022-11-21 meeting.
“Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers 12,578,681 6,959,973 687,973 5,500,320”
Great Elm Group, Inc. shareholders approved Ratification of the selection of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2023 at the 2022-11-21 meeting.
“Ratification of the selection of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2023 25,035,828 670,660 20,459 0”
Great Elm Group, Inc. shareholders approved Approval of the issuance of shares of the Company’s Common Stock, based on the volume-weighted average price of the Company’s Common Stock for the 30-day period prior to the date of issuance, sufficient to repay the outstanding principal amount of the $5.7 million promissory note issued by Great Elm at the 2022-11-21 meeting.
“Approval of the issuance of shares of the Company’s Common Stock, based on the volume-weighted average price of the Company’s Common Stock for the 30-day period prior to the date of issuance, sufficient to repay the outstanding principal amount of the $5.7 million promissory note issued by Great Elm Capital, Inc. (“GECM”) to Imperial Capital Asset Management, LLC (“ICAM”) and pay the $2.0 million in earnouts (if required) pursuant to an asset purchase agreement, dated as of May 4, 2022, between GECM and ICAM with respect to GECM’s acquisition of the investment management agreement and certain related assets for Monomoy Properties REIT, LLC 19,410,797 813,601 2,229 5,500,320”
Great Elm Group, Inc. shareholders approved Approval of 2,900,000 additional shares of the Company’s Common Stock authorized for issuance under the Plan at the 2022-11-21 meeting.
“Approval of 2,900,000 additional shares of the Company’s Common Stock authorized for issuance under the Plan 18,823,872 1,401,985 770 5,500,320”
Great Elm Group, Inc. shareholders approved Election of directors at the 2022-11-21 meeting.
“Election of directors: Matthew A. Drapkin 12,845,655 7,379,409 1,563 5,500,320 James H. Hugar 14,870,903 5,354,161 1,563 5,500,320 David Matter 18,269,980 1,955,084 1,563 5,500,320 James P. Parmelee 13,111,329 7,113,735 1,563 5,500,320 Jason W. Reese 15,217,284 5,007,779 1,564 5,500,320 Eric J. Scheyer 14,061,163 6,163,900 1,564 5,500,320”
Great Elm Group, Inc. reported fiscal first quarter ended September 30, 2022 results: revenue Consolidated revenue for the first quarter was $18.6 million, net income On a consolidated basis, GEG recognized a net loss of $8.5 million for the first quarter.
“• Consolidated revenue for the first quarter was $18.6 million, up 12% compared to $16.5 million in the prior-year period. • On a consolidated basis, GEG recognized a net loss of $8.5 million for the first quarter, compared to net income of $0.1 million for the same period in the prior year.”
Great Elm Group, Inc.: Added an exclusive forum selection provision to the Amended and Restated Bylaws, designating Delaware courts for certain internal affairs claims and federal district courts for Securities Act claims (effective 2022-11-14).
“Effective November 14, 2022, the Board of Directors of the Company amended and restated the Company’s Bylaws (the “Amended and Restated Bylaws”), effective immediately, to add an exclusive forum selection provision so that, unless the Company consents in writing to the selection of an alternative forum, any (i) derivative action or proceeding brought on behalf of the Company, (ii) action asserting a claim of breach of a fiduciary duty owed by any director, officer or other employee of the Company to the Company or the Company’s stockholders, (iii) action asserting a claim arising pursuant to any provision of the Delaware General Corporation Law or the Company’s Certificate of Incorporation or the Amended and Restated Bylaws, or (iv) action asserting a claim governed by the internal affairs doctrine, be exclusively brought in the Court of Chancery in the State of Delaware or, if such court does not have subject matter jurisdiction thereof, the federal district court of the State of Dela”
Adam Kleinman changed role as President at Great Elm Group, Inc..
“In connection with Mrs. Milz' appointment, Adam Kleinman, formerly the Company’s President and Chief Operating Officer, will continue serving as the Company’s President, effective September 6, 2022.”
Nichole Milz was appointed as Chief Operating Officer at Great Elm Group, Inc..
“On August 30, 2022, Great Elm Group, Inc. (the “Company”) appointed Nichole Milz, age 48, as Chief Operating Officer, effective September 6, 2022.”
David Matter was appointed as Director at Great Elm Group, Inc..
“On May 25, 2022, the Board appointed David Matter as a director to fill the vacancy on the Board resulting from Mr. Reed’s resignation.”
Peter A. Reed resigned as Director at Great Elm Group, Inc..
“On May 24, 2022, Peter A. Reed tendered his notice of resignation from the Board of Directors (the “Board”) of Great Elm Group, Inc. (the “Company”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.