GLADSTONE CAPITAL CORP — fact timeline

GLADSTONE CAPITAL CORP amended Seventh Supplemental Indenture with U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association) (effective 2026-06-05).

“On June 5, 2026, in connection with the Offering, the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association), as trustee (the “Trustee”), entered into a Seventh Supplemental Indenture (the “Seventh Supplemental Indenture”) to the Indenture, dated November 6, 2018, between the Company and the Trustee (together with the Seventh Supplemental Indenture, the “Indenture”).”

GLADSTONE CAPITAL CORP entered into Underwriting Agreement with B. Riley Securities, Inc valued at $60.0 million (effective 2026-06-03).

“On June 3, 2026, Gladstone Capital Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc, in connection with the issuance and sale of $ 60.0 million aggregate principal amount of the Company’s 7.000% Notes due 2029 in a registered direct offering”

George "Chip" Stelljes, III was elected as Director at GLADSTONE CAPITAL CORP.

“elected George "Chip" Stelljes, III to the Board, effective June 1, 2026.”

GLADSTONE CAPITAL CORP reported the fiscal quarter ended March 31, 2026 results: revenue $25,992, net income $11,838, EPS $0.52.

“Summary Information (dollars in thousands, except per share data) (unaudited) : For the Quarter Ended: March 31, 2026 December 31, 2025 Change % Change Total investment income $ 25,992 $ 24,511 $ 1,481 6.0 % Total expenses, net of credits (14,154 ) (13,247 ) (907 ) 6.8 Net investment income 11,838 11,264 574 5.1 Net investment income per common share 0.52 0.50”

GLADSTONE CAPITAL CORP amended credit facility of $320.0 million, can be increased up to $400.0 million with KeyBank National Association at 2.60% during the revolving period and 3.10% thereafter maturing revolving period to October 30, 2027 and final maturity two years after termination of revolving period.

“On June 23, 2025, Gladstone Capital Corporation (the “Company”), through its wholly-owned subsidiary Gladstone Business Loan, LLC, entered into Amendment No. 9 (the “Amendment”) to its Sixth Amended and Restated Credit Agreement with KeyBank National Association (“KeyBank”), as administrative agent, lead arranger and lender, Gladstone Management Corporation, the Company’s Adviser, as servicer, and certain other lenders party thereto (together with the Amendment, the “Credit Facility”). Under the terms of the Amendment, the Credit Facility was amended to, among other things, extend the revolving period of the Credit Facility to October 30, 2027 and extend the final maturity date of the Credit Facility to two years after the termination of the revolving period. The interest rate margin is 2.60% during the revolving period and 3.10% thereafter. The available borrowing commitments were increased by $26.3 million to $320.0 million at close and can be increased up to a maximum of $400.0 mill”

Terry Lee Brubaker departed as Chief Operating Officer at GLADSTONE CAPITAL CORP.

“On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Capital Corporation (the “Company”) effective December 2, 2024.”

Katharine Cornell Gorka was elected as Director at GLADSTONE CAPITAL CORP.

“On August 22, 2024, Gladstone Capital Corporation (the “Company”) announced the election of Katharine Cornell Gorka to its Board of Directors (the “Board”), effective August 22, 2024.”

GLADSTONE CAPITAL CORP reported second fiscal quarter ended March 31, 2024 results: net income $10.8 million, or $0.25 per share.

“On May 1, 2024, Gladstone Capital Corporation issued a press release announcing its financial results for the fiscal quarter ended March 31, 2024.”

GLADSTONE CAPITAL CORP shareholders rejected Amendment to the Company's charter to increase the number of authorized shares of common stock at the 2024-02-29 meeting.

“3. The amendment to the Company's charter to increase the number of authorized shares of common stock, was not approved by the following vote. For Against Abstain Broker Non-Votes 26,286,560 4,400,388 948,614 0”

GLADSTONE CAPITAL CORP shareholders approved Ratification of selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending September 30, 2024 at the 2024-02-29 meeting.

“2. The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2024, by the following vote. For Against Abstain Broker Non-Votes 30,484,924 748,899 401,739 0”

GLADSTONE CAPITAL CORP shareholders approved Election of Directors Walter H. Wilkinson, Jr. and Paula Novara to serve until the 2027 Annual Meeting at the 2024-02-29 meeting.

“1. The following individuals were elected as directors, Walter H. Wilkinson, Jr. and Paula Novara, to serve until the 2027 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote: For Withheld Broker Non-Votes Walter H. Wilkinson, Jr. 17,630,291 1,012,392 12,992,879 Paula Novara 17,842,070 800,613 12,992,879”

GLADSTONE CAPITAL CORP reported financial results for the fiscal quarter ended December 31, 2023.

“On February 5, 2024, Gladstone Capital Corporation issued a press release announcing its financial results for the fiscal quarter ended December 31, 2023.”

GLADSTONE CAPITAL CORP shareholders approved To approve a new investment advisory agreement between the Company and Gladstone Management Corporation at the 2024-01-24 meeting.

“The matter considered and voted on by the Company’s stockholders at the Special Meeting (the “Proposal”) and the vote of the stockholders were as follows: 1. To approve a new investment advisory agreement between the Company and Gladstone Management Corporation, the Company’s investment adviser: For Against Abstain 20,766,320 886,628 1,114,532”

GLADSTONE CAPITAL CORP reported the fiscal quarter and year ended September 30, 2023 results: revenue $23,756, net income $10,987, EPS $0.28.

“Summary Information (dollars in thousands, except per share data) (unaudited) : For the Quarter Ended: September 30, 2023 June 30, 2023 Change % Change Total investment income $ 23,756 $ 22,823 $ 933 4.1 % Total expenses, net of credits (12,769 ) (11,147 ) (1,622 ) 14.6 Net investment income 10,987 11,676 (689 ) (5.9 ) Net investment income per common share 0.28”

GLADSTONE CAPITAL CORP: Amended Article IV, Section 26 to revise the potential composition of the Executive Committee to not less than two Board members, including the Chairman (effective 2023-10-10).

“On October 10, 2023, the board of directors (the “Board”) of Gladstone Capital Corporation (the “Company”) approved and adopted the Fifth Amendment to the Company’s Bylaws, effective as of October 10, 2023 (the “Bylaw Amendment”). The Bylaw Amendment amended Article IV, Section 26 to revise the potential composition of the Executive Committee of the Board to not less than two members of the Board, one of whom will be the Chairman of the Board.”

GLADSTONE CAPITAL CORP incurred senior notes of $57,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 7.75% per year maturing September 1, 2028.

“Company and the Trustee (together with the Fifth Supplemental Indenture, the “Indenture”). The Fifth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 57,000,000 aggregate principal amount of its 7.75% Notes due 2028 (the “Notes”). The Notes will mature on September 1, 2028, unless previously redeemed or repurchased in accordance with”

GLADSTONE CAPITAL CORP entered into Fifth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $57,000,000 aggregate principal amount (effective 2023-08-17).

“On August 17, 2023, in connection with a previously announced public offering, Gladstone Capital Corporation (the “Company”) and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”), entered into a Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”) to the Indenture, dated November 6, 2018, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the “Indenture”).”

GLADSTONE CAPITAL CORP entered into Underwriting Agreement with Piper Sandler & Co., as representative of the several underwriters valued at $ 50.0 million aggregate principal amount (effective 2023-08-10).

“On August 10, 2023, Gladstone Capital Corporation (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Piper Sandler & Co., as representative of the several underwriters named therein, in connection with the issuance and sale of $ 50.0 million aggregate principal amount of the Company’s 7.75 % Notes due 2028 (the "Offering").”

GLADSTONE CAPITAL CORP amended Amended and Restated Equity Distribution Agreement with Jefferies LLC and Huntington Securities, Inc. valued at up to $100.0 million (effective 2023-07-28).

“On July 28, 2023, Gladstone Capital Corporation (the “Company”) entered into an Amended and Restated Equity Distribution Agreement (the “Amended Sales Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies LLC and Huntington Securities, Inc. (“Huntington”), as sales agents.”

GLADSTONE CAPITAL CORP reported third fiscal quarter ended June 30, 2023 results: revenue $22,823, net income $11,676, EPS $0.31 per share.

“. Summary Information (dollars in thousands, except per share data) (unaudited) : For the Quarter Ended: June 30, 2023 March 31, 2023 Change % Change Total investment income $ 22,823 $ 20,561 $ 2,262 11.0 % Total expenses, net of credits (11,147 ) (10,929 ) (218 ) 2.0 Net investment income 11,676 9,632 2,044 21.2 Net investment income per common share 0.31”

GLADSTONE CAPITAL CORP amended Amendment No. 4 with KeyBank National Association (effective 2023-06-16).

“On June 16, 2023, Gladstone Capital Corporation (the “Company”), through its wholly-owned subsidiary Gladstone Business Loan, LLC, entered into Amendment No. 4 (the “Amendment”) to its Sixth Amended and Restated Credit Agreement with KeyBank National Association (“KeyBank”), as administrative agent, lead arranger and lender, Gladstone Management Corporation, the Company’s Adviser, as servicer, and certain other lenders party thereto (together with the Amendment, the “Credit Facility”).”

GLADSTONE CAPITAL CORP entered into Dealer Manager Agreement with Gladstone Securities, LLC (effective 2023-05-31).

“On May 31, 2023, Gladstone Capital Corporation, a Maryland corporation (the “Company”), entered into a dealer manager agreement (the “Dealer Manager Agreement”), with Gladstone Securities, LLC”

GLADSTONE CAPITAL CORP reported its second fiscal quarter ended March 31, 2023 results: net income $9.6 million, EPS $0.26 per share.

“Gladstone Capital Corporation (Nasdaq: GLAD) (the “Company”) today announced earnings for its second fiscal quarter ended March 31, 2023.”

Terry L. Brubaker resigned as Director at GLADSTONE CAPITAL CORP.

“On April 14, 2023, Terry L. Brubaker notified Gladstone Capital Corporation (the “Company”) that he is resigning from the Company’s board of directors, effective immediately.”

GLADSTONE CAPITAL CORP reported the fiscal quarter ended December 31, 2022 results: revenue $ 19,294, net income 8,725, EPS 0.25.

“Total investment income $ 19,294 $ 15,939 $ 3,355 21.0 % Total expenses, net of credits (10,569 ) (8,462 ) (2,107 ) 24.9 Net investment income 8,725 7,477 1,248 16.7 Net investment income per common share 0.25 0.22 0.03 13.6”

GLADSTONE CAPITAL CORP shareholders approved Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending September 30, 2023 at the 2023-02-02 meeting.

“The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2023, by the following vote. For Against Abstain Broker Non-Votes 22,604,253 499,792 175,901 0”

GLADSTONE CAPITAL CORP shareholders approved Election of Directors Michela A. English and Anthony W. Parker to serve until the 2026 Annual Meeting at the 2023-02-02 meeting.

“The following individuals were elected as directors, Michela A. English and Anthony W. Parker, to serve until the 2026 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote: For Withheld Broker Non-Votes Michela A. English 9,558,106 715,969 13,005,871 Anthony W. Parker 9,435,644 838,431 13,005,871”

GLADSTONE CAPITAL CORP reported year ended September 30, 2022 results: revenue $63.2 million, net income $32.3 million, EPS $0.94.

“Total investment income during the years ended September 30, 2022 and 2021 was $63.2 million and $53.8 million, respectively. The year over year increase was primarily due to a $4.0 million increase in interest income, driven by an increase in the average principal balance of our interest-bearing investment portfolio of $54.2 million, or 11.7%, year over year, partially offset by a slight decrease in the weighted average yield from 10.6% during the year ended September 30, 2021 to 10.4% during the year ended September 30, 2022. Expenses, net of any non-contractual, unconditional and irrevocable credits to fees from the Adviser, increased $3.2 million, or 11.6%, for the year ended September 30, 2022, as compared to the prior year. This increase was primarily due to a $1.8 million increase in the net incentive fee and a $1.5 million increase in interest expense on borrowings. Net investment income for the year ended September 30, 2022 was $32.3 million, an increase of 23.6%, as compared”

GLADSTONE CAPITAL CORP reported quarter ended September 30, 2022 results: revenue $15.9 million, net income $7.5 million, EPS $0.22.

“Total investment income during the quarters ended September 30, 2022 and June 30, 2022 was $15.9 million and $13.8 million, respectively. The quarter over quarter increase was primarily due to increases in both the weighted average yield and the weighted average principal balance of our interest-bearing investments. The weighted average yield on our interest-bearing investments increased to 11.2% during the quarter ended September 30, 2022 as compared to 10.0% during the quarter ended June 30, 2022. The weighted average principal balance of our interest-bearing investment portfolio increased to $553.3 million during the quarter ended September 30, 2022, as compared to $506.1 million during the quarter ended June 30, 2022. Total expenses increased by 23.8% quarter over quarter, primarily due to a $0.7 million increase in net incentive fees driven by higher net investment income and a $0.6 million increase in interest expense, quarter over quarter. Net investment income for the quarter e”

Paula Novara was elected as Director at GLADSTONE CAPITAL CORP.

“On October 12, 2022, Gladstone Capital Corporation (the “Company”) announced the election of Paula Novara to its Board of Directors (the “Board”), effective October 11, 2022.”

Caren Merrick resigned as Director at GLADSTONE CAPITAL CORP.

“On January 8, 2022, Caren Merrick notified Gladstone Capital Corporation (the “Company”) that she is resigning from the board of directors of the Company effective immediately.”