Source-grounded facts extracted from Guggenheim Active Allocation Fund's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Guggenheim Active Allocation Fund terminated Prior Custody Agreements with The Bank of New York Mellon valued at The Fund terminated its existing custody agreement and foreign custody manager agreement with BNY; n (effective 2025-12-15).
“On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Fund terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the “Prior Custody Agreements”).”
Guggenheim Active Allocation Fund terminated Prior Fund Administration and Accounting Agreement with MUFG Investor Services (US) LLC valued at The Fund terminated its existing administration and accounting agreement with MUFG Investor Services (effective 2025-12-15).
“On December 15, 2025, in conjunction with entering into the FAA Agreement, the Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC (“MUFG”) (the “Prior FAA Agreement”), subject to the provision of certain ongoing transition services.”
Guggenheim Active Allocation Fund entered into Custody Agreement and Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY serves as the Fund’s custodian and holds securities and cash on behalf of the Fund; also provide (effective 2025-12-15).
“On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.”
Guggenheim Active Allocation Fund entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund (effective 2025-12-15).
“On December 15, 2025, Guggenheim Active Allocation Fund (NYSE: GOF) (the “Fund”) entered into a Fund Administration and Accounting Agreement (the “FAA Agreement”) with The Bank of New York Mellon (“BNY”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.